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arXiv:2610.33837

V-Representability Beyond Singular Times in Time-Dependent Density Functional Theory: The Hubbard Dimer Case

Éric Cancès, Théo Duez

math-phmath.OCphysics.chem-phquant-phSubmitted Oct 24, 2026• Announced Oct 27, 2026• 0 citations
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Abstract

We study the global $V$-representability problem in time-dependent density functional theory (TDDFT) for the two-particle Hubbard dimer model in the spin-singlet sector. In particular, we investigate whether the time-dependent density of the interacting system obtained for a given one-body external potential $u$ (the tunable control variable) can be reproduced by a non-interacting Kohn--Sham system beyond the singular times at which the usual inversion formulas break down. We deal with both the conventional formulation of TDDFT based on some time-dependent variational principle and the recently introduced geometric formulation of TDDFT (Phys. Rev. Lett. 136 (2026) 256401, Phys. Rev. A 113 (2026) 062222). For both principles, we prove global-in-time $V$-representability, show that singular times induce non-uniqueness of the time-dependent effective potential, and classify the set of solutions.

AI Summary

The paper addresses whether an interacting density trajectory can be reproduced by non-interacting Kohn–Sham dynamics after density-to-potential inversion becomes singular. It treats the two-electron Hubbard dimer restricted to the spin-singlet sector, for conventional TDDFT with a real potential (VP) and a geometric formulation with an imaginary effective potential (GP), including a version with a prescribed real potential (GPc). For every finite interval and external control $u\in L^1$, global representability is proved: VP requires matching the initial density and current, whereas GP/GPc requires only matching the initial density. A compatible VP initial Slater state always exists. Complete necessary-and-sufficient conditions for general density trajectories and classifications of all reproducing trajectories and potentials are also given. For interacting densities, singular times are finite. VP continuations have binary branch choices; geometric continuations have angular parameters. The potentials satisfy $|v|\le\sqrt{2}|u|+\tfrac12\sqrt{U_1^2+U_2^2}$ and $|w|\sqrt{\rho_1\rho_2}\le2\tau$. The proofs reconstruct trajectories on the Bloch sphere and use a density–current discriminant bound to control the apparent VP singularity. A separate analysis shows that geometric potentials generically diverge as $1/|t-t_z|$ when a site density vanishes, even for smooth controls; global geometric representability therefore uses measurable potentials with weighted integrability. Exceptional branches permit integrable potentials under an additional Dini-type condition. Bang-bang-control examples illustrate the results. The theorems are restricted to this dimer sector and do not establish global representability for larger lattices or continuum systems.

