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arXiv:2602.13916

Bulk-boundary correspondence in topological two-dimensional non-Hermitian systems: Toeplitz operators and singular values

J. Sirker

cond-mat.stat-mechcond-mat.str-elmath-phquant-phSubmitted Feb 14, 2026• Announced Feb 17, 2026
arXivHTMLPDF

Abstract

In contrast to eigenvalue-based approaches, we formulate the bulk-boundary correspondence for two-dimensional non-Hermitian quadratic lattice Hamiltonians in terms of Toeplitz operators and singular values, which correctly capture the stability, localization, and scaling of edge and corner modes. We show that singular values, rather than eigenvalues, provide the only stable foundation for topological protection in non-Hermitian systems because they remain robust under translational-symmetry-breaking perturbations that destabilize the eigenvalue spectrum, rendering it unsuitable for topological classification. Building on Toeplitz operator theory, we establish general results for non-Hermitian Hamiltonians defined on half and quarter planes, relating the topological indices of the associated Toeplitz operators to the number of finite-size singular values that are separated from the bulk singular-value spectrum and vanish in the thermodynamic limit. This yields a precise bulk-boundary correspondence for edge and corner modes, including higher-order topological phases, without requiring crystalline symmetries. We illustrate our general results with detailed examples exhibiting topologically protected families of edge states, coexisting edge and corner modes, and phases with both gapped bulk and edges supporting only stable corner modes. The latter is exemplified by a non-Hermitian generalization of the Benalcazar-Bernevig-Hughes model.

Journal reference
SciPost Phys. 21, 013 (2026)
DOI
10.21468/SciPostPhys.21.1.013
Comments
29 pages

