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arXiv:2606.30539

Finite-size effects in Schulz-Shastry-Luttinger models for determining anyonic signatures in 1d spin chains

B. Perković, M. Bonkhoff, T. Posske

cond-mat.quant-gascond-mat.str-elquant-phSubmitted Jun 29, 2026• Announced Jun 30, 2026• 0 citations
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Abstract

We study finite-size properties of Schulz-Shastry-Luttinger liquids to reveal anyonic signatures, realized as low-energy excitations on top of the helical ground state in saturated spin-1/2 zigzag chains. The model features asymmetric and marginal couplings of density and phase gradients and belongs to the Schulz-Shastry class. We investigate periodic and Dirichlet boundary conditions and discuss its diagonalization as well as its stability. Although Dirichlet boundary conditions require a fine-tuning of coupling constants and universal parameters, only their magnitude is restricted for cyclic systems. We derive boundary characteristic quantities like Friedel oscillations and persistent currents. Finally, we discuss the bulk and boundary behavior of the longitudinal spin correlations including subleading corrections.

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We study finite-size properties of Schulz-Shastry-Luttinger liquids to reveal anyonic signatures, realized as low-energy excitations on top of the helical ground state in saturated spin-1/2 zigzag chains. The model features asymmetric and marginal couplings of density and phase gradients and belongs to the Schulz-Shastry class. We investigate periodic and Dirichlet boundary conditions and discuss its diagonalization as well as its stability. Although Dirichlet boundary conditions require a fine-tuning of coupling constants and universal parameters, only their magnitude is restricted for cyclic systems. We derive boundary characteristic quantities like Friedel oscillations and persistent currents. Finally, we discuss the bulk and boundary behavior of the longitudinal spin correlations including subleading corrections.
Schulz and Shastry recently introduced a new class of exactly solvable one-dimensional models with non-Fermi-liquid physics. First, we show that this behavior is caused by the existence of anyonic excitations ( i.e. states with non-trivial conformal spin) with charge [(δ)/(2π)], where δ is the phase shift of the potential. Since δ is an arbitrary real number, these anyons may therefore carry an irrational charge. Next, in view of this result we revisit the general classification of non-Fermi-liquid two-species gapless 1D models: while it is usually thought that c = 1 × c = 1 theories form a four-parameter space, we establish that the most general non-relativistic conformal field theory has ten parameters. This defines a single larger universality class with sub-manifolds associated with the standard Luttinger liquid (with spin-charge separation), and the Schulz-Shastry class of models.
We show that one-dimensional quantum systems with gapless degrees of freedom and open boundary conditions form a universality class of quantum critical behavior, which we propose to call ``bounded Luttinger liquids.'' They share the following properties with ordinary (periodic) Luttinger liquids: the absence of fermionic quasiparticle excitations, charge-spin separation, and anomalous power-law correlations with exponents whose scaling relations are parametrized by a single coupling constant per degree of freedom, ${K}_{\ensuremath{\nu}}.$ The values of ${K}_{\ensuremath{\nu}}$ are independent of boundary conditions, but the representation of the critical exponents in terms of these ${K}_{\ensuremath{\nu}}'\mathrm{s}$ depends on boundary conditions. We illustrate these scaling relations by exploring general rules for boundary critical exponents derived earlier using the Bethe ansatz solution of the one-dimensional Hubbard model together with boundary conformal field theory, and the theory of Luttinger liquids in finite-size systems. We apply this theory to the photoemission properties of the organic conductors (TMTSF)2X,(\mathrm{TMTSF}{)}_{2}X,(TMTSF)2​X, where TMTSF is tetramethyltetraselenafulvalene, and X=ClO9,X={\mathrm{ClO}}_{9},X=ClO9​, PF6,{\mathrm{PF}}_{6},PF6​, ReO4,\mathrm{Re}{\mathrm{O}}_{4},ReO4​, and discuss to what extent the assumption of finite strands with open boundaries at the sample surface can reconcile the experimental results with independent information on the Luttinger-liquid state in these materials.
