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An investigation of parity and time-reversal symmetry breaking in tight-binding lattices

Derek D. Scott

Published Jan 1, 2014• 0 citations
Publisher

Abstract

More than a decade ago, it was shown that non-Hermitian Hamiltonians with combined parity (P) and time-reversal (T ) symmetry exhibit real eigenvalues over a range of parameters. Since then, the field of PT symmetry has seen rapid progress on both the theoretical and experimental fronts. These effective Hamiltonians are excellent candidates for describing open quantum systems with balanced gain and loss. Nature seems to be replete with examples of PT -symmetric systems; in fact, recent experimental investigations have observed the effects of PT symmetry breaking in systems as diverse as coupled mechanical pendula, coupled optical waveguides, and coupled electrical circuits. Recently, PT -symmetric Hamiltonians for tight-binding lattice models have been extensively investigated. Lattice models, in general, have been widely used in physics due to their analytical and numerical tractability. Perhaps one of the best systems for experimentally observing the effects of PT symmetry breaking in a one-dimensional lattice with tunable hopping is an array of evanescently-coupled optical waveguides. The tunneling between adjacent waveguides is tuned by adjusting the width of the barrier between them, and the imaginary part of the local refractive index provides the loss or gain in the respective waveguide. Calculating the time evolution of a wave packet on a lattice is relatively straightforward in the tight-binding model, allowing us to make predictions about the behavior of light propagating down an array of PT -symmetric waveguides. In this thesis, I investigate the the strength of the PT -symmetric phase (the region over which the eigenvalues are purely real) in lattices with a variety of PT - symmetric potentials. In Chapter 1, I begin with a brief review of the postulates of quantum mechanics, followed by an outline of the fundamental principles of PT - symmetric systems. Chapter 2 focuses on one-dimensional uniform lattices with a pair of PT -symmetric impurities in the case of open boundary conditions. I find that the PT phase is algebraically fragile except in the case of closest impurities, where the PT phase remains nonzero. In Chapter 3, I examine the case of periodic boundary conditions in uniform lattices, finding that the PT phase is not only nonzero, but also independent of the impurity spacing on the lattice. In addition, I explore the time evolution of a single-particle wave packet initially localized at a site. I find that in the case of periodic boundary conditions, the wave packet undergoes a preferential clockwise or counterclockwise motion around the ring. This behavior is quantified by a discrete momentum operator which assumes a maximum value at the PT -symmetry- breaking threshold. In Chapter 4, I investigate nonuniform lattices where the parity-symmetric hop- ping between neighboring sites can be tuned. I find that the PT phase remains strong in the case of closest impurities and fragile elsewhere. Chapter 5 explores the effects of the competition between localized and extended PT potentials on a lattice. I show that when the short-range impurities are maximally separated on the lattice, the PT phase is strengthened by adding short-range loss in the broad-loss region. Consequently, I predict that a broken PT symmetry can be restored by increasing the strength of the short-range impurities. Lastly, Chapter 6 summarizes my salient results and discusses areas which can be further developed in future research.

