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arXiv:2608.02600

A Lower Bound Framework for Quantum Functional Estimation

Qisheng Wang

quant-phcs.CCcs.ITSubmitted Aug 3, 2026• Announced Aug 4, 2026• 0 citations• Revised Aug 10, 2026 (v2)
v1 · Aug 3, 2026v2 · Aug 10, 2026v3 · Sep 8, 2026v4 · Oct 29, 2026
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Abstract

We develop a unified framework for proving lower bounds for estimating functionals of $d$-dimensional quantum states: \[ \mathcal L_φ(ρ)=\frac1d\sum_{i=1}^dφ(dλ_i(ρ)). \] The framework combines a Haar-random moment encoding process with moment matching and best polynomial approximation. A master theorem is provided to derive sample complexity lower bounds for estimating $\mathcal L_φ$ from the properties of $φ$. Using this framework, we resolve several open problems by establishing nearly tight lower bounds for a wide range of quantum property testing problems, including Uhlmann fidelity estimation, trace distance estimation, von Neumann/Rényi/Tsallis entropy estimation, spectrum estimation, and rank testing. Moreover, by quantum sample-to-query lifting, these sample lower bounds also imply quantum query lower bounds. These sample/query lower bounds imply the optimality of more than 20 quantum algorithms since 2015.

Comments
33 pages, 1 table. Title changed, polylog factors improved, more applications added: Renyi entropy, Tsallis entropy, rank testing, Hellinger distance

