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arXiv:2610.03501

Born rule in Schroedinger-Newton scenarios of semiclassical gravity

Tanguy Fontana, Axelle Coulon, Giovanni Manfredi

gr-qcquant-phSubmitted Oct 2, 2026• Announced Oct 5, 2026• 0 citations
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Abstract

We investigate dynamical relaxation to the Born rule in a semiclassical gravity model described by the Schrödinger-Newton equations. Using a Gaussian variational solution for the self-gravitating wave packet, combined with Nelson's stochastic representation of quantum dynamics, we track the evolution of particle ensembles whose initial probability distribution differs from $|Ψ|^2$. Relaxation to the Born rule ("quantum equilibrium") occurs when the wave packet remains bounded, or grows sufficiently slowly in time; in contrast, for rapidly expanding solutions of the Schrödinger-Newton equations, deviations from the Born rule can persist indefinitely. Numerical simulations confirm this analytical picture. These results show that semiclassical self-gravity can either enable or inhibit relaxation towards the Born rule, providing a minimal model relevant to proposals of primordial quantum non-equilibrium, as suggested by Underwood and Valentini [Phys. Rev. D 92, 063531 (2015)].

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We investigate dynamical relaxation to the Born rule in a semiclassical gravity model described by the Schrödinger-Newton equations. Using a Gaussian variational solution for the self-gravitating wave packet, combined with Nelson's stochastic representation of quantum dynamics, we track the evolution of particle ensembles whose initial probability distribution differs from ∣Ψ∣2|Ψ|^2∣Ψ∣2. Relaxation to the Born rule ("quantum equilibrium") occurs when the wave packet remains bounded, or grows sufficiently slowly in time; in contrast, for rapidly expanding solutions of the Schrödinger-Newton equations, deviations from the Born rule can persist indefinitely. Numerical simulations confirm this analytical picture. These results show that semiclassical self-gravity can either enable or inhibit relaxation towards the Born rule, providing a minimal model relevant to proposals of primordial quantum non-equilibrium, as suggested by Underwood and Valentini [Phys. Rev. D 92, 063531 (2015)].
We argue that in quantum gravity there is no Born rule. The quantum-gravity regime, described by a non-normalisable Wheeler-DeWitt wave functional ΨΨΨ, must be in quantum nonequilibrium with a probability distribution P≠∣Ψ∣2P\neq\left\vert Ψ\right\vert ^{2}P=∣Ψ∣2 (initially and always). A Born rule can emerge only in the semiclassical regime of quantum systems on a classical spacetime background, with normalisable Schrödinger wave functions ψψψ. Conditioning on the underlying quantum-gravitational ensemble yields a nonequilibrium distribution ρ≠∣ψ∣2ρ\neq\left\vert ψ\right\vert ^{2}ρ=∣ψ∣2 at the beginning of the semiclassical regime, with quantum relaxation ρ→∣ψ∣2ρ\rightarrow\left\vert ψ\right\vert ^{2}ρ→∣ψ∣2 taking place only afterwards. Quantum gravity naturally creates an early nonequilibrium universe. We also show how small corrections to the Schrödinger equation yield an intermediate regime in which the Born rule is unstable: an initial distribution ρ=∣ψ∣2ρ=\left\vert ψ\right\vert ^{2}ρ=∣ψ∣2 can evolve to a final distribution ρ≠∣ψ∣2ρ\neq\left\vert ψ\right\vert ^{2}ρ=∣ψ∣2. These results arise naturally in the de Broglie-Bohm pilot-wave formulation of quantum gravity. We show that quantum instability during inflation generates a large-scale deficit ∼1/k3\sim1/k^{3}∼1/k3 in the primordial power spectrum at wavenumber kkk, though the effect is too small to observe. Similarly we find an unobservably large timescale for quantum instability in a radiation-dominated universe. Quantum instability may be important in black-hole evaporation, with a final burst of Hawking radiation that violates the Born rule. Deviations from the Born rule can also be generated for atomic systems in the gravitational field of the earth, though the effects are unlikely to be observable. The most promising scenario for the detection of Born-rule violations appears to be in radiation from exploding primordial black holes.
We reconsider the time-dependent Schrödinger–Newton equation as a model for the self-gravitational interaction of a quantum system. We numerically locate the onset of gravitationally induced inhibitions of dispersion of Gaussian wave packets and find them to occur at mass values more than six orders of magnitude higher than reported by Salzman and Carlip (Salzman and Carlip 2006, arXiv:gr-qc/0606120, Carlip 2008 Class. Quantum Grav. 25 107–44), namely at about 10 10 u. This fits much better to simple analytical estimates but unfortunately also questions the experimental realizability of the proposed laboratory test of quantum gravity in the foreseeable future, not just because of large masses, but also because of the need to provide sufficiently long coherence times.