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In contrast to eigenvalue-based approaches, we formulate the bulk-boundary correspondence for two-dimensional non-Hermitian quadratic lattice Hamiltonians in terms of Toeplitz operators and singular values, which correctly capture the stability, localization, and scaling of edge and corner modes. We show that singular values, rather than eigenvalues, provide the only stable foundation for topological protection in non-Hermitian systems because they remain robust under translational-symmetry-breaking perturbations that destabilize the eigenvalue spectrum, rendering it unsuitable for topological classification. Building on Toeplitz operator theory, we establish general results for non-Hermitian Hamiltonians defined on half and quarter planes, relating the topological indices of the associated Toeplitz operators to the number of finite-size singular values that are separated from the bulk singular-value spectrum and vanish in the thermodynamic limit. This yields a precise bulk-boundary correspondence for edge and corner modes, including higher-order topological phases, without requiring crystalline symmetries. We illustrate our general results with detailed examples exhibiting topologically protected families of edge states, coexisting edge and corner modes, and phases with both gapped bulk and edges supporting only stable corner modes. The latter is exemplified by a non-Hermitian generalization of the Benalcazar-Bernevig-Hughes model.
The zero-mode corner states in the gap of two-dimensional non-Hermitian Su-Schrieffer-Heeger model are robust to infinitesimal perturbations that preserve chiral symmetry. However, we demonstrate that this general belief is no longer valid in large-sized systems. To reveal the higher-order topology of non-Hermitian systems, we establish a correspondence between the stable zero-mode singular states and the topologically protected corner states of energy spectrum in the thermodynamic limit. Within this framework, the number of zero-mode singular values is directly linked to the number of mid-gap corner states. The winding numbers in real space can be defined to count the number of stable zero-mode singular states. Our results formulate a bulk-boundary correspondence for both static and Floquet non-Hermitian systems, where topology arises intrinsically from the non-Hermiticity, even without symmetries.
Recent studies have revealed that not only does the correspondence between spectral winding numbers and skin modes break down in non-Hermitian systems, but the energy spectrum itself is highly sensitive to generic perturbations, system size, and boundary conditions. In amorphous non-Hermitian systems, where the positions of lattice sites are uncertain, the spectral instability becomes even more severe, making it difficult to identify stable topological edge states from the eigenvalue spectrum alone. To overcome this challenge, we introduce a correspondence between stable zero-mode singular states and mid-gap states of the energy spectrum in the thermodynamic limit. Because the singular value spectrum is highly robust against small perturbations and variation in size, topological edge states can be reliably probed via singular values even in finite-sized systems. Based on the singular-value decomposition of the Hamiltonian, we construct a topological invariant in real space to characterize the associated topologically protected edge states. Our approach provides a general strategy for exploring point-gap topology in real space and redefine the non-Hermitian skin effect from a new perspective.
The bulk-boundary correspondence relates topologically protected edge modes to bulk topological invariants and is well understood for short-range free-fermion chains. Although case studies have considered long-range Hamiltonians whose couplings decay with a power-law exponent α, there has been no systematic study for a free-fermion symmetry class. We introduce a technique for solving gapped, translationally invariant models in the 1D BDI and AIII symmetry classes with α>1, linking together the quantized winding invariant, bulk topological string-order parameters, and a complete solution of the edge modes. The physics of these chains is elucidated by studying a complex function determined by the couplings of the Hamiltonian: in contrast to the short-range case where edge modes are associated to roots of this function, we find that they are now associated to singularities. A remarkable consequence is that the finite-size splitting of the edge modes depends on the topological winding number, which can be used as a probe of the latter. We furthermore generalize these results by (i) identifying a family of BDI chains with α<1 where our results still hold and (ii) showing that gapless symmetry-protected topological chains can have topological invariants and edge modes when α-1 exceeds the dynamical critical exponent.
Both the physics and applications of fermionic symmetry-protected topological phases rely heavily on a principle known as bulk-boundary correspondence, which predicts the emergence of protected boundary-localized energy excitations (boundary states) if the bulk is topologically non-trivial. Current theoretical approaches formulate a bulk-boundary correspondence as an equality between a bulk and a boundary topological invariant, where the latter is a property of boundary states. However, such an equality does not offer insight into the stability or the sensitivity of the boundary states to external perturbations. To solve this problem, we adopt a technique known as the Wiener–Hopf factorization of matrix functions. Using this technique, we first provide an elementary proof of the equality of the bulk and the boundary invariants for one-dimensional systems with arbitrary boundary conditions in all Altland-Zirnbauer symmetry classes. This equality also applies to quasi-one-dimensional systems (e.g., junctions) formed by bulks belonging to the same symmetry class. We then show that only topologically non-trivial Hamiltonians can host stable zero-energy edge modes, where stability refers to continuous deformation of zero-energy excitations with external perturbations that preserve the symmetries of the class. By leveraging the Wiener–Hopf factorization, we establish bounds on the sensitivity of such stable zero-energy modes to external perturbations. Our results show that the Wiener–Hopf factorization is a natural tool to investigate bulk-boundary correspondence in quasi-one-dimensional fermionic symmetry-protected topological phases. Our results on the stability and sensitivity of zero-energy modes are especially valuable for applications, including Majorana-based topological quantum computing.
Topological Euler insulators emerge in multiband systems with real Bloch Hamiltonians and wavefunctions. Their fragile topologies are characterized by the Euler class of degenerate bands and protected by the PTPTPT or C2TC_2TC2​T symmetry in two dimensions, which go beyond the tenfold KKK-theory classification of topological matter. In this work, we extend the conception of topological Euler insulators to non-Hermitian systems and propose a theoretical framework to unlock their nontrivial Euler topology. Focusing on two-dimensional, three-band non-Hermitian lattice models with symmetric Hamiltonians, we formulate a comprehensive description of their topological Euler bands, entanglement spectrum and bulk-boundary correspondence. Three typical models of non-Hermitian Euler insulators are constructed and investigated explicitly to illustrate our theory. Unique topological phase transitions and anomalous edge-band overlaps with non-Hermitian origins are further identified. Our study establishes the presence of topological Euler bands in non-Hermitian systems and unveils their intriguing physical characteristics, thereby broadening the existing territory of topological matter in non-Hermitian open systems.
Abstract We outline a theory of symmetry protected topological phases of one-dimensional quantum walks. We assume spectral gaps around the symmetry-distinguished points +1 and −1, in which only discrete eigenvalues are allowed. The phase classification by integer or binary indices extends the classification known for translation invariant systems in terms of their band structure. However, our theory requires no translation invariance whatsoever, and the indices we define in this general setting are invariant under arbitrary symmetric local perturbations, even those that cannot be continuously contracted to the identity. More precisely we define two indices for every walk, characterizing the behavior far to the right and far to the left, respectively. Their sum is a lower bound on the number of eigenstates at +1 and −1. For a translation invariant system the indices add up to zero, so one of them already characterizes the phase. By joining two bulk phases with different indices we get a walk in which the right and left indices no longer cancel, so the theory predicts bound states at +1 or −1. This is a rigorous statement of bulk-edge correspondence. The results also apply to the Hamiltonian case with a single gap at zero.