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arXiv:2607.06783

Secret Key Rate Analysis of Distribution Matching Algorithms for Discrete-Modulated CV-QKD

Micael Dias, Caroline Alves, Gabrielly Roman, Søren Forchhammer

quant-phcs.ITSubmitted Jul 7, 2026• Announced Jul 9, 2026• 0 citations
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Abstract

Continuous variable quantum key distribution protocols (CV-QKD) with discrete modulation have been intensively investigated to bridge the gap between ideal Gaussian modulation and modern coherent optical communication systems. To mitigate the penalty of discrete modulation, probabilistic constellation shaping (PCS) is applied to the modulation format and is typically performed by distribution matching (DM) algorithms. In this paper, we address the application of DM algorithms to perform PCS in CV-QKD protocols. We investigate the impact of approximating optimized Maxwell-Boltzman distributions with DM algorithms based on Huffman (HDM) and constant composition (CCDM) codes on the protocol's secret key rate (SKR) and tolerance to excess noise. Our results show that specifically symbol-by-symbol HDM degrades the SKR by at least 30\%, whereas CCDM matches the optimal SKR with code length of $10^3$ or more symbols. Furthermore, we also provide a statistical analysis of symbol dependence for both approaches, showing that CCDM must operate with blocks of at least $10^5$ symbols for the correlations become negligible. Finally, we propose an algorithm to generate independent symbols following near-optimal distributions.

Comments
12 pages, 7 figures. Under consideration for publication in the IEEE Transactions on Communications

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Continuous Variables Quantum Key Distribution (CV-QKD) tackles the problem of the generation and distribution of cryptographic keys without assuming any computational limitations while employing standard telecom equipment. Gaussian Modulation (GM) theoretically maximizes the information a CV-QKD system is capable of transmitting while exhibiting a higher resistance to excess channel noise. However, GM-CV-QKD protocols put an extreme burden on the transmitter’s random number source and tend to be more susceptible to imperfect state preparation. Due to these difficulties, most experimental implementations of CV-QKD have used Discrete Modulation (DM). The closer the DM constellation approaches a GM one, the closer the theoretical performance of the associated system will be to the optimum value. To achieve this, high-cardinality constellations, coupled with probabilistic shaping, can be explored. However, choosing a too complex constellation will cause the modulation stage imperfections to again become apparent. Thus, the choice of the constellation format is not direct and is of high importance. In this work we present a methodology to determine the optimum constellation for a given DM-CV-QKD system, taking into account the limitations of the modulation stage, choosing from a variety of M-QAM and M-APSK constellations coupled with probabilistic shaping. Our obtained methodology will allow for the optimum modulation format for each specific system to be selected.
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The distribution of symmetric keys over optical networks is possible through the implementation of continuous variables quantum key distribution (CV-QKD) systems. Despite the rate of key extraction in CV-QKD being maximized for Gaussian modulation (GM), its practical implementation is demanding due to the finite extinction ratio of the electro-optic modulators. The use of discrete modulation (DM) allows for a simpler practical implementation. Provided that higher-order constellations can be used, DM can approximate the performances of GM. Higher-order DM has been shown to be feasible experimentally in CV-QKD. Notwithstanding, such implementations are usually obtained in offline without applying all the post-processing steps, particularly the information reconciliation, turning the validity of the results dependent on a null frame error rate after information reconciliation. Besides that, a fixed value is typically assumed for the reconciliation efficiency value, being the modulation variance optimized under such assumptions. This disregarding the dependency of the reconciliation efficiency parameter on the method for information reconciliation and on the modulation variance. In this work we study the impact that such assumptions have on the optimization of the modulation variance in a CV-QKD system using probabilistic shaped higher-order DM. Moreover, we analyse how optimizing the modulation variance can affect the extraction key rates of symmetric keys at the output of the CV-QKD system. Besides the assumptions of null frame error rate and of the reconciliation efficiency, we study how different code rates may also affect the optimization of the modulation variance. This considering M-symbol quadrature amplitude modulation and multidimensional reconciliation.
Quantum key distribution (QKD) offers a promising solution by providing information-theoretic security based on the principles of quantum mechanics. Beyond theoretical experiments, QKD network construction and verification are actively progressing in various locations worldwide. Continuousvariable QKD (CVQKD) has emerged as a strong candidate for integration into optical networks, particularly due to its compatibility with coherent detection schemes used in existing optical communication systems. Gaussian-modulated (GM) CVQKD enables simpler security analysis through covariance matrices, but its practical implementation typically requires highperformance optical components, leading to increased cost and complexity. In contrast, discrete-modulated (DM) CVQKD using modulation formats, such as quadrature amplitude modulation (QAM), can reduce implementation costs by utilizing the existing optical components. However, its security analysis requires more advanced techniques due to the non-Gaussian nature of the quantum states involved. This study evaluates the performance of GM- and DM-CVQKD under a common optical fiber channel model. Our results show that the secure key rates (SKRs) of DM-CVQKD with probabilistic constellation shaping (PCS) 64QAM and PCS-256QAM drop below zero at transmission distances of 277 km and 399 km, respectively. The results confirm the feasibility of DM-CVQKD for long-distance secure communication over optical fiber networks when appropriate modulation formats and PCS are employed.
Abstract Continuous-variable quantum key distribution (CV-QKD) provides a theoretical unconditionally secure solution to distribute symmetric keys among users in a communication network. However, the practical devices used to implement these systems are intrinsically imperfect, and, as a result, open the door to eavesdropper attacks. In this work, we study the impact of transmitter stage imperfections on the performance and security of a Discrete Modulated (DM) CV-QKD system using M-symbol Quadrature Amplitude Modulation (M-QAM) and Amplitude and Phase Shift Keying (M-APSK) coupled with Probabilistic Constellation Shaping (PCS). Assuming two different modulation stage topologies, we first deform the constellations and then evaluate the secure key rate achievable with the deformed constellation. The presented results show that, due to the erroneously estimated channel parameters, non-monitored imbalances greatly reduce the system's performance, with situations where Bob and Alice estimate that no secure bits can be obtained while the real value of the key rate is still positive. Our results show the importance of monitoring these constellation imbalances and show that the optimal constellation may vary depending on the degree of device imperfection.
We consider discrete-modulation protocols for continuous-variable quantum key distribution (CV-QKD) that employ a modulation constellation consisting of a finite number of coherent states and that use a homodyne- or a heterodyne-detection receiver. We establish a security proof for collective attacks in the asymptotic regime, and we provide a formula for an achievable secret-key rate. Previous works established security proofs for discrete-modulation CV-QKD protocols that use two or three coherent states. The main constituents of our approach include approximating a complex, isotropic Gaussian probability distribution by a finite-size Gauss-Hermite constellation, applying entropic continuity bounds, and leveraging previous security proofs for Gaussian-modulation protocols. As an application of our method, we calculate secret-key rates achievable over a lossy thermal bosonic channel. We show that the rates for discrete-modulation protocols approach the rates achieved by a Gaussian-modulation protocol as the constellation size is increased. For pure-loss channels, our results indicate that in the high-loss regime and for sufficiently large constellation size, the achievable key rates scale optimally, i.e., proportional to the channel's transmissivity.