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arXiv:2608.04369

Equilibrium Thermodynamics of Non-Hermitian Dirac Fermions: Caloric and Magnetic Responses

Francisco J. Peña, Bastian Castorene, Juan Pablo Esparza, Vladimir Juričić, Patricio Vargas

quant-phcond-mat.stat-mechSubmitted Aug 5, 2026• Announced Aug 6, 2026
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Abstract

We establish scaling relations governing the equilibrium thermodynamics of real-spectrum non-Hermitian Dirac fermions in a magnetic field. Assuming thermalization with respect to the quasi-Hermitian Hamiltonian, a similarity transformation maps the system at the same applied field onto a Hermitian Dirac model with reduced velocity, while the Landau-level spectrum also admits a representation in terms of a reduced effective magnetic field. This structure yields scaling relations for the chemical potential, entropy, heat capacities, and orbital magnetic response in different thermodynamic ensembles. At fixed projected filling factor (PFF), the self-consistent chemical potential follows the compressed ladder of Landau levels, and the canonical thermodynamic functions are rescaled Hermitian responses. At fixed chemical potential, Landau-level crossings generate oscillatory caloric and magnetic responses governed by the same spectral compression. Quasistatic non-Hermitian deformation at fixed PFF further yields adiabatic temperature scaling. More broadly, these results establish a thermodynamic framework for real-spectrum non-Hermitian quantum matter and provide a starting point for incorporating the effects of interactions and disorder within the same formalism.

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Non-Hermitian band descriptions capture how loss, gain, and environmental coupling reshape quantum matter, yet most experimental probes remain wave based or dynamical. Here we develop an equilibrium charge-response route to spectral compression in Dirac materials. In the real-spectrum regime, invariance of the particle-number operator under the similarity transformation makes the quantum capacitance exactly that of the Hermitian partner, so the whole non-Hermitian content is carried by the Petermann factor. In a minimal nonreciprocal graphene model, hopping imbalance suppresses the Dirac velocity, enhancing the low-energy density of states and the capacitance as an exceptional point is approached. At charge neutrality the capacitance stays linear in temperature, with its slope enhanced relative to the Hermitian value. A perpendicular magnetic field recasts the same compression as a collapse of the Landau-level ladder, drawing more levels into the thermal window. In two dimensions, the capacitance enhancement relative to the Hermitian partner coincides exactly with the Petermann factor, even though the two have entirely different origins. This relation provides a controlled starting point for extending equilibrium thermodynamic probes to non-Hermitian electronic systems with interactions, disorder, and reservoir coupling.

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We investigate the extension of the Kubo--Martin--Schwinger (KMS) thermal equilibrium condition to bounded non-Hermitian Hamiltonians with real spectra and biorthogonal eigensystems, providing a unified framework through three complementary constructions: a complete KMS theorem under quasi-Hermiticity, a biorthogonal KMS-type identity whose positivity characterises quasi-Hermiticity, and a quantum-detailed-balance condition for the associated open-system dynamics. Our main result is a thermodynamic characterisation of quasi-Hermiticity: for any diagonalisable $H\in M_d(\mathbb C)$ with real spectrum, the biorthogonal Gibbs functional $ω_{\rm bi}(A)=Z_{\rm bi}^{-1}\sum_n e^{-βE_n}\langleφ_n|A|ψ_n\rangle$ satisfies $ω_{\rm bi}(A^\dagger A)\ge0$ for all $A$ if and only if $H$ is quasi-Hermitian. The proof reconstructs the metric $η$ directly from the eigenprojectors of $ω_{\rm bi}$ via the Riesz representation theorem, yielding a metric-free criterion for quasi-Hermiticity. Under the quasi-Hermitian hypothesis, we prove that the $η$-Gibbs state $ω_η(A)=Z_η^{-1}{\rm Tr}[ηe^{-βH}A]$ satisfies the full analytic KMS condition using the Hadamard three-line theorem and Bari's theorem on Riesz bases. The transported state generally differs from the Gibbs state of the isospectral Hermitian partner whenever $[η,h]\neq0$, so the KMS property cannot be obtained by similarity transformation alone. Finally, within the Haag--Hugenholtz--Winnink programme, we establish the Tomita--Takesaki modular structure of the $η$-Gibbs state in finite dimensions, while the construction of a compatible $C^*$-norm and the proof of $σ$-weak continuity remain open.