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We develop a unified framework for proving lower bounds for estimating functionals of ddd-dimensional quantum states: [ \mathcal L_φ(ρ)=\frac1d\sum_{i=1}^dφ(dλ_i(ρ)). ] The framework combines a Haar-random moment encoding process with moment matching and best polynomial approximation. A master theorem is provided to derive sample complexity lower bounds for estimating Lφ\mathcal L_φLφ​ from the properties of φφφ.
Using this framework, we resolve several open problems by establishing nearly tight lower bounds for a wide range of quantum property testing problems, including Uhlmann fidelity estimation, trace distance estimation, von Neumann/Rényi/Tsallis entropy estimation, spectrum estimation, and rank testing. Moreover, by quantum sample-to-query lifting, these sample lower bounds also imply quantum query lower bounds. These sample/query lower bounds imply the optimality of more than 20 quantum algorithms since 2015.
We study the sample complexity of estimating and testing fundamental unitarily invariant properties of unknown quantum states; namely, the tasks of spectrum estimation, von Neumann entropy estimation, and rank-testing. For ddd-dimensional states, and for every γ>0γ>0γ>0, we prove a sample complexity lower bound of Ω(d2−γ)Ω(d^{2-γ})Ω(d2−γ) for spectrum estimation to constant sorted total-variation error, entropy estimation to constant additive error, and rank-testing to constant trace distance. Our hard instances are constructed from sandwiched products of Haar-random projectors, suitably normalized using a novel technique that lets us derive explicit expressions for high-order tensor moments of the resultant states. These moments can be expressed as symmetric functions of Jucys--Murphy elements of the symmetric group algebra. To show that two such mixtures are indistinguishable, we analyze the log-likelihood ratio and perform moment-matching, i.e., we set its low-order Jucys--Murphy components to zero. Indistinguishability is then obtained by bounding an fff-divergence through the high-order components; the non-zero high-order terms and concentration of functions of Haar-random unitaries also imply separations in typical spectra, entropies, and ranks, proving all our lower bounds.
Quantum sample-to-query lifting, a relation between quantum sample complexity and quantum query complexity presented in Wang and Zhang (SIAM J. Comput. 2025), was significantly strengthened by Tang, Wright, and Zhandry (2025) to the case of state-preparation oracles. In this paper, we compile a list of quantum lower and upper bounds for property testing that are obtained by quantum sample-to-query lifting. The problems of interest include testing properties of probability distributions and quantum states, such as entropy and closeness. This collection contains new results, as well as new proofs of known bounds. In total, we present 49 complexity bounds, where 41 are new and 18 are (near-)optimal.
Abstract. The polynomial method by Beals, Buhrman, Cleve, Mosca, and de Wolf (FOCS 1998; [ J. ACM, 48 (2001), pp. 778–797]) and the adversary method by Ambainis (STOC 2000; [ J. Comput. System Sci., 64 (2002), pp. 750–767]) and the compressed oracle method by Zhandry [ Proceedings of the 39 th CRYPTO, 2019, pp. 239–268] have been shown to be powerful in proving quantum query lower bounds for a wide variety of problems. In this paper, we propose a new method for proving quantum query lower bounds by a quantum sample-to-query lifting theorem, which is from an information theory perspective. Using this method, we obtain the following new results: (1) A quadratic relation between quantum sample and query complexities regarding quantum property testing, which is optimal and saturated by quantum state discrimination. Here, the sample complexity is measured given sample access to the quantum state to be tested, while the query complexity is measured given query access to an oracle that block-encodes the quantum state. (2) A matching lower bound [Formula: see text] for quantum Gibbs sampling at inverse temperature [Formula: see text] ([Formula: see text] suppresses logarithmic factors), showing that the quantum Gibbs sampler by Gilyén, Su, Low, and Wiebe [ Proceedings of the 51 st STOC, 2019, pp. 193–204] is optimal. (3) A new lower bound [Formula: see text] for the entanglement entropy problem with gap [Formula: see text], which was recently studied by She and Yuen [ Proceedings of the 14 th ITCS, 2023, pp. 96:1–96:17]. (4) A series of quantum query lower bounds for matrix spectrum testing, based on the sample lower bounds for quantum state spectrum testing by O’Donnell and Wright (STOC 2015; [ Comm. Math. Phys., 387 (2021), pp. 1–95]). In addition, we provide unified proofs for some known lower bounds that have been proven previously via different techniques, including those for phase/amplitude estimation and Hamiltonian simulation.
