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arXiv:2609.40214

Quantum Markov State Models for Metastable Dynamics

Hao-En Li, Lin Lin, Michael Ragone

quant-phmath-phmath.FAmath.OASubmitted Sep 30, 2026• Announced Oct 1, 2026• 0 citations• Revised Oct 5, 2026 (v3)
v1 · Sep 30, 2026v2 · Oct 1, 2026v3 · Oct 5, 2026
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Abstract

Open quantum systems can rapidly lose most microscopic information, leaving only a few degrees of freedom to govern their long-time dynamics. Classical Markov state models (MSMs) describe such metastable dynamics as transitions among a few representative phases and are widely used to reduce complex-system dynamics in condensed matter and chemical physics. In quantum systems, however, phase labels alone are insufficient when coherence persists between metastable states. Even when the slow modes are known, their spectral projection need not produce valid quantum states. We construct quantum Markov state models (QMSMs) that describe the surviving information and its evolution on a small physical state space containing classical sectors and quantum matrix blocks. We quantify metastability by assuming that the evolution channel $\mathcal C$ changes little when applied a second time, with sufficiently small defect $η=\|\mathcal C^2-\mathcal C\|_\diamond$, and that the number of slow degrees of freedom is bounded independently of the full system size. Under these assumptions, we construct compression and reconstruction channels whose composition recovers every reduced state exactly, while the reverse composition gives an exactly idempotent channel approximating $\mathcal C$, answering Kitaev's exact-rounding question [Kit25]. Our constructions give an optimal diamond-norm bound of $\mathcal{O}(η^{1/3})$ on all input states, as well as an improved bound of $\mathcal{O}(η^{1/2})$ on metastable states prepared by $\mathcal C$, with constants depending only on the slow dimension. The reduced transition channel can be iterated to predict the microscopic dynamics with controlled error. We illustrate the QMSM through a weakly driven dissipative spin chain supporting either a metastable logical qubit or long-lived classical phases.

Comments
53 pages, 6 figures

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Effective models make complex quantum dynamics tractable by retaining only the states, processes, and timescales relevant to a given physical question. Their predictive power, however, depends on treating the retained manifold, initial state, observables, micromotion, dissipative channels, and eliminated degrees of freedom consistently. We develop a unified framework for constructing and validating effective descriptions using projection methods, Schrieffer--Wolff transformations, Magnus expansions, adiabatic elimination, small rotations, time coarse graining, and Floquet theory. The quantum Rabi model and its dispersive limits serve as recurring benchmarks for identifying control parameters, virtual processes, spectral corrections, observable dressing, and breakdown. Higher-order resonances and applications to collective light--matter coupling, Raman processes, spin-chain buses, lossy mediators, and driven lattices illustrate how effective interactions can be interpreted and designed. A physical prediction is organized into three order-consistent steps: encoding into the retained description, evolution under the effective dynamics, and reconstruction of the physical observable. This viewpoint exposes failures caused by leakage, small denominators, neglected micromotion, inconsistent observables, memory effects, or incorrectly transformed dissipation, while linking derivation, physical interpretation, and mechanism-guided discovery. Companion notebooks provide QuTiP implementations, convergence tests, and microscopic-to-effective comparisons.
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