The tight-binding (TB) model is a widely adopted approximation scheme for describing light propagation in waveguide arrays. Despite its success, its validity in $\mathcal{PT}$-symmetric systems characterized by strong longitudinal modulation has not been rigorously benchmarked against exact analytical solutions. In this work, we address this gap by performing a comparative analysis between exact continuous solutions derived from $z$-dependent supersymmetric (SUSY) transformations and their corresponding discrete TB approximations. To achieve this, we develop a theoretical model for two PT-symmetric coupled waveguides subject to longitudinal modulation. We then evaluate the performance of the TB framework against the exact SUSY benchmark. Our results delineate the specific validity range of the TB approximation, demonstrating its proficiency in reproducing spatial intensity distributions. However, we also identify its limitations in accurately capturing the complex oscillatory phase dynamics inherent to this non-Hermitian evolution.
Exact versus tight-binding models in longitudinally modulated PT-symmetric coupled waveguides
The tight-binding (TB) model is a widely adopted approximation scheme for describing light propagation in waveguide arrays. Despite its success, its validity in PT-symmetric systems characterized by strong longitudinal modulation has not been rigorously benchmarked against exact analytical solutions. In this work, we address this gap by performing a comparative analysis between exact continuous solutions derived from z-dependent supersymmetric (SUSY) transformations and their corresponding discrete TB approximations. To achieve this, we develop a theoretical model for two PT-symmetric coupled waveguides subject to longitudinal modulation. We then evaluate the performance of the TB framework against the exact SUSY benchmark. Our results delineate the specific validity range of the TB approximation, demonstrating its proficiency in reproducing spatial intensity distributions. However, we also identify its limitations in accurately capturing the complex oscillatory phase dynamics inherent to this non-Hermitian evolution.
Many advancements in optics have relied on the tight-binding approximation, which simplifies the description and prediction of complex system behaviors. This approximation describes the dynamics of the total light field by examining the coupling between the guided modes of individual single-mode substructures -- also known as coupled mode theory. However, the underlying assumption, that the guided modes of individual waveguides form an orthogonal basis, breaks down when waveguides are brought into close proximity or when larger arrays are considered. In this work, we systematically analyze the consequences of this non-orthogonality and show that it leads to a generalized eigenvalue problem involving an overlap matrix, causing a fundamental mismatch between the standard TB model and solutions of the paraxial wave equation. To resolve this issue, we introduce a modified TB framework based on the Löwdin orthogonalization, which constructs an orthonormal basis from the non-orthogonal guided modes while minimally altering their physical shape and preserving their symmetry properties. The resulting Löwdin-TB method restores the standard eigenvalue problem and yields excellent agreement with exact beam propagation simulations across a wide range of system sizes and waveguide separations. Furthermore, it captures important physical effects, such as enhanced long-range coupling and nontrivial hopping phases, that are absent in the standard approach.
More than a decade ago, it was shown that non-Hermitian Hamiltonians with combined parity (P) and time-reversal (T ) symmetry exhibit real eigenvalues over a range of parameters. Since then, the field of PT symmetry has seen rapid progress on both the theoretical and experimental fronts. These effective Hamiltonians are excellent candidates for describing open quantum systems with balanced gain and loss. Nature seems to be replete with examples of PT -symmetric systems; in fact, recent experimental investigations have observed the effects of PT symmetry breaking in systems as diverse as coupled mechanical pendula, coupled optical waveguides, and coupled electrical circuits. Recently, PT -symmetric Hamiltonians for tight-binding lattice models have been extensively investigated. Lattice models, in general, have been widely used in physics due to their analytical and numerical tractability. Perhaps one of the best systems for experimentally observing the effects of PT symmetry breaking in a one-dimensional lattice with tunable hopping is an array of evanescently-coupled optical waveguides. The tunneling between adjacent waveguides is tuned by adjusting the width of the barrier between them, and the imaginary part of the local refractive index provides the loss or gain in the respective waveguide. Calculating the time evolution of a wave packet on a lattice is relatively straightforward in the tight-binding model, allowing us to make predictions about the behavior of light propagating down an array of PT -symmetric waveguides. In this thesis, I investigate the the strength of the PT -symmetric phase (the region over which the eigenvalues are purely real) in lattices with a variety of PT - symmetric potentials. In Chapter 1, I begin with a brief review of the postulates of quantum mechanics, followed by an outline of the fundamental principles of PT - symmetric systems. Chapter 2 focuses on one-dimensional uniform lattices with a pair of PT -symmetric impurities in the case of open boundary conditions. I find that the PT phase is algebraically fragile except in the case of closest impurities, where the PT phase remains nonzero. In Chapter 3, I examine the case of periodic boundary conditions in uniform lattices, finding that the PT phase is not only nonzero, but also independent of the impurity spacing on the lattice. In addition, I explore the time evolution of a single-particle wave packet initially localized at a site. I find that in the case of periodic boundary conditions, the wave packet undergoes a preferential clockwise or counterclockwise motion around the ring. This behavior is quantified by a discrete momentum operator which assumes a maximum value at the PT -symmetry- breaking threshold. In Chapter 4, I investigate nonuniform lattices where the parity-symmetric hop- ping between neighboring sites can be tuned. I find that the PT phase remains strong in the case of closest impurities and fragile elsewhere. Chapter 5 explores the effects of the competition between localized and extended PT potentials on a lattice. I show that when the short-range impurities are maximally separated on the lattice, the PT phase is strengthened by adding short-range loss in the broad-loss region. Consequently, I predict that a broken PT symmetry can be restored by increasing the strength of the short-range impurities. Lastly, Chapter 6 summarizes my salient results and discusses areas which can be further developed in future research.
