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arXiv:2608.11151

Optimal von Neumann Entropy Estimation

Ziyun Chen, Minbo Gao, Qisheng Wang

quant-phcs.ITSubmitted Aug 11, 2026• Announced Aug 12, 2026• 0 citations• Revised Oct 5, 2026 (v2)
v1 · Aug 11, 2026v2 · Oct 5, 2026
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Abstract

We show that the von Neumann entropy of an unknown $d$-dimensional quantum state $ρ$ can be estimated to within additive error $\varepsilon$ using \[ Θ\!\left(\frac{d^2}{\varepsilon\log^2(d)(1+\varepsilon\log^2(d))} + \frac{\log^2(d)}{\varepsilon^2}\right) \] samples of $ρ$, matching the lower bound due to Wang (2026). Our estimator is based on a high-degree approximation polynomial and the main technical challenge is bounding its variance despite the large polynomial degree. We overcome this using a quantum Hoeffding decomposition, which preserves cancellations between different polynomial terms and reduces the analysis to derivative bounds for the approximation polynomial.

Comments
22 pages, 1 table, 1 algorithm. Improved the sample complexity to optimal

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We show that the von Neumann entropy of an unknown ddd-dimensional quantum state ρρρ can be estimated to within additive error ε\varepsilonε using [ Θ!\left(\frac{d^2}{\varepsilon\log^2(d)(1+\varepsilon\log^2(d))} + \frac{\log^2(d)}{\varepsilon^2}\right) ] samples of ρρρ, matching the lower bound due to Wang (2026). Our estimator is based on a high-degree approximation polynomial and the main technical challenge is bounding its variance despite the large polynomial degree. We overcome this using a quantum Hoeffding decomposition, which preserves cancellations between different polynomial terms and reduces the analysis to derivative bounds for the approximation polynomial.
We prove that the spectrum of an unknown ddd-dimensional quantum state can be estimated to error ε\varepsilonε in total variation distance using O ⁣(d2min⁡{1(εlog⁡d)4,  1(εlog⁡d)2}) O\!\left(d^2\min\left\{ \frac{1}{(\varepsilon\log d)^4},\; \frac{1}{(\varepsilon\log d)^2} \right\}\right) O(d2min{(εlogd)41​,(εlogd)21​}) copies. This matches the recent lower bound of Wang. When restricted to unentangled measurements, we give an algorithm with an additional factor of ddd in copy complexity, which we conjecture to be optimal. We develop a framework for recovering the small eigenvalues of a quantum state by matching Chebyshev moments. We bound the variance of each Chebyshev moment estimate in terms of scalar derivatives of the corresponding polynomial, using classical and quantum Efron--Stein decompositions. Different rescalings of the Chebyshev polynomials balance approximation error and variance, yielding two regimes in our copy complexity bound.
Entropy is a fundamental property of both classical and quantum systems, spanning myriad theoretical and practical applications in physics and computer science. We study the problem of obtaining estimates to within a multiplicative factor γ>1γ>1γ>1 of the Shannon entropy of probability distributions and the von Neumann entropy of mixed quantum states. Our main results are: ∙\quad\bullet∙ an O~(n1+η2γ2)\widetilde{\mathcal{O}}\left( n^{\frac{1+η}{2γ^2}}\right)O(n2γ21+η​)-query quantum algorithm that outputs a γγγ-multiplicative approximation of the Shannon entropy H(p)H(\mathbf{p})H(p) of a classical probability distribution p=(p1,…,pn)\mathbf{p} = (p_1,\ldots,p_n)p=(p1​,…,pn​); ∙\quad\bullet∙ an O~(n12+1+η2γ2)\widetilde{\mathcal{O}}\left( n^{\frac12+\frac{1+η}{2γ^2}}\right)O(n21​+2γ21+η​)-query quantum algorithm that outputs a γγγ-multiplicative approximation of the von Neumann entropy S(ρ)S(ρ)S(ρ) of a density matrix ρ∈Cn×nρ\in\mathbb{C}^{n\times n}ρ∈Cn×n. In both cases, the input is assumed to have entropy bounded away from zero by a quantity determined by the parameter η>0η>0η>0, since, as we prove, no polynomial query algorithm can multiplicatively approximate the entropy of distributions with arbitrarily low entropy. In addition, we provide Ω(n13γ2)Ω\left(n^{\frac{1}{3γ^2}}\right)Ω(n3γ21​) lower bounds on the query complexity of γγγ-multiplicative estimation of Shannon and von Neumann entropies. We work with the quantum purified query access model, which can handle both classical probability distributions and mixed quantum states, and is the most general input model considered in the literature.
