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arXiv:2607.14662

Bosonic SPT and invertible phases and its relation to Steenrod's problem

Shota Saito, Yuji Tachikawa, Yi Zhang

Published Jul 16, 2026• 0 citations
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Abstract

Bosonic invertible and symmetry-protected topological (SPT) phases are well-known to be described by ordinary cohomology groups in low dimensions, but `beyond-cohomology' phases appear in higher dimensions. We make a systematic study of them, and find that the first major non-triviality is a mod-3 phenomenon, and not a mod-2 phenomenon as in the case of fermionic phases. We also point out that this is a dual manifestation of the classic question of Steenrod, namely the issue of the existence of homology cycles without manifold representatives. Thom developed the theory of cobordisms to answer this question, and we explain how the same analysis leads to Dijkgraaf-Witten phases which are nontrivial on general simplicial complexes but become trivial on manifolds.

DOI
10.48550/arxiv.2607.14662

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Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry $G$. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by $\mathit{SO}(3)$ spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by $U(1)$ and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct $d$-dimensional bosonic SPT phases with on-site symmetry $G$ (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in ${\mathcal{H}}^{1+d}[G,{U}_{T}(1)]$, the Borel $(1+d)$-group-cohomology classes of $G$ over the $G$ module ${U}_{T}(1)$. Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry $G$ must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal ${Z}_{2}^{T}$ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of ${\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]$, which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and $U(1)$ spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where ${G}_{H}$ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.

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Symmetry-protected topological (SPT) phases are bulk-gapped quantum phases with symmetries, which have gapless or degenerate boundary states as long as the symmetries are not broken. The SPT phases in free fermion systems, such as topological insulators, can be classified; however, it is not known what SPT phases exist in general interacting systems. We present a systematic way to construct SPT phases in interacting bosonic systems. Just as group theory allows us to construct 230 crystal structures in three-dimensional space, we use group cohomology theory to systematically construct different interacting bosonic SPT phases in any dimension and with any symmetry, leading to the discovery of bosonic topological insulators and superconductors.

