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arXiv:2608.28575

Solvable relaxation in discrete unitary systems: Ruelle-Pollicott resonances and CMV matrices

Urban Duh, Friedrich Hübner, Marko Žnidarič

cond-mat.stat-mechmath-phnlin.CDquant-phSubmitted Aug 28, 2026• Announced Aug 31, 2026• 0 citations
v1 · Aug 28, 2026v2 · Sep 11, 2026
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Abstract

Leading eigenvalues of the truncated propagator, known as Ruelle-Pollicott (RP) resonances, are an elegant way of addressing the dynamics of unitary many-body systems. We study unitary propagators in their canonical form, known in the mathematical literature as the CMV matrices, and obtain a number of exact results for RP resonances and the associated norm-diverging eigenvectors. For the simplest CMV class describing a unilateral shift with an impurity, motivated by operator dynamics in dual-unitary circuits, we obtain closed-form results and in particular show that the three independent ways of obtaining RP resonances -- the truncated propagator, analytic continuation of the resolvent, and the rigged Hilbert space approach -- all give the same results. In more realistic CMV matrices, in which shift-like operator dynamics characteristic of chaotic systems is only asymptotic, we rely on the rich theory of orthogonal polynomials on the unit circle and identify two phases. In the first phase, relaxation occurs due to local operators effectively evolving into increasingly nonlocal ones with negligible backflow. Especially interesting is the second phase, which, surprisingly, exhibits faster relaxation because of contributions from the backflow of large operators. Additionally, in the second phase, RP resonances are not equal to the eigenvalues of the truncated propagator, instead, they are ``hidden'' within a ring of ill-conditioned eigenvalues.

