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arXiv:2610.40117

Adiabatic Variational Principle: Born-Oppenheimer Theory for Emergent Electronic-Order Dynamics

Yang Yang, Ali Rayat, Ho Jang, Yunhao Fan, Sankha Subhra Bakshi, Gia-Wei Chern

Published Oct 29, 2026• 0 citations
arXivHTMLPDF

Abstract

Recent advances in microscopic many-body methods have enabled increasingly accurate descriptions of equilibrium quantum states, yet large-scale simulations of emergent-order dynamics typically rely on phenomenological equations with prescribed free-energy functionals. We introduce the Adiabatic Variational Principle (AVP), a framework for deriving order-parameter dynamics directly from an interacting many-body Hamiltonian. When microscopic relaxation is fast compared with order-parameter evolution, the many-body state follows the collective configuration adiabatically, in analogy with the Born--Oppenheimer separation of electronic and nuclear motion. This assumption makes explicit the adiabatic closure implicit in conventional phase-field descriptions. Each instantaneous order-parameter configuration then defines a constrained quasi-stationary many-body state, and the Lagrange multipliers enforcing these constraints directly provide the thermodynamic forces driving the collective evolution. Nonlinear Mori--Zwanzig projection theory further connects the reversible dynamics to the microscopic algebra of the collective variables and relates dissipation and fluctuations to the eliminated degrees of freedom. Applications to charge- and spin-density-wave dynamics recover Allen--Cahn domain growth, resolve evolving domain networks together with their microscopic electronic structure, and yield generalized Landau--Lifshitz dynamics for itinerant magnetism. The AVP thus provides a solver-independent microscopic foundation for phase-field-like simulations of the nonequilibrium dynamics of emergent electronic order.