It has been suggested that the nonlinear Schrödinger–Newton equation might approximate the coupling of quantum mechanics with gravitation, particularly in the context of the Møller–Rosenfeld semiclassical theory. Numerical results for the spherically symmetric, time-dependent, single-particle case are presented, clarifying and extending previous work on the subject. It is found that, for a particle mass greater than 1.14(ℏ 2 /( G σ)) 1/3 , a wave packet of width σ partially 'collapses' to a groundstate solution found by Moroz, Penrose and Tod, with excess probability dispersing away. However, for a mass less than 1.14(ℏ 2 /( G σ)) 1/3 , the entire wave packet appears to spread like a free particle, albeit more slowly. It is argued that, on some scales (lower than the Planck scale), this theory predicts significant deviation from conventional (linear) quantum mechanics. However, owing to the difficulty of controlling quantum coherence on one hand, and the weakness of gravity on the other, definitive experimental falsification poses a technologically formidable challenge.
The evolution of the center-of-mass wave function for a mesoscopic particle according to the Schr\"odinger-Newton equation can be approximated by a harmonic potential if the wave function is narrow compared to the size of the mesoscopic particle. It was noticed by Colin et al. [Phys. Rev. A 93, 062102 (2016).] that, in the regime where self-gravitational effects are weak, intermediate and wider wave functions may be approximated by a harmonic potential as well but with a width-dependent coupling, leading to a time evolution that is determined only by a differential equation for the width of a Gaussian wave function as a single parameter. Such an approximation results in considerably less computational effort in order to predict the self-gravitational effects on the wave-function dynamics. Here, we provide an alternative approach to this kind of approximation, including a rigorous derivation of the equations of motion for an initially Gaussian wave packet under the assumption that its shape is conserved. Our result deviates to some degree from the result by Colin et al. [Phys. Rev. A 93, 062102 (2016).], specifically in the limit of wide wave functions.
We illustrate through explicit numerical calculations how the Born rule probability densities of non-relativistic quantum mechanics emerge naturally from the particle dynamics of de Broglie–Bohm pilot-wave theory. The time evolution of a particle distribution initially not equal to the absolute square of the wave function is calculated for a particle in a two-dimensional infinite potential square well. Under the de Broglie–Bohm ontology, the box contains an objectively existing ‘pilot wave’ which guides the electron trajectory, and this is represented mathematically by a Schrödinger wave function composed of a finite out-of-phase superposition of M energy eigenstates (with M ranging from 4 to 64). The electron density distributions are found to evolve naturally into the Born rule ones and stay there; in analogy with the classical case this represents a decay to ‘quantum equilibrium’. The proximity to equilibrium is characterized by the coarse-grained subquantum H -function which is found to decrease roughly exponentially towards zero over the course of time. The time scale τ for this relaxation is calculated for various values of M and the coarse-graining length ε . Its dependence on M is found to disagree with an earlier theoretical prediction. A power law, τ ∝ M −1 , is found to be fairly robust for all coarse-graining lengths and, although a weak dependence of τ on ε is observed, it does not appear to follow any straightforward scaling. A theoretical analysis is presented to explain these results. This improvement in our understanding of time scales for relaxation to quantum equilibrium is likely to be of use in the development of models of relaxation in the early Universe, with a view to constraining possible violations of the Born rule in inflationary cosmology.
We present arguments suggesting that deviations from the Born probability rule could be generated for trans-Planckian field modes during inflation. Such deviations are theoretically possible in the de Broglie-Bohm pilot-wave formulation of quantum mechanics, according to which the Born rule describes a state of statistical equilibrium. We suggest that a stable equilibrium state can exist only in restricted conditions: on a classical background spacetime that is globally hyperbolic or in a mild quantum-gravity regime in which there is an effective Schrödinger equation with a well-defined time parameter. These arguments suggest that quantum equilibrium will be unstable at the Planck scale. We construct a model in which quantum nonequilibrium is generated by a time-dependent regulator for pilot-wave dynamics, where the regulator is introduced to eliminate phase singularities. Applying our model to trans-Planckian modes that exit the Planck radius, we calculate the corrected primordial power spectrum and show that it displays a power excess (above a critical wavenumber). We briefly consider how our proposals could be tested by measurements of the cosmic microwave background.