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arXiv:2608.14508

Universal aspects of bulk density of states in non-Hermitian lattices

Mykhailo Pavliuk, Askar Iliasov, Emil J. Bergholtz, Tomáš Bzdušek

cond-mat.mes-hallquant-phSubmitted Aug 14, 2026• Announced Aug 17, 2026
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Abstract

Non-Hermitian lattice Hamiltonians generally exhibit strong boundary sensitivity, with periodic and open boundary conditions producing distinct density of states (DOS) in the complex-energy plane. This has led to the view that extended non-Hermitian systems lack a unique bulk DOS, with different prescriptions representing inequivalent bulk physics. Here, we show that this apparent ambiguity is largely illusory. For any finite-range tight-binding Hamiltonian, we establish a universal bulk structure: all DOS definitions arising as thermodynamic limits of finite systems share identical multipole moments and generate identical bulk dynamics at finite times and for observables measured far from boundaries. This universality is intimately tied to the thermodynamic Green's functions, which we show to be independent of the boundary condition for large enough complex frequencies. Among all equivalent descriptions, we identify the Brown measure - obtained via Hermitization and resolvent analysis - as a canonical and convenient representative of the bulk DOS, defined directly from the infinite-volume Hamiltonian. We further show that point-gap topology imposes additional universal constraints: boundary-dependent Green's functions are forced to coincide throughout topologically trivial point gaps. This, in particular, provides a systematic criterion, valid in arbitrary dimension, for determining where and how eigenvalues of different boundary truncations can accumulate in the complex plane, and precisely delineates the regime in which the DOS ambiguity retains physical significance.