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Leading eigenvalues of the truncated propagator, known as Ruelle-Pollicott (RP) resonances, are an elegant way of addressing the dynamics of unitary many-body systems. We study unitary propagators in their canonical form, known in the mathematical literature as the CMV matrices, and obtain a number of exact results for RP resonances and the associated norm-diverging eigenvectors. For the simplest CMV class describing a unilateral shift with an impurity, motivated by operator dynamics in dual-unitary circuits, we obtain closed-form results and in particular show that the three independent ways of obtaining RP resonances -- the truncated propagator, analytic continuation of the resolvent, and the rigged Hilbert space approach -- all give the same results. In more realistic CMV matrices, in which shift-like operator dynamics characteristic of chaotic systems is only asymptotic, we rely on the rich theory of orthogonal polynomials on the unit circle and identify two phases. In the first phase, relaxation occurs due to local operators effectively evolving into increasingly nonlocal ones with negligible backflow. Especially interesting is the second phase, which, surprisingly, exhibits faster relaxation because of contributions from the backflow of large operators. Additionally, in the second phase, RP resonances are not equal to the eigenvalues of the truncated propagator, instead, they are ``hidden'' within a ring of ill-conditioned eigenvalues.
We address the longstanding challenge in quantum many-body theory of reconciling unitary dynamics with irreversible relaxation. In classical chaos, the unitary evolution operator develops Ruelle-Pollicott (RP) resonances inside the unit circle in the continuum limit, leading to mixing. In the semiclassical limit, chaotic single-particle quantum systems relax with the same RP resonances. In contrast, the theory of quantum many-body RP resonances and their link to irreversibility remain underdeveloped. Here, we relate the spectral form factor to the sum of autocorrelation functions and, in generic many-body lattice systems without conservation laws, we argue that all quantum many-body RP resonances converge inside the unit disk, highlighting the role of nonunitary and the thermodynamic limit. While we conjecture this picture to be general, we analytically prove the emergence of irreversibility in the random phase model (RPM), a paradigmatic Floquet quantum circuit model, in the limit of large local Hilbert space dimension. To this end, we couple it to local environments and compute the exact time evolution of autocorrelation functions, the dissipative form factor, and out-of-time-order correlation functions (OTOCs). Although valid for any dissipation strength, we then focus on weak dissipation to clarify the origin of irreversibility in unitary systems. When the dissipationless limit is taken after the thermodynamic limit, the unitary quantum map develops an infinite tower of decaying RP resonances-chaotic systems display so-called anomalous relaxation. We identify the exact RP resonances in the RPM and prove that the same RP resonances are obtained from operator truncation. We also show that the OTOC in the RPM can undergo a two-stage relaxation, and that during the second stage, the approach to the stationary value is again controlled by the leading RP resonance. Finally, we demonstrate how conservation laws, many-body localization, and nonlocal interactions merge the leading RP resonance into the unit circle, thereby suppressing anomalous relaxation. Our findings clarify the microscopic origin of macroscopic relaxation in quantum systems and emphasize the role of RP resonances as a largely unexplored signature of many-body quantum chaos.
We describe a chaos scenario valid for chaotic many-body quantum systems, the simulation of which is one of the prime candidates for demonstrating quantum advantage, and clarify its importance for classical truncation-based simulations. By studying the spectral properties of the truncated propagator, we, for the first time, identify fractal structures responsible for many-body quantum chaos, analogous to the fractality in classical chaos emerging from the time evolution of initially smooth long-wavelength densities into ever finer short-wavelength densities. Namely, we show that the leading slowest-decaying Ruelle-Pollicott eigenoperators have a non-trivial fractal dimension quantifying their non-locality, visible also in the divergence of their condition numbers. Furthermore, we find that unitarity imposes an asymptotic equality between the temporal decay rate of local correlations and this many-body fractal dimension. With this insight, the scenario for many-body quantum chaos becomes clear: over time, local operators evolve toward increasingly non-local ones with a quantifiable fractal structure, thereby naturally leading to effective non-unitary relaxation on the subspace of local operators -- a kind of many-body Kolmogorov cascade in the space of operators -- which enables accurate truncation-based simulations. Our predictions are demonstrated numerically in various one- and two-dimensional quantum circuits, with and without conservation laws, as well as by exact results in dual-unitary circuits.
In thermalizing many-body quantum systems without conservation laws, such as ergodic Floquet and random unitary circuits, local expectation values are predicted to decay to their equilibrium values exponentially quickly. In this work, we derive a relationship between said exponential decay rate g ¯ and the operator spreading properties of a local unitary evolution. A hydrodynamical picture for operator spreading allows us to argue that, for random unitary circuits, g ¯ is encoded by the leading eigenvalue of a dynamical map obtained by enriching unitary dynamics with dissipation, in the limit of weak dissipation. We argue that the size of the eigenvalue does not depend on the details of this weak dissipation (given mild assumptions on properties of the ergodic dynamics), so long as it only suppresses large operators significantly. Our calculations are based on analytical results for random unitary circuits, but we argue that similar results hold for ergodic Floquet systems. These conjectures are in accordance with existing results that numerically obtain quantum many-body analogs of classical Ruelle-Pollicott resonances [Prosen, ; Mori, ] by studying unitary evolutions subject to weak dissipation.
Relaxation towards equilibrium is often assumed to be slower when a system starts farther from equilibrium, but this intuition fails in the Mpemba effect. Recent advances in controllable quantum platforms have enabled the exploration of its quantum analogue, the quantum Mpemba effect (QME), yet its microscopic origin remains largely unclear. Here we provide a general framework for understanding the QME in closed quantum many-body chaotic systems by reformulating the equilibration process of local subsystems in terms of Ruelle-Pollicott (RP) resonances. We show that suppressing the initial-state overlap with the dominant RP resonant mode accelerates subsystem equilibration and thereby yields the QME. We further uncover that a novel type of strong QME can occur via complete translation-symmetry breaking of initial states. We substantiate our predictions using the prototypical kicked Ising chain and a quantum automaton circuit. These findings cast the QME in closed many-body systems into a unified framework with open-system analogues and provide experimentally accessible signatures on state-of-the-art quantum platforms.
We study Ruelle-Pollicott resonances of translationally invariant magnetization-conserving qubit circuits via the spectrum of the quasi-momentum-resolved truncated propagator of extensive observables. Diffusive transport of the conserved magnetization is reflected in the Gaussian quasi-momentum k k dependence of the leading eigenvalue (Ruelle-Pollicott resonance) of the truncated propagator for small k k . This, in particular, allows us to extract the diffusion constant. For large k k , the leading Ruelle-Pollicott resonance is not related to transport and governs the exponential decay of correlation functions. Additionally, we conjecture the existence of a continuum of eigenvalues below the leading diffusive resonance, which governs non-exponential decay, for instance, power-law hydrodynamic tails. We expect our conclusions to hold for generic systems with exactly one U(1) conserved quantity.
Out-of-time-ordered correlators (OTOCs) measure the scrambling of information and are a powerful diagnostic of chaos. In chaotic quantum systems with a classical analog, their relaxation towards equilibrium is dictated by the classical Ruelle--Pollicott resonances. We investigate higher-order OTOCs in quantum maps, prototypical one-body systems with a classical limit showing all the essential features of chaotic dynamics. We demonstrate numerically that in the intermediate-time regime they decay exponentially at a rate that depends only on the parity of the order: odd-order OTOCs decay at the same rate as classical correlations, given by the leading Ruelle--Pollicott resonance, and even-order ones at twice that rate. Both are far slower than the naive expectation, under which the rate would grow in proportion to the order. We then mimic the effect of an environment by defining a coarse-grained superoperator whose effect is to introduce decoherence into the system, and find that the expected proportionality between rate and order is thereby restored. Finally, we show that at long times each higher-order OTOC becomes dominated by a single free cumulant, whose saturation value falls off inversely with the dimension of the Hilbert space, signalling the emergence of asymptotic freeness and highlighting the relevance of free probability theory as a framework for the study of quantum chaos.