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arXiv:2607.25005 · Physical review. B./Physical review. B

Invariant-based master equation applied to driven qutrit coupled to a bath and a leaky cavity

Sagarika Basak, A. Javadi, D. Blume

quant-phcond-mat.quant-gasSubmitted Jul 27, 2026• Announced Jul 29, 2026• 0 citations
arXivHTMLPDF

Abstract

We employ a generalized approach to the master equation for driven open $N$-level ($N>2$) quantum systems using Lewis-Riesenfeld invariants, which avoids the driving-strength restrictions inherent to conventional approaches. We show that the invariant-based master equation provides a unifying generalized framework, which reduces to the frequently employed laboratory-frame master equations and the less frequently employed rotating-frame master equation framework under appropriate simplifications. Extending the prototypical two-level system, we show that the inclusion of another state coupled to the ground state via reservoir-induced dephasing gives rise to qualitatively new dissipative behaviors that are, in general, not captured by standard approximations. We also apply the invariant-based master equation framework to a driven quantum dot coupled to a leaky cavity, demonstrating the framework's ability to capture relevant dissipative dynamics without additional assumptions. Our work paves the way for quantum-control applications in the presence of dissipation.

DOI
10.1103/lp44-ll2f
Comments
25 pages, 8 figures

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We employ a generalized approach to the master equation for driven open NNN-level (N>2N>2N>2) quantum systems using Lewis-Riesenfeld invariants, which avoids the driving-strength restrictions inherent to conventional approaches. We show that the invariant-based master equation provides a unifying generalized framework, which reduces to the frequently employed laboratory-frame master equations and the less frequently employed rotating-frame master equation framework under appropriate simplifications. Extending the prototypical two-level system, we show that the inclusion of another state coupled to the ground state via reservoir-induced dephasing gives rise to qualitatively new dissipative behaviors that are, in general, not captured by standard approximations. We also apply the invariant-based master equation framework to a driven quantum dot coupled to a leaky cavity, demonstrating the framework's ability to capture relevant dissipative dynamics without additional assumptions. Our work paves the way for quantum-control applications in the presence of dissipation.
We derive a Markovian master equation for driven open quantum systems based on the Lewis-Riesenfeld-invariants theory, which is available for arbitrary driving protocols. The role of the Lewis-Riesenfeld invariants is to help us bypass the time-ordering obstacle in expanding the propagator of the free dynamics, such that the Lindblad operators in our driven Markovian master equation can be determined easily. We also illustrate that, for the driven open quantum systems, the spontaneous emission and the thermal excitation induce the transitions between eigenstates of the Lewis-Riesenfeld invariant, but not the system Hamiltonian's. As an example, we present the driven Markovian master equation for a driven two-level system coupled to a heat reservoir. By comparing to the exactly solvable models, the availability of the driven Markovian master equation is verified. Meanwhile, the adiabatic limit and inertial limit of the driven Markovian master equation are also discussed, which result in the same Markovian master equations as those presented before in the corresponding limits.
The evolution of a driven open quantum system is often described by the Lindblad master equation. Two prevalent forms of this equation involve approximations with distinct and limited applicability ranges, possibly leading to different outcomes. This work introduces a generalized approach bridging between the two previous methods and uncovering novel behavior in previously inaccessible regimes. The relevance of the generalized approach to quantum-technology systems, such as cavity-coupled quantum dots and single-spin EPR experiments, is demonstrated.
We investigate the dynamics of the driven open double two-level system by deriving a driven Markovian master equation based on the Lewis-Riesenfeld invariant theory. The transitions induced by coupling to the heat reservoir occur between the instantaneous eigenstates of the Lewis-Riesenfeld invariant. Therefore, different driving protocols associated with corresponding Lewis-Riesenfeld invariants result in different open system dynamics and symmetries. In particular, we show that since the instantaneous steady state of the driven double two-level system is one of eigenstates of the Lewis-Riesenfeld invariant at ultralow reservoir temperature, the inverse engineering method based on the Lewis-Riesenfeld invariants has a good performance in rapidly preparing the quantum state of open quantum systems. As an example, a perfect entangled state is generated by means of the inverse engineering method.
Driven nonlinear quantum oscillators are a central platform for quantum technologies, yet their dissipative dynamics are typically described using Lindblad or Caldeira-Leggett master equations derived under assumptions that exclude nonlinearities and driving. Here, we derive a generalized Caldeira-Leggett master equation for driven nonlinear oscillators by retaining the full nonlinear and time-dependent system dynamics in the construction of the dissipator. For position- and momentum-dependent system-bath coupling, the dissipator itself becomes dynamically dressed, generating nonlinear and drive-dependent dissipative channels beyond conventional fixed-dissipator approaches. This produces nonlinear damping together with dissipation-induced corrections to the effective drive. The resulting dissipative dynamics suppress large-amplitude excitations and reduce phase-space fluctuations. For a driven Kerr oscillator, this leads to the suppression of bistability, asymmetric resonance responses, and strongly modified fluctuation distributions. More broadly, our results establish a microscopic framework in which nonlinear dynamics and driving directly reshape the dissipative sector of driven open quantum systems.
We develop a versatile master equation approach to describe the nonequilibrium dynamics of a two-level system in contact with a bosonic environment, which allows for the exploration of a wide range of parameter regimes within a single formalism. As an experimentally relevant example, we apply this technique to the study of excitonic Rabi rotations in a driven quantum dot, and compare its predictions to the numerical Feynman integral approach. We find excellent agreement between the two methods across a generally difficult range of parameters. In particular, the variational master equation technique captures effects usually considered to be nonperturbative, such as multiphonon processes and bath-induced driving renormalization, and can give reliable results even in regimes in which previous master equation approaches fail.
Periodically driven quantum systems are commonly modeled using master equations constructed in the eigenbasis of an undriven Hamiltonian, implicitly assuming that environmental dissipation couples to static energy transitions even under strong time-periodic driving. The validity of this approximation beyond weak or near-resonant driving remains poorly understood. To address the need for a more self-consistent quantum theory approach, we formulate a nonsecular Floquet--Markov generalized master equation (F-GME) in the quasienergy basis, treating interaction-induced (internal) and drive-induced (external) nonperturbative dressing on an equal footing. We subsequently investigate dissipation in two minimal driven open quantum systems---a harmonically driven two-level system and a harmonically driven coupled-two-level-system---each weakly coupled to a Markovian bath. Comparing the F-GME to a time-independent dressed-basis master equation, we show that even for a flat-bath spectral density and weak dissipation, the two approaches can yield qualitatively different steady-state populations and emission spectra. We resolve dissipation into drive-assisted sideband processes decaying via Floquet extended-space quasienergy channels, and show these channels can hybridize through nonsecular couplings into collective Floquet--Liouville modes governing observable spectral resonances. This analysis demonstrates that time-independent dissipative descriptions can incorrectly weight multiphoton Floquet transitions by collapsing quasienergy-resolved decay pathways into static energy gaps. The F-GME framework provides a systematic diagnostic for identifying regimes where Floquet-consistent dissipation is essential and clarifies the physical origin of discrepancies between commonly used master-equation approaches.