DOI
10.48550/arxiv.2610.40117

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Recent advances in microscopic many-body methods have enabled increasingly accurate descriptions of equilibrium quantum states, yet large-scale simulations of emergent-order dynamics typically rely on phenomenological equations with prescribed free-energy functionals. We introduce the Adiabatic Variational Principle (AVP), a framework for deriving order-parameter dynamics directly from an interacting many-body Hamiltonian. When microscopic relaxation is fast compared with order-parameter evolution, the many-body state follows the collective configuration adiabatically, in analogy with the Born--Oppenheimer separation of electronic and nuclear motion. This assumption makes explicit the adiabatic closure implicit in conventional phase-field descriptions. Each instantaneous order-parameter configuration then defines a constrained quasi-stationary many-body state, and the Lagrange multipliers enforcing these constraints directly provide the thermodynamic forces driving the collective evolution. Nonlinear Mori--Zwanzig projection theory further connects the reversible dynamics to the microscopic algebra of the collective variables and relates dissipation and fluctuations to the eliminated degrees of freedom. Applications to charge- and spin-density-wave dynamics recover Allen--Cahn domain growth, resolve evolving domain networks together with their microscopic electronic structure, and yield generalized Landau--Lifshitz dynamics for itinerant magnetism. The AVP thus provides a solver-independent microscopic foundation for phase-field-like simulations of the nonequilibrium dynamics of emergent electronic order.
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We formulate a theory for the transfer of energy from collective degrees of freedom to internal degrees of freedom when the former belong to the adiabatic large-amplitude regime. The framework is that of an extended mean-field theory including dissipation, with the following salient features: (i) The Born-Oppenheimer approximation is extended to finite excitation energy by the introduction of the concept of thermal state, that is pure with respect to collective coordinates and a (square root of a)a)a) density matrix with respect to internal coordinates. (ii) By assuming that these states form an approximate complete set for application of the Kerman-Klein method, the self-consistent theory of large amplitude collective motion is extended to finite excitation energy. (iii) The mean-field limit is taken, and further study is carried out in the basis of natural orbitals that diagonalizes the one-particle density matrix. In the approximation maintained uniformly in this work, the equations of motion for the orbitals are shown to be of Hamiltonian form; to these are conjoined the master equations for the time rate of change of the occupation numbers. The latter are studied in two extreme limits. In the collisionless limit, dissipation still arises from the response of the mean field to the collective motion (one-body friction). At the opposite extreme, collisions are assumed to be so effective as to force the system always to be in a state of local (constrained) equilibrium. (iv) We review a procedure by which the noncollective variables in the Hamiltonian may be eliminated, leading to equations of motion for the collective variables with dissipative terms that in general depend on the history of the system. The limit of instantaneous friction can be justified in an adiabatic approximation. (v) A decoupling procedure is developed for deriving the form of these equations of motion from the mean-field theory, with the ultimate aim of obtaining the macroscopic parameters that appear in the classical equations of motion for the collective variables. This procedure generalizes that developed in extensive previous work on large amplitude collective motion at zero temperature. (vi) Associating the dissipative equations of motion for the collective variables with one of the assumptions concerning the rates of change of the occupation numbers provides a description of the relaxation of a system initially perturbed from a state of dynamic equilibrium.
We study the quantum foundations of a theory of large amplitude collective motion for a Hamiltonian expressed in terms of canonical variables. In previous work the separation into slow and fast (collective and noncollective) variables was carried out without the explicit intervention of the Born-Oppenheimer approach. The addition of the Born-Oppenheimer assumption not only provides support for the results found previously in leading approximation, but also facilitates an extension of the theory to include an approximate description of the fast variables and their interaction with the slow ones. Among other corrections, one encounters the Berry vector and scalar potential. The formalism is illustrated with the aid of some simple examples, where the potentials in question are actually evaluated and where the accuracy of the Born-Oppenheimer approximation is tested. Variational formulations of both Hamiltonian and Lagrangian type are described for the equations of motion for the slow variables.
Abstract We study the renormalized Nelson model in a semiclassical regime where the field becomes classical while the particle remains quantum. The degree of classicality is measured by a small parameter ε≪1\varepsilon \ll 1ε≪1 ε ≪ 1 . In this scaling the particle evolves on microscopic times, whereas the field exhibits nontrivial dynamics only on the macroscopic scale t=O(ε−2)t={\mathcal {O}}(\varepsilon ^{-2})t=O(ε−2) t = O ( ε - 2 ) . The natural semiclassical model is the coupled Schrödinger–Klein–Gordon (SKG) system, which encodes the time-scale separation through an explicit ε\varepsilon ε ε -dependence. Based on this scale separation in SKG, we apply the adiabatic principle to derive a new PDE for the classical field, the ε\varepsilon ε ε -free adiabatic Klein–Gordon (aKG) equation, where the field is driven by the instantaneous ground state of the particle. Our main result is a norm approximation of the Nelson dynamics by the aKG solution corrected by a quasi-free fluctuation dynamics around the classical field, generated by a renormalized Bogoliubov–Nelson Hamiltonian. As a corollary, we obtain convergence of the reduced one-body densities for both subsystems, where the fluctuation correction vanishes, thereby justifying aKG as a semiclassical Born–Oppenheimer type approximation of the renormalized Nelson model.
Shortcuts to adiabaticity (STA) provide control protocols to guide the dynamics of a quantum system through an adiabatic reference trajectory in an arbitrary prescheduled time.Designing STA proves challenging in complex quantum systems when the dynamics of the degrees of freedom span different time scales.We introduce counterdiabatic Born-Oppenheimer dynamics (CBOD) as a framework to design STA in systems with a large separation of energy scales.CBOD exploits the Born-Oppenheimer approximation to separate the Hamiltonian into effective fast and slow degrees of freedom and calculate the corresponding counterdiabatic drivings for each sub-system.We show the validity of the CBOD technique via an example of coupled harmonic oscillators, which can be solved exactly for comparison, and further apply it to a system of two-charged particles.
In this work, we develop an approach to treat correlated many-electron dynamics, dressed by the presence of a finite-temperature harmonic bath. Our theory combines a small polaron transformation with the second-order time-convolutionless master equation and includes both electronic and system-bath correlations on equal footing. Our theory is based on the ab initio Hamiltonian, and is thus well-defined apart from any phenomenological choice of basis states or electronic system-bath coupling model. The equation-of-motion for the density matrix we derive includes non-markovian and non-perturbative bath effects and can be used to simulate environmentally broadened electronic spectra and dissipative dynamics, which are subjects of recent interest. The theory also goes beyond the adiabatic Born-Oppenheimer approximation, but with computational cost scaling such as the Born-Oppenheimer approach. Example propagations with a developmental code are performed, demonstrating the treatment of electron-correlation in absorption spectra, vibronic structure, and decay in an open system. An untransformed version of the theory is also presented to treat more general baths and larger systems.