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Birkhäuser Basel eBooks

On Dirac Observables

Heinz Otto Cordes

Published Jan 1, 2000• 3 citations
Publisher

Abstract

The Dirac equation admits a natural time-invariant algebra Q of unbounded operators of the Hilbert space H = L 2(ℝ3, ℂ4). Time-invariance means that $${{e}^{{iHt}}}Q{{e}^{ - }}^{{iHt}} = Q, $$ with the unitary $${e^{iHt}}:{\mathbf{H}} \to {\mathbf{H}}. $$ This is not a specific feature of the Dirac equation; any 1-st order strictly hyperbolic system (under mild additional assumptions) admits such an algebra. We propose to introduce Q as algebra of “really predictable observables” into v. Neumann’s theory of physical states and observables: Only the self-adjoint operators A ∈ Q can be really predicted. For other observables — especially for most dynamical observables — one must find an observable A0 ∈ Q “close” to A, perhaps only for a given physical state ψ. Energy H belongs to Q, but location (angular) momentum, spin,…, do not. This seems to explain at a glance the triumphs and difficulties Dirac’s theory encountered.

DOI
10.1007/978-3-0348-8417-4_6

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The Dirac equation admits a natural time-invariant algebra Q of unbounded operators of the Hilbert space H = L 2(ℝ3, ℂ4). Time-invariance means that eiHtQe−iHt=Q,{{e}^{{iHt}}}Q{{e}^{ - }}^{{iHt}} = Q, eiHtQe−iHt=Q, with the unitary eiHt:H→H.{e^{iHt}}:{\mathbf{H}} \to {\mathbf{H}}. eiHt:H→H. This is not a specific feature of the Dirac equation; any 1-st order strictly hyperbolic system (under mild additional assumptions) admits such an algebra. We propose to introduce Q as algebra of “really predictable observables” into v. Neumann’s theory of physical states and observables: Only the self-adjoint operators A ∈ Q can be really predicted. For other observables — especially for most dynamical observables — one must find an observable A0 ∈ Q “close” to A, perhaps only for a given physical state ψ. Energy H belongs to Q, but location (angular) momentum, spin,…, do not. This seems to explain at a glance the triumphs and difficulties Dirac’s theory encountered.
We offer further results and a matured physical interpretation, concerning our invariant algebra P for the Dirac equation discussed in 1983 [ 1 ] and 1996 [ 2 ]. Especially, P may be fully described either with simple spectral theory of the Hamiltonian or with a decoupling modulo order — ∞ of the positive and negative energy parts of the Dirac equation, similar to the Foldy-Wouthuysen transform. There seems to be evidence indicating that only operators in P qualify as observables—i.e., can be measured with arbitrary precision—a feature comparable to the Heisenberg uncertainty relation.
Quantum theory is the soul of contemporary physics. It was discovered in an adventurous way, under the urge to solve the puzzles posed by atomic spectra and blackbody radiation. But after its invention, it immediately became clear that it was not just a theory of specific physical systems: it was rather a new language of universal applicability. Already in 1928, the theory had received solid mathematical foundations by Hilbert, von Neumann, and Nordheim, and this work was brought to completion in the monumental work of von Neumann, in the form that we still study nowadays. The theory is extraordinarily successful, and its predictions have been confirmed to an astonishing level of precision in a large spectrum of experiments. However, almost 90 years after von Neumann's book, quantum theory remains mysterious. Its mathematical formulation – based on Hilbert spaces and self-adjoint operators – is far from having an intuitive interpretation. The association of physical systems to Hilbert spaces whose unit vectors represent pure states, the representation of transformations by unitary operators and of observables by self-adjoint operators – all such postulates look artificial and ad hoc . A slightly more operational approach is provided by the C * -algebraic formulation of quantum theory – still, this formulation relies on the assumption that observables form an algebra , where the physical meanings of the multiplication and the sum are far from clear. In short, the postulates of quantum theory impose mathematical structures without providing any simple reason for this choice: the mathematics of Hilbert spaces is adopted as a magic blackbox that “works well” at producing experimental predictions. However, in a satisfactory axiomatization of a physical theory the mathematical structures should emerge as a consequence of postulates that have a direct physical interpretation. By this we mean postulates referring, e.g., to primitive notions like physical system, measurement, or process, rather than notions like, e.g., Hilbert space, C * -algebra, unit vector, or selfadjoint operator. The crucial question thus remains unanswered: why quantum theory? Which are the principles at the basis of the theory? A case that is often invoked in contrast is that of Special Relativity theory, which directly follows from the simple understandable principle of relativity.