We study the properties of a parity- and time-reversal- (PT) symmetric tight-binding chain of size N with position-dependent hopping amplitude. In contrast to the fragile PT-symmetric phase of a chain with constant hopping and imaginary impurity potentials, we show that, under very general conditions, our model is always in the PT-symmetric phase. We numerically obtain the energy spectrum and the density of states of such a chain, and show that they are widely tunable. By studying the size dependence of inverse participation ratios, we show that although the chain is not translationally invariant, most of its eigenstates are extended. Our results indicate that tight-binding models with non-Hermitian, PT-symmetric hopping have a robust PT-symmetric phase and rich dynamics which may be explored in coupled waveguides.
We study the PT-symmetry breaking for the scattering problem in a one-dimensional non-Hermitian tight-binding lattice model with balanced gain and loss distributed on two adjacent sites. In the scattering process the system undergoes a transition from the exact PT-symmetric phase to the phase with spontaneously breaking PT symmetry as the amplitude of complex potentials increases. Using the S-matrix method, we derive an exact discriminant, which can be used to distinguish different symmetry phases, and determine the exceptional point for the symmetry breaking analytically. In the PT-symmetry-breaking region, we also confirm the appearance of the unique feature, i.e., the coherent perfect absorption laser, in this simple non-Hermitian lattice model. The study of the scattering problem of such a simple model provides an additional way to unveil the physical effect of non-Hermitian PT-symmetric potentials.
Analysis of fundamentally open systems which exhibit both spatial reflection (parity) and time-reversal symmetry, called PT-symmetric [1] systems, has played an important role in understanding the dynamics of a broad class of non-Hermitian systems. Such systems support distinct regimes of stability and instability respectively, and the transition between these plays an important role in the system dynamics. We investigate a variety of non-Hermitian systems which exhibit a PT-symmetry breaking transition in both classical and quantum contexts using an array of theoretical and numerical approaches which are directly amenable to physical experiments. Organizationally, we divide these studies into those done on classical and quantum systems. Specifically for classical systems we analyze several interesting phenomena in the context of optical waveguide arrays. These provide an important testing ground for much of the discrete, PT-symmetric theory. In our case, we analyze PT-symmetric extensions of several interesting lattice models. Firstly, we explore single gain/loss pair, PT-symmetric extensions of the Su-Schreiffer-Heeger (SSH) model [2] and the Aubry-Andre-Harper (AAH) model [3,4]. In both cases, we find a veiled symmetry which is responsible for the PT-symmetry. Secondly we expand upon the Rudner-Levitov (RL) model [5,6], a non-Hermitian extension of the SSH model with multiple gain/loss pairs, and we explore the dependence of topological phenomena on changes in the initial state as well as their robustness in the presence of gain-induced nonlinearity. For quantum systems, we explore the rich PT-symmetric phase diagram resulting from time-periodic, Floquet PT-symmetry [7,8]. This is experimentally implementable in ultracold atomic systems [9], and features a reentrant PT-symmetric phase. Secondly, we examine quantum multi-photon statistics for a simple non-Hermitian model which is transformed and mapped to a system with unitary evolution via a unitary dilation, and is fully realizable on a small-scale quantum simulator [10].
We study the non-Hermitian quantum mechanics for the discrete system. This paper gives an exact analytic single-particle solution for an N-site tight-binding chain with two conjugated imaginary potentials $\ifmmode\pm\else\textpm\fi{}i\ensuremath{\gamma}$ at two end sites, which Hamiltonian has parity-time symmetry (PT symmetry). Based on the Bethe ansatz results, it is found that, in single-particle subspace, this model is comprised of two phases: an unbroken symmetry phase with a purely real energy spectrum in the region $\ensuremath{\gamma}\ensuremath{\prec}{\ensuremath{\gamma}}_{c}$ and a spontaneously broken symmetry phase with $N\ensuremath{-}2$ real and two imaginary eigenvalues in the region $\ensuremath{\gamma}\ensuremath{\succ}{\ensuremath{\gamma}}_{c}$. The behaviors of eigenfunctions and eigenvalues in the vicinity of ${\ensuremath{\gamma}}_{c}$ are investigated. It is shown that the boundary of two phases possesses the characteristics of exceptional point. We also construct the equivalent Hermitian Hamiltonian of the present model in the framework of metric-operator theory. We find out that the equivalent Hermitian Hamiltonian can be written as another bipartite lattice model with real long-range hoppings.