Comments
17 pages, 8 figures

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Non-Hermitian lattice Hamiltonians generally exhibit strong boundary sensitivity, with periodic and open boundary conditions producing distinct density of states (DOS) in the complex-energy plane. This has led to the view that extended non-Hermitian systems lack a unique bulk DOS, with different prescriptions representing inequivalent bulk physics. Here, we show that this apparent ambiguity is largely illusory. For any finite-range tight-binding Hamiltonian, we establish a universal bulk structure: all DOS definitions arising as thermodynamic limits of finite systems share identical multipole moments and generate identical bulk dynamics at finite times and for observables measured far from boundaries. This universality is intimately tied to the thermodynamic Green's functions, which we show to be independent of the boundary condition for large enough complex frequencies. Among all equivalent descriptions, we identify the Brown measure - obtained via Hermitization and resolvent analysis - as a canonical and convenient representative of the bulk DOS, defined directly from the infinite-volume Hamiltonian. We further show that point-gap topology imposes additional universal constraints: boundary-dependent Green's functions are forced to coincide throughout topologically trivial point gaps. This, in particular, provides a systematic criterion, valid in arbitrary dimension, for determining where and how eigenvalues of different boundary truncations can accumulate in the complex plane, and precisely delineates the regime in which the DOS ambiguity retains physical significance.
The non-Hermitian skin effect (NHSE) fundamentally invalidates the conventional bulk-boundary correspondence (BBC), leading topological diagnostics into a crisis. While the non-Bloch polarization PβP_βPβ​ defined on the generalized Brillouin zone restores momentum-space topology, a direct, robust real-space bulk probe has remained elusive. We resolve this by establishing a universal correspondence between PβP_βPβ​ and the entanglement polarization χχχ of the biorthogonal ground state. Introducing a quasi-reciprocal Hamiltonian H~\tilde{H}H~ that removes the NHSE while preserving bulk topology, we rigorously prove the fundamental identity Pβ≡χ(H~)(mod1)P_β \equiv χ(\tilde{H})\pmod 1Pβ​≡χ(H~)(mod1) in the thermodynamic limit under the quasi-locality assumption. Crucially, we demonstrate that this equivalence transcends the locality constraints that limit traditional topological invariants. While the conventional Resta polarization fails when H~\tilde{H}H~ becomes non-local due to the divergence of position variance, we reveal that χ(H~)χ(\tilde{H})χ(H~) remains robustly quantized, protected by the Fredholm index of Toeplitz operators. Our work thus identifies entanglement as the unique real-space diagnostic capable of capturing non-Bloch topology beyond the breakdown of locality, successfully restoring the BBC across diverse non-Hermitian systems such as line-gap, point-gap, and gapless phases, thereby unifying the geometric and entanglement paradigms in non-Hermitian physics.
In non-Hermitian systems, spectra can be maximally boundary-sensitive, yet bulk physics need not be. Here we experimentally show that spectral moments provide boundary-robust bulk observables in finite non-Hermitian lattices, even when the spectra undergo dramatic geometry-dependent reshaping due to the skin effect. Using a unified acoustic platform with full spectral reconstruction and time-domain access, we probe one-, two- and three-dimensional lattices and demonstrate that spectral moments remain nearly invariant across distinct boundary geometries while the corresponding complex spectra differ strongly. To connect the thermodynamic theorem to realistic finite systems, we develop a loop-counting theory that identifies the physical origin of finite-size deviations in terms of missing boundary loops, quantitatively captures the corrections, and predicts a scaling law, which we verify experimentally. Beyond acoustic spectroscopy, we reveal a counterintuitive dynamical consequence of moment invariance: a dispersive-to-proliferative bulk transition governed by bulk moment structure rather than spectral boundary sensitivity. As a result, local bulk dynamics can remain stable (dispersive) even in a PT\mathcal{PT}PT-broken spectral regime, challenging the conventional expectation that PT\mathcal{PT}PT breaking necessarily implies feedback-induced dynamical instability (proliferation) through exponentially amplifying spectral components. These results establish spectral moments as practical bulk descriptors for finite non-Hermitian matter and open a route to extracting and controlling intrinsic bulk behavior in realistic wave-based non-Hermitian devices.
The non-Hermitian skin effect, namely, that the eigenvalues and eigenstates of a non-Hermitian tight-binding Hamiltonian have significant differences under open or periodic boundary conditions, is a remarkable phenomenon of non-Hermitian systems. Inspired by the presence of the non-Hermitian skin effect, we study the evolution of wave packets in non-Hermitian systems, which can be determined using the single-particle Green's function. Surprisingly, we find that in the thermodynamic limit, the Green's function does not depend on boundary conditions, despite the presence of skin effect. We provide a general proof for this statement in arbitrary dimension with finite hopping range, with an explicit illustration in the non-Hermitian Su-Schrieffer-Heeger model. We also explore its applications in noninteracting open quantum systems described by the master equation. We demonstrate that the evolution of the density matrix is independent of the boundary condition.
In contrast to eigenvalue-based approaches, we formulate the bulk-boundary correspondence for two-dimensional non-Hermitian quadratic lattice Hamiltonians in terms of Toeplitz operators and singular values, which correctly capture the stability, localization, and scaling of edge and corner modes. We show that singular values, rather than eigenvalues, provide the only stable foundation for topological protection in non-Hermitian systems because they remain robust under translational-symmetry-breaking perturbations that destabilize the eigenvalue spectrum, rendering it unsuitable for topological classification. Building on Toeplitz operator theory, we establish general results for non-Hermitian Hamiltonians defined on half and quarter planes, relating the topological indices of the associated Toeplitz operators to the number of finite-size singular values that are separated from the bulk singular-value spectrum and vanish in the thermodynamic limit. This yields a precise bulk-boundary correspondence for edge and corner modes, including higher-order topological phases, without requiring crystalline symmetries. We illustrate our general results with detailed examples exhibiting topologically protected families of edge states, coexisting edge and corner modes, and phases with both gapped bulk and edges supporting only stable corner modes. The latter is exemplified by a non-Hermitian generalization of the Benalcazar-Bernevig-Hughes model.
Although the non-Bloch band theory is a milestone in elaborating bulk energy bands of non-Hermitian systems under the open-boundary condition (OBC), vital issues related to multivalued functions of non-Hermitian energy bands remain unsolved. In this paper, we anatomize the bulk properties of one-dimensional multiband non-Hermitian systems under OBC. We put forward the energy-band branches (EBBs) to settle the multivalued functions of non-Hermitian energy bands, which become gapped or gapless corresponding to disconnected or connected EBBs in the complex energy plane, where the branch points and branch cuts play a crucial role. We clarify the precise significance of the non-Hermitian skin effect, which illustrates the asymptotic behavior of EBB eigenstates (bulk eigenstates) in the deep bulk and compensates previous non-Bloch band theory. We also obtain a general expression of open-boundary Green's functions based on such EBBs and generalized Brillouin zones, useful for studies on non-Hermitian dynamical evolution.
The non-Hermitian skin effect (NHSE), which drives bulk states toward system boundaries, modifies bulk-boundary correspondence and complicates the identification of topological edge modes. Although breaking translational symmetry is known to influence this behavior, a systematic comparison of different structural classes remains limited. Here we investigate periodic, random, and quasiperiodic (Fibonacci) systems using a one-dimensional non-Hermitian quantum walk model. By matching the local scattering parameters in a topologically nontrivial regime, we isolate the role of spatial structure in the presence of the NHSE. We find that periodic systems exhibit pronounced boundary accumulation of bulk states. Random systems suppress this accumulation through Anderson localization, but the topological gap becomes partially filled with localized in-gap states. In contrast, the Fibonacci quasiperiodic system suppresses large-scale boundary accumulation while maintaining a well-defined topological gap. Analysis of the wave functions suggests that the hierarchical quasiperiodic structure fragments bulk states across multiple length scales, thereby mitigating the NHSE. These results identify deterministic quasiperiodicity as a distinct structural regime for controlling non-Hermitian skin dynamics and isolating topological boundary modes.