As is well-known, Dirac [1 gave a very elegant foundation of quantum mechanics, which contained however some self-contradictory concepts from the mathematical point of view.J. von Neumann gave another foundation of the theory based upon his spectral theory of self-adjoint operators of Hilbert space.However the whole spec- tral theory is in fact not necessary and what Dirac actually needs 1 d is only that the self-adjoint operators t. and could be put in i dt diagonal forms.There is also another justification of "improper" iunctions introduced by Dirac to put these operators in the diagonal forms by means of the theory of distributions of L. Schwartz.But
Paper XXII of the Six-Throat Directed Geometry program derives the mathematical structure of one-particle quantum mechanics from the directed spinor dynamics established on the regular closed six-throat spacetime. Starting from the conserved curved-spacetime Dirac current, the construction produces a positive and slice-independent inner product and its Hilbert-space completion. The corresponding geometric propagator is unitary and satisfies composition, inverse, and adjoint closure. Real physical observables are represented by self-adjoint operators with real spectra and orthogonal spectral resolutions. The compact global geometry yields an exact periodic commutator algebra, while the standard canonical position-momentum relation is recovered on regular local charts. The Robertson and Schrödinger-Robertson uncertainty relations then follow from the same Hilbert-space structure. The tetrad Clifford algebra generates the intrinsic spin-one-half representation, including the expected spin magnitude, the spinor sign reversal under a full two-pi rotation, and the rotational multiplets obtained by coupling orbital and intrinsic angular momentum. Detector-surface current is promoted from the direct Born-flux construction of Paper XXI to a general positive measurement structure described by a non-projective POVM and the trace probability rule. Density operators, purity, von Neumann entropy, conditional access states, and Kraus dephasing channels arise within the same measurement framework. The positive-energy Dirac branch reduces at low energy to Pauli dynamics and, when the spin-covariant terms commute appropriately, to the Schrödinger Hamiltonian. The same unitary framework yields the Liouville-von Neumann equation, the Heisenberg operator equation, and the Ehrenfest relations in the local directed potential. A forty-three-condition numerical closure audit satisfies all 43 declared conditions across the derived one-particle structure. Representative numerical results include Hilbert-product and unitary residuals at approximately machine precision, exact spin-one-half algebra to numerical precision, POVM completeness at machine precision, low-energy wave-packet infidelity of 3.16 × 10⁻¹⁰ for the stated audit configuration, and Schrödinger-Heisenberg expectation agreement at 5.66 × 10⁻¹⁷. The result is a single geometric chain from conserved spacetime flux to one-particle state space, unitary dynamics, observables, commutators, uncertainty, spin, measurement operators, statistical states, and the low-energy quantum equations. Composite systems, entanglement, exchange symmetry, quantum statistics, and variable-particle-number field theory remain subsequent structural layers and are not claimed as part of the present one-particle closure.
We formulate a second-order organization of quantum dynamics in which physical energy is identified with the magnitude of the temporal oscillation frequency, whereas the algebraic sign of the frequency specifies temporal phase orientation rather than the sign of energy. For any time-independent self-adjoint first-order evolution generator G^\hat{G}G^, the associated second-order parent wave equation naturally defines a nonnegative physical-energy operator through the spectral modulus E^pe=∣G^∣=G^2\hat{E}_{\mathrm{pe}} = |\hat{G}| = \sqrt{\hat{G}^2}E^pe​=∣G^∣=G^2​. Through the polar decomposition G^=S^E^pe\hat{G} = \hat{S}\hat{E}_{\mathrm{pe}}G^=S^E^pe​, this construction decouples the nonnegative physical-energy magnitude from the signed spectrum of the first-order generator. Applied to the free Dirac equation, the Dirac Hamiltonian H^D\hat{H}_DH^D​ retains its conventional unbounded spectrum (−∞,−mc2]∪[mc2,∞)(-\infty,-mc^2]\cup[mc^2,\infty)(−∞,−mc2]∪[mc2,∞), whereas the physical-energy spectrum is bounded below by the rest energy, σ(E^pe)=[mc2,∞)\sigma(\hat{E}_{\mathrm{pe}}) = [mc^2,\infty)σ(E^pe​)=[mc2,∞). For generators with a spectral gap around zero, the second-order dynamics admits a positive-definite conserved wave norm and an equivalent two-component unitary evolution. We further prove a positive-frequency spectral completeness theorem in L2(R)L^2(\mathbb{R})L2(R) and show that the temporal Hilbert transform Ht\mathcal{H}_tHt​ provides a natural real-linear operator realization of the modulus mapping via ℏHt∂t↔ℏ∣Ω∣\hbar\mathcal{H}_t\partial_t \leftrightarrow \hbar|\Omega|ℏHt​∂t​↔ℏ∣Ω∣. Direct numerical diagonalization and high-precision time-domain integration of the one-dimensional Dirac equation confirm both the spectral modulus mapping and the exact conservation of quadratic wave energy across opposite temporal orientations. While this kinematic framework places quantum energy on the same nonnegative footing as classical field and signal energies, promoting the two temporal orientations to full particle and antiparticle sectors requires a second-quantized field theory incorporating charge conjugation, spin-statistics, locality, and interactions.