quant-pharXiv:2606.13251•Jun 12, 2026•0 citations
We establish scaling relations governing the equilibrium thermodynamics of real-spectrum non-Hermitian Dirac fermions in a magnetic field. Assuming thermalization with respect to the quasi-Hermitian Hamiltonian, a similarity transformation maps the system at the same applied field onto a Hermitian Dirac model with reduced velocity, while the Landau-level spectrum also admits a representation in terms of a reduced effective magnetic field. This structure yields scaling relations for the chemical potential, entropy, heat capacities, and orbital magnetic response in different thermodynamic ensembles. At fixed projected filling factor (PFF), the self-consistent chemical potential follows the compressed ladder of Landau levels, and the canonical thermodynamic functions are rescaled Hermitian responses. At fixed chemical potential, Landau-level crossings generate oscillatory caloric and magnetic responses governed by the same spectral compression. Quasistatic non-Hermitian deformation at fixed PFF further yields adiabatic temperature scaling. More broadly, these results establish a thermodynamic framework for real-spectrum non-Hermitian quantum matter and provide a starting point for incorporating the effects of interactions and disorder within the same formalism.
Non-Hermitian band descriptions capture how loss, gain, and environmental coupling reshape quantum matter, yet most experimental probes remain wave based or dynamical. Here we develop an equilibrium charge-response route to spectral compression in Dirac materials. In the real-spectrum regime, invariance of the particle-number operator under the similarity transformation makes the quantum capacitance exactly that of the Hermitian partner, so the whole non-Hermitian content is carried by the Petermann factor. In a minimal nonreciprocal graphene model, hopping imbalance suppresses the Dirac velocity, enhancing the low-energy density of states and the capacitance as an exceptional point is approached. At charge neutrality the capacitance stays linear in temperature, with its slope enhanced relative to the Hermitian value. A perpendicular magnetic field recasts the same compression as a collapse of the Landau-level ladder, drawing more levels into the thermal window. In two dimensions, the capacitance enhancement relative to the Hermitian partner coincides exactly with the Petermann factor, even though the two have entirely different origins. This relation provides a controlled starting point for extending equilibrium thermodynamic probes to non-Hermitian electronic systems with interactions, disorder, and reservoir coupling.
A static deformation of graphene can act on its Dirac electrons as a valley-odd magnetic field. In sublattice-gapped graphene this field makes the two valleys add in the parity-odd response rather than cancel. We derive the equilibrium thermodynamics of this effect and separate it from the finite-frequency transport response. At fixed electrochemical potential, reversing the pseudomagnetic field removes every nonzero pseudo-Landau level in the continuum theory. The remaining grand-potential difference is fixed by the spectrally asymmetric zeroth level. The static charge response is a thermally broadened plateau confined to the gap and has no metallic m/∣μ∣m/|μ|m/∣μ∣ tail. Near a band edge, pseudofield reversal transfers Bln⁡2\mathrm{B}\ln2Bln2 of entropy per unsplit zero-mode state in the low-temperature window. The fixed-μμμ heat capacity has two side lobes per edge and a universal peak 0.439229 DBkB0.439229\,D_B k_{\mathrm B}0.439229DB​kB​. We then formulate a definite constant-gate-voltage circuit and show that the measured sheet heat capacity depends on the electrical boundary condition. The full massive-Dirac density of states and an exact finite-field pseudo-Landau-level calculation give the same gate crossover in their common limit. At fixed carrier number, the low-temperature edge value is −2(ln⁡2)2DBkB-2(\ln2)^2 D_B k_{\mathrm B}−2(ln2)2DB​kB​, rather than a node. A finite geometric capacitance gives a continuous and experimentally tunable interpolation. Finally, we give a trace-free triaxial strain geometry, a disorder--interaction window, and realistic calorimetric and quantum-capacitance scales. The field-reversal protocol isolates an equilibrium electromechanical anomaly without a real magnetic field.
Interacting and open quantum systems can be formulated in terms of an effective non-Hermitian Hamiltonian (NHH), however, there are important constraints that must be satisfied by the effective action and the associated Green's functions. One common approach to many-body non-Hermitian (NH) systems is to incorporate the anti-Hermitian part of the Hamiltonian directly in the Matsubara Green's function. Here, we show that such an approach is incompatible with the standard framework for systems with interactions. Furthermore, we furnish a consistent physical description for such systems by determining their distinction from conventional interacting physics, and find that they are described by pseudo-Hermitian quantum mechanics. Furthermore, we characterize the zero-temperature distribution functions within several frameworks for NH systems. As an application of our results, we consider the electromagnetic response of a NH quasiparticle Hamiltonian based on the (1+1)-dimensional NH Dirac model subject to various physical descriptions.