Tight bounds on quantum sample complexity and quantum query complexity have been known for various computational problems in the literature, whereas tight bounds on quantum time complexity (i.e., the size of quantum circuits) remain unresolved. In this paper, we provide a framework to establish lower bounds on the quantum time complexity for testing permutation-invariant properties of quantum states, via a reduction from quantum sample complexity. As an application, we obtain a series of matching lower bounds when given sample access to the input quantum states, including: 1. The SWAP test due to Buhrman, Cleve, Watrous, and de Wolf (Phys. Rev. Lett. 2001) is time-optimal to estimate the purity tr⁡(ρ2)\operatorname{tr}(ρ^2)tr(ρ2) and the inner product tr⁡(ρσ)\operatorname{tr}(ρσ)tr(ρσ). 2. The Shift test due to Ekert, Alves, Oi, Horodecki, Horodecki, and Kwek (Phys. Rev. Lett. 2002) is time-optimal to estimate the high-order functionals tr⁡(ρk)\operatorname{tr}(ρ^k)tr(ρk). 3. The productness tester for multipartite pure states due to Harrow and Montanaro (J. ACM 2013) is time-optimal. 4. The LMR protocol due to Lloyd, Mohseni, and Rebentrost (Nat. Phys. 2014) is time-optimal to implement the reflection operator about a pure state. 5. The samplizer due to Wang and Zhang (IEEE Trans. Inf. Theory 2025) is time-optimal for pure states. 6. The estimator for pure-state trace distance and fidelity due to Wang and Zhang (ICALP 2026) is time-optimal. To the best of our knowledge, this is the first method that allows us to systematically establish tight lower bounds on quantum time complexity.
The von Neumann, Tsallis, and Rényi entropies are fundamental measures of quantum information. A common estimation strategy multiplies the worst-case costs of spectral transformation and statistical readout, leaving gaps to query lower bounds. We reduce this overhead with multi-level algorithms that use local normalization and precision allocation, while variable-time estimation accounts for the probability of reaching expensive spectral tests. With controlled purified access and its inverse, we obtain bounds for additive error ε\varepsilonε, rank upper bound RRR, and fixed order ααα. Tsallis entropy estimation has near-optimal rank-independent query complexity O~(ε−1/(α−1))\widetilde O(\varepsilon^{-1/(α-1)})O(ε−1/(α−1)) for 1<α<21<α<21<α<2, when the allowed dimension and rank accommodate the lower-bound instances, and O~(1/ε)\widetilde O(1/\varepsilon)O(1/ε) for α≥2α\ge2α≥2, where O~\widetilde OO suppresses logarithmic factors. The first saves a factor 1/ε1/\varepsilon1/ε; the second extends known integer-order scaling to noninteger orders. We also improve the von Neumann entropy bound from O~(R/ε2)\widetilde O(R/\varepsilon^2)O(R/ε2) to O~(R/ε)\widetilde O(R/\varepsilon)O(R/ε) and obtain O~(R/ε)\widetilde O(R/\varepsilon)O(R/ε) for noninteger Rényi orders 1<α<31<α<31<α<3, with further bounds at other orders. Our functional-estimation theorem replaces the global product by a sum of local costs weighted by function magnitudes and spectral masses. We further estimate fixed logarithmic moments and entropy variance using O~(R/ε)\widetilde O(R/\varepsilon)O(R/ε) queries, providing efficient access to fluctuation parameters that enter finite-blocklength quantum compression and pure-state entanglement conversion. More broadly, our framework extends beyond entropy to a broad class of density-matrix functionals, offering a systematic approach toward optimal query complexity in quantum spectral estimation.
Entropy is a measure of the randomness of a system. Estimating the entropy of a quantum state is a basic problem in quantum information. In this paper, we introduce a time-efficient quantum approach to estimating the von Neumann entropy S(ρ)S(ρ)S(ρ) and Rényi entropy Sα(ρ)S_α(ρ)Sα​(ρ) of an NNN-dimensional quantum state ρρρ, given access to independent samples of ρρρ. Specifically, we provide the following: 1. A quantum estimator for S(ρ)S(ρ)S(ρ) with time complexity O~(N2)\tilde O(N^2)O~(N2), improving the prior best time complexity O~(N6)\tilde O(N^6)O~(N6) by Acharya, Issa, Shende, and Wagner (2020) and Bavarian, Mehraba, and Wright (2016). 2. A quantum estimator for Sα(ρ)S_α(ρ)Sα​(ρ) with time complexity O~(N4/α−2)\tilde O(N^{4/α-2})O~(N4/α−2) for 0<α<10<α<10<α<1 and O~(N4−2/α)\tilde O(N^{4-2/α})O~(N4−2/α) for α>1α>1α>1, improving the prior best time complexity O~(N6/α)\tilde O(N^{6/α})O~(N6/α) for 0<α<10<α<10<α<1 and O~(N6)\tilde O(N^6)O~(N6) for α>1α>1α>1 by Acharya, Issa, Shende, and Wagner (2020), though at a cost of a slightly larger sample complexity. Moreover, these estimators are naturally extensible to the low-rank case. We also provide a sample lower bound for estimating Sα(ρ)S_α(ρ)Sα​(ρ). Technically, our method is quite different from the previous ones that are based on weak Schur sampling and Young diagrams. At the heart of our construction, is a novel tool called samplizer, which can "samplize" a quantum query algorithm to a quantum algorithm with similar behavior using only samples of quantum states; this suggests a unified framework for estimating quantum entropies. Specifically, when a quantum oracle UUU block-encodes a mixed quantum state ρρρ, any quantum query algorithm using QQQ queries to UUU can be samplized to a δδδ-close (in the diamond norm) quantum algorithm using Θ~(Q2/δ)\tildeΘ(Q^2/δ)Θ~(Q2/δ) samples of ρρρ. Moreover, this samplization is proven to be optimal, up to a polylogarithmic factor.