arXiv:1301.0861•Science•Dec 20, 2012•639 citations
Bosonic invertible and symmetry-protected topological (SPT) phases are well-known to be described by ordinary cohomology groups in low dimensions, but `beyond-cohomology' phases appear in higher dimensions. We make a systematic study of them, and find that the first major non-triviality is a mod-3 phenomenon, and not a mod-2 phenomenon as in the case of fermionic phases. We also point out that this is a dual manifestation of the classic question of Steenrod, namely the issue of the existence of homology cycles without manifold representatives. Thom developed the theory of cobordisms to answer this question, and we explain how the same analysis leads to Dijkgraaf-Witten phases which are nontrivial on general simplicial complexes but become trivial on manifolds.
Abstract A number of proposals with differing predictions (e.g. Borel group cohomology, oriented cobordism, group supercohomology, spin cobordism, etc) have been made for the classification of symmetry protected topological (SPT) phases. Here we treat various proposals on an equal footing and present rigorous, general results that are independent of which proposal is correct. We do so by formulating a minimalist generalized cohomology hypothesis, which is satisfied by existing proposals and captures essential aspects of SPT classification. From this hypothesis alone, formulas relating classifications in different dimensions and/or protected by different symmetry groups are derived. Our formalism is expected to work for fermionic as well as bosonic phases, Floquet as well as stationary phases, and spatial as well as on-site symmetries. As an application, we predict that the complete classification of 3D bosonic SPT phases with space group symmetry G is , where the H 1 term classifies phases beyond the Borel group cohomology proposal.
Symmetry-protected topological phases (SPT) are short-range entangled gapped states protected by global symmetry. Nontrivial SPT phases cannot be adiabatically connected to the trivial disordered state (or atomic insulator) as long as certain global symmetry GGG is unbroken. At low energies, most of the two-dimensional SPTs with Abelian symmetry can be described by topological quantum field theory (TQFT) of the multicomponent Chern-Simons type. However, in contrast to the fractional quantum Hall effect where TQFT can give rise to interesting bulk anyons, TQFT for SPTs only supports trivial bulk excitations. The essential question in TQFT descriptions for SPTs is to understand how the global symmetry is implemented in the partition function. In this paper, we systematically study TQFT of three-dimensional SPTs with unitary Abelian symmetry (e.g., ${\mathbb{Z}}_{{N}_{1}}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{{N}_{2}}\ifmmode\times\else\texttimes\fi{}...$). In addition to the usual multicomponent BFBFBF topological term at level-1, we find that there are new topological terms with quantized coefficients (e.g., ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}d{a}^{2}$ and ${a}^{1}\ensuremath{\wedge}{a}^{2}\ensuremath{\wedge}{a}^{3}\ensuremath{\wedge}{a}^{4}$) in TQFT actions, where a1,a2,...{a}^{1},{a}^{2},...a1,a2,... are 1-form U(1) gauge fields. These additional topological terms cannot be adiabatically turned off as long as GGG is unbroken. By investigating symmetry transformations for the TQFT partition function, we end up with the classification of SPTs that is consistent with the well-known group cohomology approach. We also discuss how to gauge the global symmetry and possible TQFT descriptions of Dijkgraaf-Witten gauge theory.
It is demonstrated by explicit construction that three-dimensional bosonic crystalline symmetry protected topological (cSPT) phases are classified by ${H}_{\ensuremath{\phi}}^{5}(G;\mathbb{Z})\ensuremath{\bigoplus}{H}_{\ensuremath{\phi}}^{1}(G;\mathbb{Z})$ for all 230 space groups GGG, where ${H}_{\ensuremath{\phi}}^{n}(G;\mathbb{Z})$ denotes the nthn\mathrm{th}nth twisted group cohomology of GGG with Z\mathbb{Z}Z coefficients, and $\ensuremath{\phi}$ indicates that $g\ensuremath{\in}G$ acts nontrivially on coefficients by sending them to their inverses if ggg reverses space-time orientation and acts trivially otherwise. The previously known summand ${H}_{\ensuremath{\phi}}^{5}(G;\mathbb{Z})$ corresponds only to crystalline phases built without the E8{E}_{8}E8​ state or its multiples on 2-cells of space. It is the crystalline analog of the ``group cohomology proposal'' for classifying bosonic symmetry protected topological (SPT) phases, which takes the form ${H}_{\ensuremath{\phi}}^{d+2}(G;\mathbb{Z})\ensuremath{\cong}{H}_{\ensuremath{\phi}}^{d+1}(G;\text{U}(1))$ for finite internal symmetry groups in ddd spatial dimensions. The new summand ${H}_{\ensuremath{\phi}}^{1}(G;\mathbb{Z})$ classifies possible configurations of E8{E}_{8}E8​ states on 2-cells that can be used to build crystalline phases beyond the group cohomology proposal. The completeness of our classification and the physical meaning of ${H}_{\ensuremath{\phi}}^{1}(G;\mathbb{Z})$ are established through a combination of dimensional reduction, surface topological order, and explicit cellular construction. The value of ${H}_{\ensuremath{\phi}}^{1}(G;\mathbb{Z})$ can be easily read off from the international symbol for GGG. Our classification agrees with the prediction of the ``generalized cohomology hypothesis,'' which concerns the general structure of the classification of SPT phases, and therefore provides strong evidence for the validity of the said hypothesis in the realm of crystalline symmetries.
In this thesis, we study gapped topological phases of matter in systems with strong inter-particle interaction. They are challenging to analyze theoretically, because interaction not only gives rise to a plethora of phases that are otherwise absent, but also renders methods used to analyze non-interacting systems inadequate. By now, people have had a relatively systematic understanding of topological orders in two spatial dimensions. However, less is known about the higher dimensional cases. In Chapter 2, we will explore three dimensional long-range entangled topological orders in the framework of Walker-Wang models, which are a class of exactly solvable models for three-dimensional topological phases that are not known previously to be able to capture these phases. We find that they can represent a class of twisted discrete gauge theories, which were discovered using a different formalism. Meanwhile, a systematic theory of bosonic symmetry protected topological (SPT) phases in all spatial dimensions have been developed based on group cohomology. A generalization of the theory to group supercohomology has been proposed to classify and characterize fermionic SPT phases in all dimensions. However, it can only handle cases where the symmetry group of the system is a product of discrete unitary symmetries. Furthermore, the classification is known to be incomplete for certain symmetries. In Chapter 3, we will construct an exactly solvable model for the two-dimensional time-reversal-invariant topological superconductors, which could be valuable as a first attempt to a systematic understanding of strongly interacting fermionic SPT phases with anti-unitary symmetries in terms of exactly solvable models. In Chapter 4, we will propose an alternative classification of fermionic SPT phases using the spin cobordism theory, which hopefully can capture all the phases missing in the supercohomology classification. We test this proposal in the case of fermionic SPT phases with Z2 symmetry, where Z2 is either time-reversal or an internal symmetry. We find that cobordism classification correctly describes all known fermionic SPT phases in space dimensions less than or equal to 3.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by SO(3)\mathit{SO}(3)SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by U(1)U(1)U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct ddd-dimensional bosonic SPT phases with on-site symmetry GGG (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in H1+d[G,UT(1)]{\mathcal{H}}^{1+d}[G,{U}_{T}(1)]H1+d[G,UT​(1)], the Borel (1+d)(1+d)(1+d)-group-cohomology classes of GGG over the GGG module UT(1){U}_{T}(1)UT​(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry GGG must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal Z2T{Z}_{2}^{T}Z2T​ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of H1+d[Z2T,UT(1)]{\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]H1+d[Z2T​,UT​(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and U(1)U(1)U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where GH{G}_{H}GH​ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.
Symmetry-protected topological (SPT) phases are bulk-gapped quantum phases with symmetries, which have gapless or degenerate boundary states as long as the symmetries are not broken. The SPT phases in free fermion systems, such as topological insulators, can be classified; however, it is not known what SPT phases exist in general interacting systems. We present a systematic way to construct SPT phases in interacting bosonic systems. Just as group theory allows us to construct 230 crystal structures in three-dimensional space, we use group cohomology theory to systematically construct different interacting bosonic SPT phases in any dimension and with any symmetry, leading to the discovery of bosonic topological insulators and superconductors.