Quantum matter emerges from the interplay of fluctuations, topology, and entanglement, which - in equilibrium - governs quantized transport, universal criticality, and topological classification. Non-Hermitian systems, widely explored in platforms ranging from electric circuits to photonics, are intrinsically out-of-equilibrium, and display fundamentally new phenomena, including complex spectra, spectral winding, exceptional topology, and non-unitary dynamics. A central challenge is understanding how the complex single-particle spectrum governs universal many-body behavior. We introduce a symmetry-protected dynamical topological index derived directly from the complex spectrum. Through the lens of algebraic topology, more specifically Morse theory, we identify critical points in the spectrum with topological defects, whose curvature and stability are protected under continuous deformations. This links spectral geometry to many-body observables, unifying non-Hermitian band topology, entanglement, and transport. We demonstrate that non-Hermitian quantum criticality in non-interacting systems is controlled by gain-and-loss-selected non-equilibrium steady states, which dynamically generate an emergent imaginary Fermi surface whose Fermi points host scale-invariant gapless modes with logarithmic entanglement scaling and algebraic correlations. Our work establishes a unified framework for non-Hermitian quantum matter, connecting spectral topology to Morse theory, revealing a topological foundation of non-equilibrium quantum criticality.
In the present study, we investigate the properties of an ensemble of free Dirac fermions, at finite inverse temperature β and finite chemical potential μ , undergoing rigid rotation with an imaginary angular velocity Ω = i Ω I . Our purpose is to establish the analytical structure of such states, as well as the prospects (and dangers) of extrapolating results obtained under imaginary rotation to the case of real rotation. We show that in the thermodynamic limit, the state of the system is akin to a stationary system with modified inverse temperature β q = q β and the same chemical potential, where q is the denominator of the irreducible fraction ν = β Ω I / 2 π = p / q . The temperature of the system becomes a fractal function of the rotation parameter, as in the case of the scalar field. The chemical potential breaks the fractalization of fermions. We also compute the thermodynamic potential Φ and associated thermodynamic functions, showing that they also exhibit fractal behavior. Finally, we evaluate the axial and helical fluxes through the transverse plane, generated through the vortical effects, and show that they diverge in the thermodynamic limit, in the case when ν = 1 / q and q → ∞ .
We investigate the extension of the Kubo--Martin--Schwinger (KMS) thermal equilibrium condition to bounded non-Hermitian Hamiltonians with real spectra and biorthogonal eigensystems, providing a unified framework through three complementary constructions: a complete KMS theorem under quasi-Hermiticity, a biorthogonal KMS-type identity whose positivity characterises quasi-Hermiticity, and a quantum-detailed-balance condition for the associated open-system dynamics. Our main result is a thermodynamic characterisation of quasi-Hermiticity: for any diagonalisable H∈Md(C)H\in M_d(\mathbb C)H∈Md​(C) with real spectrum, the biorthogonal Gibbs functional ωbi(A)=Zbi−1∑ne−βEn⟨φn∣A∣ψn⟩ω_{\rm bi}(A)=Z_{\rm bi}^{-1}\sum_n e^{-βE_n}\langleφ_n|A|ψ_n\rangleωbi​(A)=Zbi−1​∑n​e−βEn​⟨φn​∣A∣ψn​⟩ satisfies ωbi(A†A)≥0ω_{\rm bi}(A^\dagger A)\ge0ωbi​(A†A)≥0 for all AAA if and only if HHH is quasi-Hermitian. The proof reconstructs the metric ηηη directly from the eigenprojectors of ωbiω_{\rm bi}ωbi​ via the Riesz representation theorem, yielding a metric-free criterion for quasi-Hermiticity. Under the quasi-Hermitian hypothesis, we prove that the ηηη-Gibbs state ωη(A)=Zη−1Tr[ηe−βHA]ω_η(A)=Z_η^{-1}{\rm Tr}[ηe^{-βH}A]ωη​(A)=Zη−1​Tr[ηe−βHA] satisfies the full analytic KMS condition using the Hadamard three-line theorem and Bari's theorem on Riesz bases. The transported state generally differs from the Gibbs state of the isospectral Hermitian partner whenever [η,h]≠0[η,h]\neq0[η,h]=0, so the KMS property cannot be obtained by similarity transformation alone. Finally, within the Haag--Hugenholtz--Winnink programme, we establish the Tomita--Takesaki modular structure of the ηηη-Gibbs state in finite dimensions, while the construction of a compatible C∗C^*C∗-norm and the proof of σσσ-weak continuity remain open.