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arXiv:2610.29022

Characterizing universal topological phases beyond spatial embedding

Sunkyu Yu, Xianji Piao, Namkyoo Park

Published Oct 21, 2026• 0 citations
arXivHTMLPDF

Abstract

Although Hamiltonians govern wave-matter interactions, conventional characterizations of topological phases of matter require more than the Hamiltonian alone, relying on global invariants defined on closed reciprocal-space manifolds or local commutation relations with position operators. This spatial dependence precludes a unique characterization of topological phases on an abstract platform, whose Hamiltonian can be defined independently of its spatial embedding. Here we establish a framework for characterizing universal topological phases, grounded in the invariance of topological features under arbitrary Hamiltonian-preserving deformations. We construct a Hamiltonian-based spatial embedding that groups a system's constituents according to their connectivity. This embedding, which reproduces the results of conventional topological diagnostics in established systems, enables a coherent extension of topological phases to complex networks using the Hamiltonian alone, further highlighting exceptional robustness in small-world networks. Our results reshape the conceptual foundations of topological physics by decoupling topological characterization from prescribed physical platforms.

DOI
10.48550/arxiv.2610.29022

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Topological phases are generally characterized by topological invariants denoted by integer numbers. However, different topological systems often require different topological invariants to measure, such as geometric phases, topological orders, winding numbers, etc. Moreover, geometric phases and its associated definitions usually fail at critical points. Therefore, it's challenging to predict what would occur during the transformation between two different topological phases. To address these issues, in this work, we propose a general definition based on fidelity and trace distance from quantum information theory: manifold distance. This definition does not rely on the berry connection of the manifolds but rather on the information of the two manifolds - their ground state wave functions. Thus, it can measure different topological systems (including traditional band topology models, non-Hermitian systems, and topological order models, etc.) and exhibit some universal laws during the transformation between two topological phases. Our research demonstrates that when the properties of two manifolds are identical, the distance and associated higher-order derivatives between them can smoothly transition to each other. However, for two different topological manifolds, the higher-order derivatives exhibit various divergent behaviors near the critical points. For subsequent studies, we expect the method to be generalized to real-space or non-lattice models, in order to facilitate the study of a wider range of physical platforms such as open systems and many-body localization.
Topological phases of matter exhibit robustness, quantized response, and protected boundary modes that cannot be explained by local symmetry breaking or microscopic Hamiltonian details alone. We present a structural account of topological phases based on coarse-grained projection and global admissibility of local effective descriptions. Phases correspond to admissible basins of projected dynamics, and topological phases arise precisely when locally well-defined effective descriptions fail to admit a globally consistent completion. Topological invariants appear as obstruction classes of overlap structures, explaining quantization and robustness. Bulk–boundary correspondence follows inevitably: protected boundary modes arise as compensating degrees of freedom required to restore local consistency at interfaces. The framework applies to interacting and disordered systems with a spectral gap or mobility gap and does not rely on band topology or free-fermion assumptions. All results are formulated at the level of effective descriptions.
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This paper develops a rigorous C*-algebraic framework for understanding and classifying topological quantum phases through the lens of spectral entanglement. Topological quantum phases represent a frontier in condensed matter physics, characterized by robust properties that are insensitive to local perturbations and often manifest exotic excitations. Concurrently, entanglement, a quintessential quantum mechanical phenomenon, serves as a crucial resource for quantum information processing and a powerful diagnostic tool for quantum phases of matter. By integrating the formalisms of C*-algebras and spectral theory, we propose a robust mathematical language to describe the algebraic structure of observables in systems exhibiting topological order. Our approach leverages the spectral properties of density matrices and entanglement Hamiltonians within this algebraic setting to define and quantify spectral entanglement, revealing its intrinsic connection to topological invariants. We demonstrate how this framework provides a unified perspective on the interplay between local algebras of observables, their spectral characteristics, and the non-local correlations that define topological order. The paper outlines theoretical constructs for computing entanglement measures and topological indices directly from the C*-algebraic properties, thereby offering new avenues for classifying these phases and exploring their underlying quantum information content with potential implications for fault-tolerant quantum computing and novel electronic devices.