Strongly correlated systems show a variety of intriguing properties and have been extensively studied over the years. In this thesis two strongly correlated systems are discussed: the two-dimensional antiferromagnet and the Luttinger liquid. The Luttinger liquid has attracted much interest as a paradigm of non-Fermi liquid behavior. In the first part of the thesis, basic properties of Fermi liquids are briefly described while those of Luttinger liquids are considered in more detail. The differences in spectral properties of Luttinger liquids and Fermi liquids are discussed, as are the consequences for photoemission experiments. In this context Luttinger liquids with boundaries, treated in Papers I, II, and III, are introduced. The exact single-electron Green's function at finite temperature is calculated with bosonization methods, for both periodic and finite open-boundary systems. The corresponding local spectral density is analyzed. For a system with open boundaries, the well-known zero temperature bulk behavior always crosses over to a boundary dominated regime for small energies, while at finite temperature the low energy behavior becomes quadratic. For a periodic finite-size system we also calculate the Coulomb-blockade-like oscillations and study their dependence on interaction and temperature. The two-dimensional antiferromagnet has attracted much attention due to its connection to the undoped phase of the ceramic high-temperature superconductors. In the second part of the thesis including Papers IV and V, the two-dimensional Heisenberg antiferromagnet defined on the triangular and the honeycomb lattices is studied. We use the Schwinger-boson mean-field theory to investigate the stability of the ground state with respect to frustration. For the honeycomb lattice model we find an increased Néel stability as compared to the classical case. The dynamic structure factor is considered for various temperatures and the spin-wave velocity and the susceptibility are presented as functions of frustration for spin S=1/2. In the case of the intrinsically frustrated triangular lattice model we obtain, in the limit of infinite spin, results in complete agreement with the linear spin-wave theory. In contrast to the latter, however, two of the three modes acquire a mass for finite spin. The origin of this effect is discussed.
The low-energy effective Hamiltonian of three coupled spin chains with periodic boundary conditions (spin tube) is expressed, in the limit of strong interchain coupling, in terms of XXZ\mathrm{XXZ}XXZ chains coupled by biquadratic exchange interaction. A similar effective model was also proposed to describe the coupling of spins to orbital degrees of freedom in materials such as NaV2O5.{\mathrm{NaV}}_{2}{\mathrm{O}}_{5}.NaV2​O5​. We investigate the effective model by means of bosonization and renormalization-group techniques, and find that the generic phase diagram comprises a gapless region and gapped regions consisting of a spin liquid phase and various antiferromagnetic phases. We discuss the properties of the spin liquid phase, in particular the nature of the ground state and of the elementary excitations above it. We then study the effect of a magnetic field, and conclude that a strong enough magnetic field can suppress the dimerized phase leading to a two component Luttinger liquid. The critical exponents at the gapful-gapless transition are calculated and shown to be nonuniversal in the spin-tube case or the generic spin- orbital problem.
PACS. 05.30.-d – Quantum statistical mechanics. PACS. 67.40.Db – Quantum statistical theory, ground state, elementary excitations. PACS. 05.30.Jp – Boson systems. Abstract. – The ground state properties and low-lying excitations of a (quasi) one-dimensional system of longitudinally confined interacting bosons are studied. This is achieved by extending Haldane’s harmonic-fluid description to open boundary conditions. The boson density, oneparticle density matrix, and momentum distribution are obtained accounting for finite-size and boundary effects. Friedel oscillations are found in the density. Finite-size scaling of the momentum distribution at zero momentum is proposed as a method to obtain from the experiment the exponent that governs phase correlations. The strong correlations between bosons induced by reduced dimensionality and interactions are displayed by a Bijl-Jastrow wave function for the ground state, which is also derived. The names of Tomonaga and Luttinger are commonly associated with interacting electron systems in one-dimension (1d). The so-called Tomonaga-Luttinger liquids (TLL’s) have the remarkable property that their low-energy spectrum is completely exhausted by gapless
We construct models of interacting itinerant non-Abelian anyons moving along one-dimensional chains, focusing, in particular, on itinerant Ising anyon chains, and derive effective anyonic t-J models for the low-energy sectors. Solving these models by exact diagonalization, we find a fractionalization of the anyons into charge and (non-Abelian) anyonic degrees of freedom--a generalization of spin-charge separation of electrons which occurs in Luttinger liquids. A detailed description of the excitation spectrum by combining spectra for charge and anyonic sectors requires a subtle coupling between charge and anyonic excitations at the microscopic level (which we also find to be present in Luttinger liquids), despite the macroscopic fractionalization.