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arXiv:2609.15790

Security framework for practical quantum key distribution with imperfect devices

Jerome Wiesemann, John Burniston, Devashish Tupkary, Norbert Lütkenhaus

quant-phSubmitted Sep 14, 2026• Announced Sep 15, 2026• 0 citations
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Abstract

Practical quantum key distribution (QKD) systems inevitably exhibit imperfections in both the source and detector. At the same time, the behavior of these imperfect devices is never exactly known due to characterization uncertainty, parameter fluctuations, and potential influence by an adversary. In this work, we present a security proof for generic prepare-and-measure QKD protocols, including decoy-state BB84, with imperfect and imperfectly characterized sources and detectors using the marginal-constrained entropy accumulation theorem (MEAT). Our approach uses a sequence of proof technique independent source maps and squashing maps, yielding a very modular framework. We show that practical key rates can be achieved even when multiple imperfections are combined. More broadly, our work provides a unified foundation that avoids the need for dedicated protocol-specific arguments and can be readily extended to other protocols and device imperfections.

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Practical quantum key distribution (QKD) systems inevitably exhibit imperfections in both the source and detector. At the same time, the behavior of these imperfect devices is never exactly known due to characterization uncertainty, parameter fluctuations, and potential influence by an adversary. In this work, we present a security proof for generic prepare-and-measure QKD protocols, including decoy-state BB84, with imperfect and imperfectly characterized sources and detectors using the marginal-constrained entropy accumulation theorem (MEAT). Our approach uses a sequence of proof technique independent source maps and squashing maps, yielding a very modular framework. We show that practical key rates can be achieved even when multiple imperfections are combined. More broadly, our work provides a unified foundation that avoids the need for dedicated protocol-specific arguments and can be readily extended to other protocols and device imperfections.
Abstract Most security proofs of quantum key distribution (QKD) assume that there is no unwanted information leakage about the state preparation process. However, this assumption is impossible to guarantee in practice, as QKD systems can leak information to the channel due to device imperfections or the active action of an eavesdropper. Here, we solve this pressing issue by introducing a security proof in the presence of information leakage from all state preparation settings for arguably the most popular QKD scheme, namely the decoy-state BB84 protocol. The proof requires minimal experimental characterization, as only a single parameter related to the isolation of the source needs to be determined, thus providing a clear path for bridging the gap between theory and practice. Moreover, if information about the state of the side channels is available, this can be readily incorporated into the analysis to further improve the resulting performance.
We present a rigorous and complete security proof of the decoy-state BB84 quantum key distribution (QKD) protocol. Our analysis aims to achieve a high standard of mathematical rigour and completeness, thereby providing the necessary foundation for certification and standardization efforts. Beyond establishing the security of a specific protocol, this work develops a general and modular framework that can be readily adapted to a broad class of QKD protocols, including both prepare-and-measure and entanglement-based variants. Our framework unifies all major ingredients required for the analysis of realistic QKD protocols, including the analysis of classical authentication and classical processing, source-replacement schemes, finite-size analysis, source maps, squashing maps, and decoy-state techniques. In doing so, this work consolidates a diverse range of techniques scattered across the QKD literature into a unified formalism, representing a general and rigorous treatment of QKD security. Finally, it outlines a clear path towards incorporating practical imperfections within the same framework, thereby laying the groundwork for addressing implementation security in future analysis.
This thesis is concerned with rigorous security analyses of practical Quantum Key Distribution (QKD) protocols, using a variety of modern proof techniques. The main results are as follows. First, we establish a security proof for variable-length QKD protocols against IID collective attacks, and extend this result to coherent attacks using the postselection technique. In doing so, we resolve a long-standing flaw in the application of the postselection technique to QKD, thereby placing it on a rigorous mathematical footing. Second, we develop a method to bound phase error rates in entropic uncertainty relation-based and phase error rate-based proofs, using only the observed statistics of the protocol, even when detectors are imperfect and only approximately characterized. This removes a key assumption of identical detector behaviour and enables these techniques to be applied in realistic settings. Third, we present a very general security analysis based on the marginal-constrained entropy accumulation theorem. The resulting framework can be readily adapted to practical imperfections and side channels, and is suitable for certification efforts. Finally, we show that the security of QKD protocols under realistic authentication assumptions can be reduced to the standard idealized setting, where authentication is assumed to behave honestly, with only minor protocol modifications. A distinctive feature of this thesis is its unified presentation of several major QKD security proof frameworks using consistent protocol descriptions and notation. Consequently, this thesis is intended not only as a collection of new technical results, but also as a useful reference for understanding rigorous security analysis in quantum key distribution.
Decoy-state quantum key distribution (QKD) is the most widely adopted approach for overcoming the limitations of imperfect single-photon sources. However, existing security proofs typically either neglect important device imperfections or rely on assumptions that are difficult to justify in realistic high-speed implementations, such as the independent and identically distributed nature of the emitted signals. In this work, we combine and extend several recent theoretical advances to provide a comprehensive analytical finite-key security proof for decoy-state QKD that simultaneously incorporates multiple practically relevant transmitter and receiver imperfections, including state-preparation flaws, bit and basis side-channel leakage and correlations, setting-independent intensity fluctuations, and detection-efficiency mismatches.
Security analyses in quantum key distribution (QKD) and other adversarial quantum tasks often assume perfect device models. However, real-world implementations often deviate from these models. Thus, it is important to develop security proofs that account for such deviations from ideality. In this work, we extend the idea of squashing maps to develop a general framework for analysing imperfect threshold detectors, treating uncharacterised device parameters such as dark counts and detection efficiencies as adversarially controlled within some ranges. This approach enables a rigorous worst-case analysis with exactly characterised devices, ensuring security proofs remain valid under realistic conditions. Our results strengthen the connection between theoretical security and practical implementations by introducing a flexible framework for integrating detector imperfections into adversarial quantum protocols.
Quantum key distribution (QKD) allows for provably secure key distribution between two trusted parties. Because the security and performance of QKD protocols rely on devices that behave according to specific assumptions, idealized or inaccurate assumptions about device behavior can introduce security loopholes. Real devices can never be perfectly characterized, and their performance metrics are always subject to certain error margins, which must be accounted for in a rigorous theoretical analysis. Only recently have rigorous finite-size results allowed for imperfect characterizations of devices (where device parameter have uncertainty margins) - an advance yet to be considered in experimental implementations of the BB84 protocol. In this work, we prove the security and analyze the performance of an implementation of the BB84 protocol using single photons generated by a semiconductor quantum dot light source in combination with dynamic polarization-state encoding. We consider the presence of incompletely characterized devices by accounting for imperfections in the single-photon source (in terms of finite g(2)(0)) as well as the receiver (non-ideal beam-splitters, finite detector efficiencies, and dark counts), all with error margins. The resulting protocol implementation shows competitive performance, paving the way towards practical and loop-hole free implementations of QKD.