A quantum-classical correspondence for non-Hermitian symmetry breaking has recently been established using coordinate-space path integrals, providing a semiclassical understanding of spectral transitions at the level of individual eigenstates. Here we develop its dual formulation in momentum space by constructing the corresponding trace formula and quantization condition. We show that the real or complex nature of individual eigenvalues is determined by the symmetry properties of the associated semiclassical orbits, as in the coordinate-space path-integral approach. Moreover, we demonstrate that the topology of semiclassical orbits determines the natural formulation of the quantization condition: the coordinate- and momentum-space formulations are equivalent for contractible periodic orbits in phase space, whereas for noncontractible orbits, the quantization condition along the winding direction remains valid, but its dual form must be corrected by a boundary term. In particular, real-space-winding and Brillouin-zone-winding orbits naturally select coordinate- and momentum-space quantization, respectively. As a nontrivial application, we investigate the boundary-induced spectral transition of Bloch oscillations in a finite non-Hermitian lattice, where Bloch-oscillation orbits winding across the Brillouin zone preserve the relevant symmetry and yield real energy levels, whereas boundary-reflected orbits form symmetry-related pairs and give rise to complex-conjugate eigenvalues. Our work completes the quantum-classical correspondence framework for non-Hermitian symmetry breaking, extending its applicability to a broader class of non-Hermitian problems.
A quantum-classical correspondence for non-Hermitian symmetry breaking has recently been established using coordinate-space path integrals, providing a semiclassical understanding of spectral transitions at the level of individual eigenstates. Here we develop its dual formulation in momentum space by constructing the corresponding trace formula and quantization condition. We show that the real or complex nature of individual eigenvalues is determined by the symmetry properties of the associated semiclassical orbits, as in the coordinate-space path-integral approach. Moreover, we demonstrate that the topology of semiclassical orbits determines the natural formulation of the quantization condition: the coordinate- and momentum-space formulations are equivalent for contractible periodic orbits in phase space, whereas for noncontractible orbits, the quantization condition along the winding direction remains valid, but its dual form must be corrected by a boundary term. In particular, real-space-winding and Brillouin-zone-winding orbits naturally select coordinate- and momentum-space quantization, respectively. As a nontrivial application, we investigate the boundary-induced spectral transition of Bloch oscillations in a finite non-Hermitian lattice, where Bloch-oscillation orbits winding across the Brillouin zone preserve the relevant symmetry and yield real energy levels, whereas boundary-reflected orbits form symmetry-related pairs and give rise to complex-conjugate eigenvalues. Our work completes the quantum-classical correspondence framework for non-Hermitian symmetry breaking, extending its applicability to a broader class of non-Hermitian problems.
Abstract Currently there is much interest in Hamiltonians that are not Hermitian but instead possess an antilinear PT symmetry. Here we seek to put such PT symmetric theories into as general a context as possible. After providing a brief overview of the PT symmetry program, we show that having an antilinear symmetry that acts on a well-defined Hilbert space is the most general condition that one can impose on a quantum theory for which one can have a well-defined inner product that is time independent, have a Hamiltonian that is self-adjoint, and have energy eigenvalues that are all real. For each of these properties Hermiticity is only a sufficient condition but not a necessary one, with Hermiticity thus being the special case in which the Hamiltonian has both antilinearity and Hermiticity. As well as being the necessary condition for the reality of energy eigenvalues, antilinearity in addition allows for the physically interesting cases of manifestly non-Hermitian but nonetheless self-adjoint Hamiltonians that have energy eigenvalues that appear in complex conjugate pairs, or that are Jordan block and cannot be diagonalized at all. We show that one can extend these ideas to quantum field theory, with the dual requirements of the existence of time independent inner products and invariance under complex Lorentz transformations forcing the antilinear symmetry to uniquely be CPT . We thus extend the CPT theorem to non-Hermitian Hamiltonians. For theories that are separately charge conjugation invariant, PT symmetry then follows, with the case for the physical relevance of the PT -symmetry program thus being advanced. While CPT symmetry can be defined at the classical level for every classical path in a path integral quantization procedure, in contrast, in such a path integral there is no reference at all to the Hermiticity of the Hamiltonian or the quantum Hilbert space on which it acts, as they are strictly quantum-mechanical concepts that can only be defined after the path integral quantization has been performed and the quantum Hilbert space has been constructed. CPT symmetry thus goes beyond Hermiticity and has primacy over it, with our work raising the question of how Hermiticity ever comes into quantum theory at all. To this end we show that whether or not a CPT -invariant theory has a Hamiltonian that is Hermitian is a property of the solutions to the theory and not of the Hamiltonian itself. Hermiticity thus never needs to be postulated at all.