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49 pages, 10 figures

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The paper addresses whether an interacting density trajectory can be reproduced by non-interacting Kohn–Sham dynamics after density-to-potential inversion becomes singular. It treats the two-electron Hubbard dimer restricted to the spin-singlet sector, for conventional TDDFT with a real potential (VP) and a geometric formulation with an imaginary effective potential (GP), including a version with a prescribed real potential (GPc).
For every finite interval and external control u∈L1u\in L^1u∈L1, global representability is proved: VP requires matching the initial density and current, whereas GP/GPc requires only matching the initial density. A compatible VP initial Slater state always exists. Complete necessary-and-sufficient conditions for general density trajectories and classifications of all reproducing trajectories and potentials are also given. For interacting densities, singular times are finite. VP continuations have binary branch choices; geometric continuations have angular parameters. The potentials satisfy ∣v∣≤2∣u∣+12U12+U22|v|\le\sqrt{2}|u|+\tfrac12\sqrt{U_1^2+U_2^2}∣v∣≤2​∣u∣+21​U12​+U22​​ and ∣w∣ρ1ρ2≤2τ|w|\sqrt{\rho_1\rho_2}\le2\tau∣w∣ρ1​ρ2​​≤2τ.
The proofs reconstruct trajectories on the Bloch sphere and use a density–current discriminant bound to control the apparent VP singularity. A separate analysis shows that geometric potentials generically diverge as 1/∣t−tz∣1/|t-t_z|1/∣t−tz​∣ when a site density vanishes, even for smooth controls; global geometric representability therefore uses measurable potentials with weighted integrability. Exceptional branches permit integrable potentials under an additional Dini-type condition. Bang-bang-control examples illustrate the results. The theorems are restricted to this dimer sector and do not establish global representability for larger lattices or continuum systems.
Time-dependent density functional theory (TDDFT) is rapidly emerging as a premier method for solving dynamical many-body problems in physics and chemistry. The mathematical foundations of TDDFT are established through the formal existence of a fictitious non-interacting system (known as the Kohn–Sham system), which can reproduce the one-electron reduced probability density of the actual system. We build upon these works and show that on the interior of the domain of existence, the Kohn–Sham system can be efficiently obtained given the time-dependent density. We introduce a V -representability parameter which diverges at the boundary of the existence domain and serves to quantify the numerical difficulty of constructing the Kohn–Sham potential. For bounded values of V -representability, we present a polynomial time quantum algorithm to generate the time-dependent Kohn–Sham potential with controllable error bounds.
Time-dependent density functional theory (TDDFT) is rapidly emerging as a premier method for solving dynamical many-body problems in physics and chemistry. The mathematical foundations of TDDFT are established through the formal existence of a fictitious non-interacting system (known as the Kohn–Sham system), which can reproduce the one-electron reduced probability density of the actual system. We build upon these works and show that on the interior of the domain of existence, the Kohn–Sham system can be efficiently obtained given the time-dependent density. We introduce a V-representability parameter which diverges at the boundary of the existence domain and serves to quantify the numerical difficulty of constructing the Kohn–Sham potential. For bounded values of V-representability, we present a polynomial time quantum algorithm to generate the time-dependent Kohn–Sham potential with controllable error bounds.
Given the time-evolution of an electron charge density, the local potential in Kohn-Sham time-dependent density functional theory (KS-TDDFT) can be modeled as a sum of instantaneous and dynamic contributions by assuming a certain form of the time-dependent Kohn-Sham (TD-KS) orbitals. The instantaneous part is obtained numerically using methods from ground-state density functional theory (DFT) and the dynamic part is expressed in terms of a velocity potential that depends on the electron current density. The suggested form of the TD-KS orbitals satisfies several known constraints (orthonormality, N-representability, J-representability), and the domain of validity is shown to depend on the evolution of the instantaneous quantities. Through this decomposition, we can relate time-dependent and ground -state V-representability. The resulting potentials are shown numerically to approximate the exact time-dependent Kohn-Sham potentials for a set of 3 non-singlet two-particle systems (a Kohn-mode, a Coulomb explosion, and a double quantum well) where the exact solutions and reference densities are known or obtained through configuration interaction (CI) approaches.
The general expectation that, in principle, the time-dependent density-functional theory (TDDFT) is an exact formulation of the time evolution of an interacting NNN-electron system is critically reexamined. It is demonstrated that the previous TDDFT foundation, resting on four theorems by Runge and Gross (RG) [Phys. Rev. Lett. 52, 997 (1984)], is invalid because undefined phase factors corrupt the RG action integral functionals. Our finding confirms much of a previous analysis by van Leeuwen [Int. J. Mod. Phys. B 15, 1969 (2001)]. To analyze the RG theorems and other aspects of TDDFT, an utmost simplification of the Kohn-Sham (KS) concept has been introduced, in which the ground-state density is obtained from a single KS equation for one spatial (spinless) orbital. The time-dependent (TD) form of this radical Kohn-Sham (rKS) scheme, which has the same validity status as the ordinary KS version, has proved to be a valuable tool for analysis. The rKS concept is used to clarify also the alternative nonvariational formulation of TD KS theory. We argue that it is just a formal theory, allowing one to reproduce but not predict the time development of the exact density of the interacting NNN-electron system. Besides the issue of the formal exactness of TDDFT, it is shown that both the static and time-dependent KS linear response equations neglect the particle-particle (ppp-ppp) and hole-hole (hhh-hhh) matrix elements of the perturbing operator. For a local (multiplicative) operator this does not lead to a loss of information due to a remarkable general property of local operators. Accordingly, no logical inconsistency arises with respect to DFT, because DFT requires any external potential to be local. For a general nonlocal operator the error resulting from the neglected matrix elements is of second order in the electronic repulsion.
Time-dependent density-functional theory (TDDFT) is a central tool for studying the dynamical electronic structure of molecules and solids, yet aspects of its mathematical foundations remain insufficiently understood. In this work, we revisit the foundations of TDDFT within a finite-dimensional setting by developing a general geometric framework for Schrödinger dynamics subject to prescribed expectation values of selected observables. We show that multiple natural definitions of such constrained dynamics arise from the underlying geometry of the state manifold. The conventional TDDFT formulation emerges from demanding stationarity of the action functional, while an alternative, purely geometric construction leads to a distinct form of constrained Schrödinger evolution that has not been previously explored. This alternative dynamics may provide a more mathematically robust route to TDDFT and may suggest new strategies for constructing nonadiabatic approximations. Applying the theory to interacting fermions on finite lattices, we derive novel Kohn--Sham schemes in which the density constraint is enforced via an imaginary potential or, equivalently, a nonlocal Hermitian operator. Numerical illustrations for the Hubbard dimer demonstrate the behavior of these new approaches.
Building on our recent study [Giarrusso and Loos, J. Phys. Chem. Lett. 14, 8780 (2023)], we explore the generalization of the ground-state Kohn-Sham (KS) formalism of density-functional theory (DFT) to the (singlet) excited states of the asymmetric Hubbard dimer at half-filling. While we found that the KS-DFT framework can be straightforwardly generalized to the highest-lying doubly excited state, the treatment of the first excited state presents significant challenges. In particular, using a density-fixed adiabatic connection, we show that the density of the first excited state lacks non-interacting v-representability. However, by employing an analytic continuation of the adiabatic path, we demonstrate that the density of the first excited state can be generated by a complex-valued external potential in the non-interacting case. More practically, by performing state-specific KS calculations with exact and approximate correlation functionals-each state possessing a distinct correlation functional-we observe that spurious stationary solutions of the KS equations may arise due to the approximate nature of the functional.