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arXiv:2606.26480

Non-Hermitian Bloch Oscillations

Yanyan He, Tomoki Ozawa

quant-phcond-mat.mes-hallphysics.opticsSubmitted Jun 25, 2026• Announced Jun 26, 2026
v1 · Jun 25, 2026v2 · Sep 28, 2026
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Abstract

We establish a general framework for non-Hermitian Bloch oscillations by investigating the wave-packet dynamics in one-dimensional non-Hermitian lattices driven by a dc force. The equations of motion for the momentum, center of mass, and group velocity of a wave packet are derived, where an anomalous group velocity due to the non-Hermiticity is identified. We show that nonreciprocal non-smooth Bloch oscillations, characterized by periodic jumps in group velocity, can emerge, and we analyze the role of finite-size effects. In non-Hermitian lattices with unidirectional hopping under open boundary conditions, we further uncover the emergence of periodic temporal Goos--Hänchen shifts together with an anomalous wave propagation along the direction of vanishing hopping.

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We establish a general framework for non-Hermitian Bloch oscillations by investigating the wave-packet dynamics in one-dimensional non-Hermitian lattices driven by a dc force. The equations of motion for the momentum, center of mass, and group velocity of a wave packet are derived, where an anomalous group velocity due to the non-Hermiticity is identified. We show that nonreciprocal non-smooth Bloch oscillations, characterized by periodic jumps in group velocity, can emerge, and we analyze the role of finite-size effects. In non-Hermitian lattices with unidirectional hopping under open boundary conditions, we further uncover the emergence of periodic temporal Goos--Hänchen shifts together with an anomalous wave propagation along the direction of vanishing hopping.
Bloch oscillation (BO), i.e., the oscillatory motion of a quantum particle in a periodic potential, is one of the most striking effects of coherent quantum transport in matter. In the semiclassical picture, it is well known that BOs can be explained owing to the periodic band structure of the crystal and the so-called acceleration theorem: since in the momentum space the particle wave packet drifts with a constant speed without being distorted, in real space the probability distribution of the particle undergoes a periodic motion following a trajectory which exactly reproduces the shape of the lattice band. In non-Hermitian lattices with a complex (i.e., not real) energy band, extension of the semiclassical model is not intuitive. Here we show that the acceleration theorem holds for non-Hermitian lattices with a complex energy band only on average, and that the periodic wave-packet motion of the particle in real space is described by a trajectory in the complex plane, i.e., it generally corresponds to reshaping and breathing of the wave packet in addition to a transverse oscillatory motion. The concept of BOs involving complex trajectories is exemplified by considering two examples of non-Hermitian lattices with a complex band dispersion relation, including the Hatano-Nelson tight-binding Hamiltonian describing the hopping motion of a quantum particle on a linear lattice with an imaginary vector potential and a tight-binding lattice with imaginary hopping rates.
Non-Hermitian (NH) systems have attracted great attention due to their exotic phenomena beyond Hermitian domains. Here we study the wave-packet dynamics in general one-dimensional NH lattices and uncover several unexpected phenomena. The group velocity of a wave packet during the time evolution in such NH lattices is not only governed by the real part of the band structure but also by its imaginary part. The momentum also evolves due to the imaginary part of the band structure, which can lead to a self-induced Bloch oscillation in the absence of external fields. Furthermore, we discover the wave-packet dynamics can exhibit disorder-free NH jumps even when the energy spectra are entirely real. Finally, we show that the NH jumps can lead to both positive and negative temporal Goos--Hänchen shifts at the edge.
Bloch-Zener oscillations (BZO), i.e., the interplay between Bloch oscillations and Zener tunneling in two-band lattices under an external direct current (DC) force, are ubiquitous in different areas of wave physics, including photonics. While in Hermitian systems such oscillations are rather generally aperiodic and only accidentally periodic, in non-Hermitian (NH) lattices BZO can show a transition from aperiodic to periodic as a NH parameter in the system is varied. Remarkably, the phase transition can be either smooth or sharp, contrary to other types of NH phase transitions which are universally sharp. A discrete-time photonic quantum walk on a synthetic lattice is suggested for an experimental observation of smooth BZO phase transitions.
Non-Hermitian physics has emerged as a rapidly advancing field of research, revealing a range of novel phenomena and potential applications. Traditional non-Hermitian Hamiltonians are typically simulated by constructing asymmetric couplings or by introducing dissipation and gain to realize non-Hermitian systems. The quadratic bosonic system (QBS) with squeezing interaction is intrinsically Hermitian; however, its dynamical evolution matrix in both real and momentum spaces is non-Hermitian. Based on this, applying a field-operator transformation xp to the dynamical evolution matrix yields quadrature nonreciprocal transmission between the x and p operators. This nonreciprocal characteristic can be utilized in signal amplifiers. On the other hand, within the Bogoliubov-de Gennes framework in momentum space, one can observe non-Hermitian topological phenomena such as point-gap topology and the non-Hermitian skin effect, both induced by spectra with nonzero winding numbers. Additionally, QBS can be employed to realize non-Hermitian Aharonov-Bohm cages and to extend non-Bloch band theory. Previous studies in non-Hermitian physics have largely concentrated on classical systems. The influence of non-Hermitian properties on quantum effects remains a key issue awaiting exploration and has evolved into a research direction at the interface of non-Hermitian and quantum physics.
Many features of Bloch oscillations in one-dimensional quantum lattices with a static force can be described by quasiclassical considerations for example by means of the acceleration theorem, at least for Hermitian systems. Here the quasiclassical approach is extended to non-Hermitian lattices, which are of increasing interest. The analysis is based on a generalised non-Hermitian phase space dynamics developed recently. Applications to a single-band tight-binding system demonstrate that many features of the quantum dynamics can be understood from this classical description qualitatively and even quantitatively. Two non-Hermitian and PT -symmetric examples are studied, a Hatano–Nelson lattice with real coupling constants and a system with purely imaginary couplings, both for initially localised states in space or in momentum. It is shown that the time-evolution of the norm of the wave packet and the expectation values of position and momentum can be described in a classical picture.
We report some nonsmooth dynamics of a Bloch state in a one-dimensional tight binding model with the periodic boundary condition. After a sudden change of the potential of an arbitrary site, quantities like the survival probability of the particle in the initial Bloch state show cusps periodically, with the period being the Heisenberg time associated with the energy spectrum. This phenomenon is a nonperturbative counterpart of the nonsmooth dynamics observed previously (Z hang J. M. and H aque M., arXiv:1404.4280) in a periodically driven tight binding model. Underlying the cusps is an exactly solvable model, which consists of equally spaced levels extending from − ∞ to + ∞ , between which two arbitrary levels are coupled to each other by the same strength.