In this paper, we provide estimators for quantum Rényi and Tsallis entropies with nearly optimal sample complexity. Specifically, for order ααα, dimension ddd, and additive error ε\varepsilonε, 1. For 0<α<10 < α< 10<α<1, the sample complexity is O(d1+1/α/ε1/α+d1/α−1/ε2)O(d^{1+1/α}/\varepsilon^{1/α} + d^{1/α-1}/\varepsilon^{2})O(d1+1/α/ε1/α+d1/α−1/ε2) for Rényi entropy and O(d1+1/α/ε1/α+d2−2α/ε2)O(d^{1+1/α}/\varepsilon^{1/α} + d^{2-2α}/\varepsilon^2)O(d1+1/α/ε1/α+d2−2α/ε2) for Tsallis entropy. In particular, for 0<α≤1/20 < α\leq 1/20<α≤1/2, the sample complexity for both entropies is O(d1+1/α/ε1/α)O(d^{1+1/α}/\varepsilon^{1/α})O(d1+1/α/ε1/α). 2. For non-integer α>1α> 1α>1, the sample complexity is O(d2/ε1/α+d1−1/α/ε2)O(d^2/\varepsilon^{1/α} + d^{1-1/α}/\varepsilon^2)O(d2/ε1/α+d1−1/α/ε2) for Rényi entropy. Our upper bounds improve the quantum Rényi entropy estimators due to Acharya, Issa, Shende, and Wagner (2017) and the quantum Tsallis entropy estimators due to Chen, Liu, and Wang (2026), and match the lower bounds recently established by Wang (2026).
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We investigate the computational hardness of estimating the quantum ααα-Rényi entropy SαR(ρ)=ln⁡Tr(ρα)1−α{\rm S}^{\tt R}_α(ρ) = \frac{\ln {\rm Tr}(ρ^α)}{1-α}SαR​(ρ)=1−αlnTr(ρα)​ and the quantum qqq-Tsallis entropy SqT(ρ)=1−Tr(ρq)q−1{\rm S}^{\tt T}_q(ρ) = \frac{1-{\rm Tr}(ρ^q)}{q-1}SqT​(ρ)=q−11−Tr(ρq)​, both of which converge to the von Neumann entropy as the order approaches 111. The promise problems Quantum ααα-Rényi Entropy Approximation (RényiQEAα_αα​) and Quantum qqq-Tsallis Entropy Approximation (TsallisQEAq_qq​) ask whether $ {\rm S}^ {\tt R}_α(ρ)$ or SqT(ρ){\rm S}^{\tt T}_q(ρ)SqT​(ρ), is at least τ1τ_1τ1​ or at most τ2τ_2τ2​, where τ1−τ2τ_1 - τ_2τ1​−τ2​ is typically a positive constant. Previous hardness results cover only the von Neumann entropy (order 111) and some cases of the quantum qqq-Tsallis entropy, while existing approaches do not readily extend to other orders. We establish that for all positive real ααα and qqq, and also for α=∞α=\inftyα=∞, the rank-222 variants Rank2RényiQEAα_αα​ and Rank2TsallisQEAq_qq​ are BQP-hard. Combined with prior (rank-dependent) quantum query algorithms in Wang, Guan, Liu, Zhang, and Ying (TIT 2024), Wang, Zhang, and Li (TIT 2024), and Liu and Wang (SODA 2025), as well as the one derived from O'Donnell and Wright (STOC 2016), our results imply: - For all real orders α>0α> 0α>0 or α=∞α=\inftyα=∞, and for all real orders 0<q≤10 < q \leq 10<q≤1, LowRankRényiQEAα_αα​ and LowRankTsallisQEAq_qq​ are BQP-complete, where both are restricted versions of RényiQEAα_αα​ and TsallisQEAq_qq​ with ρρρ of polynomial rank. - For all real order q>1q>1q>1, TsallisQEAq_qq​ is BQP-complete. Our hardness results stem from reductions based on new inequalities relating the ααα-Rényi or qqq-Tsallis binary entropies of different orders. These reductions differ substantially from previous approaches, and the inequalities are of independent interest.
We develop a unified framework for analyzing the complexity of quantum property testing through functionals of the form Lφ(ρ)=tr⁡(φ(dρ))/d\mathcal{L}_φ(ρ) = \operatorname{tr}(φ(dρ))/dLφ​(ρ)=tr(φ(dρ))/d, where ρρρ is an unknown ddd-dimensional quantum state and φφφ is a given function. A master theorem is established that derives sample complexity lower bounds for estimating Lφ(ρ)\mathcal{L}_φ(ρ)Lφ​(ρ) from properties of φφφ, combining Haar-random moment encoding with moment matching and best polynomial approximation. Corresponding query complexity lower bounds follow from quantum sample-to-query lifting. The framework yields (nearly) tight bounds for a broad class of problems, including entropy estimation (von Neumann, Rényi, and Tsallis), closeness estimation (trace distance and Uhlmann fidelity), spectrum estimation, rank testing (operator rank, Schmidt rank, and matrix product states). In particular, combined with known upper bounds, we show that the sample complexity of von Neumann entropy estimation is Θ ⁣(d2εlog⁡2(d)max⁡{1,εlog⁡2(d)}+log⁡2(d)ε2), Θ\!\left(\frac{d^2}{\varepsilon\log^2(d)\max\{1, \varepsilon\log^2(d)\}} + \frac{\log^2(d)}{\varepsilon^2}\right), Θ(εlog2(d)max{1,εlog2(d)}d2​+ε2log2(d)​), and the sample complexity of spectrum estimation is Θ ⁣(d2ε2log⁡2(d)max⁡{1,ε2log⁡2(d)}). Θ\!\left(\frac{d^2}{\varepsilon^2\log^2(d)\max\{1, \varepsilon^2\log^2(d)\}}\right). Θ(ε2log2(d)max{1,ε2log2(d)}d2​). In summary, our results resolve several open problems and establish the optimality of 37 quantum algorithms since 2015, up to constant or polylogarithmic factors.