Quantum mechanics can be formulated either in terms of matrix mechanics or in terms of wave mechanics. This chapter centers on a discussion of the historical origins, mathematical structure, and extension to non-Hermitian quantum theory of matrix mechanics. The development of atomic discrete spectra and the old quantum theory showed that classical mechanics could not account for the discreteness of atomic energy levels and spectral lines, which motivated Heisenberg, Born, Jordan, and others to establish matrix mechanics centered on noncommuting physical quantities. Combining the Bohr atomic model, angular momentum quantization, and radiative transitions, one can see how matrix mechanics describes the energy level structure and quantum transitions of atomic systems, and how the Heisenberg equation of motion gives the fundamental form of quantum dynamics. The example of the harmonic oscillator further shows that the discreteness of the energy spectrum can be obtained directly from the matrix method, thereby establishing a clear connection among transition frequencies, matrix elements, and radiation-induced transitions. The matrix representation corresponds to the operator theory in Hilbert space, where state vectors, inner products, complete bases, and spectral decomposition constitute the fundamental mathematical framework of quantum mechanics. For closed quantum systems, physical observables are generally required to be represented by Hermitian or self-adjoint operators, so as to ensure that their eigenvalues possess the physically acceptable property of being real numbers. The Hermiticity of an operator is also closely related to its domain and boundary conditions, which provides a mathematical possibility for the emergence of non-Hermitian Hamiltonians. Based on these discussions, this chapter further explains how non-Hermitian dynamics is connected with open systems, dissipative processes, and special boundary conditions, thereby demonstrating the natural connection between traditional matrix mechanics and modern non-Hermitian quantum theory.
Open systems feature a variety of phenomena that arise from non-Hermitian physics. Recent theoretical studies have offered much insights into these phenomena through the non-Bloch band theory, though many of the theory's key features are experimentally elusive. For instance, the correspondence between complex momenta and non-Hermitian bands, while central to non-Bloch band theory, has so far defied direct experimental observation. Here we experimentally study the non-Hermitian spectral deformation in complex-momentum space, by implementing a non-Hermitian lattice with long-range couplings in the synthetic orbital-angular-momentum (OAM) dimension of photons inside a degenerate cavity. Encoding the complex momenta in the phase and amplitude modulations of the OAM modes, and devising a complex-momentum-resolved projective detection, we reconstruct the spectral deformation in momentum space, where the eigenspectrum on the complex plane morphs through distinct geometries. This enables us to experimentally extract key information of the system under the non-Bloch band theory, including exceptional points in the complex-momentum space, the open-boundary spectra, and the generalized Brillouin zone. Our work demonstrates a versatile platform for exploring non-Hermitian physics and non-Bloch band theory, and opens the avenue for direct experimental investigation of non-Bloch features in the complex-momentum space.
Advancing the case for PT Symmetry -- the Hamiltonian is always PT Symmetric
While a Hamiltonian can be both Hermitian and PT symmetric, it is PT symmetry that is the more general, as it can lead to real energy eigenvalues even if the Hamiltonian is not Hermitian. We discuss some specific ways in which PT symmetry goes beyond Hermiticity and is more far reaching than it. We show that simply by virtue of being the generator of time translations, the Hamiltonian must always be PT symmetric, regardless of whether or not it might be Hermitian. We show that the reality of the Euclidean time path integral is a necessary and sufficient condition for PT symmetry of a quantum field theory, with Hermiticity only being a sufficient condition. We show that in order to construct the correct classical action needed for a path integral quantization one must impose PT symmetry on each classical path, a requirement that has no counterpart in any Hermiticity condition since Hermiticity of a Hamiltonian is only definable after the quantization has been performed and the quantum Hilbert space has been constructed. With the spacetime metric being PT even we show that a covariant action must always be PT symmetric. Unlike Hermiticity, PT symmetry does not need to be postulated as it is derivable from Poincare invariance. Hermiticity is just a particular realization of PT symmetry, one in which the eigenspectrum is real and complete.
Non-Bloch band theory recovers the open-boundary spectrum of a non-Hermitian chain from its Bloch Hamiltonian evaluated along the generalised Brillouin zone rather than the unit circle. We develop its finite-size counterpart for banded Toeplitz matrices with real open-boundary spectrum. Reality of the spectrum forces the generalised Brillouin zone to be parametrised by an analytic polar curve, so the known sufficient condition for a real spectrum is also necessary under some mild non-degeneracy conditions. At finite size n, the eigenvalues of the original and the symmetrised Bloch Hamiltonians are given by samples at n quantised momenta from the same limiting band, although separated by a phase mismatch of order 1/n which we obtain in closed form. Iterating this correction K times yields a quantisation rule on the generalised Brillouin zone reproducing the finite spectrum with an error O(n−K−1) for any fixed K. At finite size, the generalised Brillouin zone itself is unchanged and only its parametrisation depends on n.
An identity term in the Hamiltonian is conventionally regarded as spectrally inert-it shifts energies but does not alter eigenstate topology. We show that under non-Hermitian skin pumping, this paradigm fails: a momentum-dependent identity term actively deforms the generalized Brillouin zone, thereby challenging established topological criteria that rely on fixed complex contours. Here, by introducing spin-orbit coupling into a Hatano-Nelson chain, we present an exact analytical solution for the entire non-Hermitian eigensystem under open boundary conditions. Our solution reveals how inter-cell spin-orbit coupling, synergizing with this non-trivial identity term, induces topological edge states and robust zero modes in the complete absence of chiral symmetry. This work establishes an exactly solvable paradigm for non-Hermitian topology beyond symmetry protection, and provides a rigorous benchmark for testing topological invariants in systems with momentum-dependent identity terms.