DOI
10.7912/c2/2427

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More than a decade ago, it was shown that non-Hermitian Hamiltonians with combined parity (P) and time-reversal (T ) symmetry exhibit real eigenvalues over a range of parameters. Since then, the field of PT symmetry has seen rapid progress on both the theoretical and experimental fronts. These effective Hamiltonians are excellent candidates for describing open quantum systems with balanced gain and loss. Nature seems to be replete with examples of PT -symmetric systems; in fact, recent experimental investigations have observed the effects of PT symmetry breaking in systems as diverse as coupled mechanical pendula, coupled optical waveguides, and coupled electrical circuits. Recently, PT -symmetric Hamiltonians for tight-binding lattice models have been extensively investigated. Lattice models, in general, have been widely used in physics due to their analytical and numerical tractability. Perhaps one of the best systems for experimentally observing the effects of PT symmetry breaking in a one-dimensional lattice with tunable hopping is an array of evanescently-coupled optical waveguides. The tunneling between adjacent waveguides is tuned by adjusting the width of the barrier between them, and the imaginary part of the local refractive index provides the loss or gain in the respective waveguide. Calculating the time evolution of a wave packet on a lattice is relatively straightforward in the tight-binding model, allowing us to make predictions about the behavior of light propagating down an array of PT -symmetric waveguides. In this thesis, I investigate the the strength of the PT -symmetric phase (the region over which the eigenvalues are purely real) in lattices with a variety of PT - symmetric potentials. In Chapter 1, I begin with a brief review of the postulates of quantum mechanics, followed by an outline of the fundamental principles of PT - symmetric systems. Chapter 2 focuses on one-dimensional uniform lattices with a pair of PT -symmetric impurities in the case of open boundary conditions. I find that the PT phase is algebraically fragile except in the case of closest impurities, where the PT phase remains nonzero. In Chapter 3, I examine the case of periodic boundary conditions in uniform lattices, finding that the PT phase is not only nonzero, but also independent of the impurity spacing on the lattice. In addition, I explore the time evolution of a single-particle wave packet initially localized at a site. I find that in the case of periodic boundary conditions, the wave packet undergoes a preferential clockwise or counterclockwise motion around the ring. This behavior is quantified by a discrete momentum operator which assumes a maximum value at the PT -symmetry- breaking threshold. In Chapter 4, I investigate nonuniform lattices where the parity-symmetric hop- ping between neighboring sites can be tuned. I find that the PT phase remains strong in the case of closest impurities and fragile elsewhere. Chapter 5 explores the effects of the competition between localized and extended PT potentials on a lattice. I show that when the short-range impurities are maximally separated on the lattice, the PT phase is strengthened by adding short-range loss in the broad-loss region. Consequently, I predict that a broken PT symmetry can be restored by increasing the strength of the short-range impurities. Lastly, Chapter 6 summarizes my salient results and discusses areas which can be further developed in future research.
The study of electromagnetic waves in engineering optical materials presents opportunities to manipulate light transmission through various optical media such as fiber optic cables. Recent experiments in this field have explored materials that have balanced gain and absorption that occur at different locations. We can model such a system as a chain with nearest neighbor hopping, and balanced, parity and time reversal symmetric (PT-symmetric) impurities, and it is represented by a non-Hermitian Hamiltonian matrix. The emergence of complex energy eigenvalues for such a matrix corresponds to the PT-symmetry breaking. We numerically and analytically investigate the eigenvalues of such a non-Hermitian Hamiltonian for an open chain with N sites. We find that the critical impurity strength, when the PT-symmetry breaks, is determined by the hopping amplitude between the impurities t_b, and hopping amplitude outside the impurities t_o in a non-trivial way. As a consequence, we show that the PT-breaking in such an open chain can be dramatically tuned by changing the hopping amplitude. Our results suggest that small changes in such systems, created in optical waveguides, can lead to significant changes for wave propagation through them (Joglekar, Y. N.,& Barnett, J. L., (2011). Origin of maximal symmetry breaking in even PT-symmetric lattices, Physical Review A, 84, 024103.)
PT\mathcal {PT}PT-symmetry breaking and maximal chirality in a nonuniform PT\mathcal {PT}PT symmetric ring
We study the properties of an N -site tight-binding ring with parity and time-reversal ( ) symmetric, Hermitian, site-dependent tunneling and a pair of non-Hermitian, -symmetric, loss and gain impurities ±iγ. The properties of such lattices with open boundary conditions have been intensely explored over the past 2 years. We numerically investigate the -symmetric phase in a ring with a position-dependent tunneling function t α ( k ) = [ k ( N − k )] α/2 that, in an open lattice, leads to a strengthened -symmetric phase, and study the evolution of the -symmetric phase from the open chain to a ring. We show that, generally, periodic boundary conditions weaken the -symmetric phase, although for experimentally relevant lattice sizes N ∼ 50, it remains easily accessible. We show that the chirality, quantified by the (magnitude of the) average transverse momentum of a wave packet, shows a maximum at the -symmetric threshold. Our results show that although the wavepacket intensity increases monotonically across the -breaking threshold, the average momentum decays monotonically on both sides of the threshold. This article is part of a special issue of Journal of Physics A: Mathematical and Theoretical devoted to 'Quantum physics with non-Hermitian operators'.
Analysis of fundamentally open systems which exhibit both spatial reflection (parity) and time-reversal symmetry, called PT-symmetric [1] systems, has played an important role in understanding the dynamics of a broad class of non-Hermitian systems. Such systems support distinct regimes of stability and instability respectively, and the transition between these plays an important role in the system dynamics. We investigate a variety of non-Hermitian systems which exhibit a PT-symmetry breaking transition in both classical and quantum contexts using an array of theoretical and numerical approaches which are directly amenable to physical experiments. Organizationally, we divide these studies into those done on classical and quantum systems. Specifically for classical systems we analyze several interesting phenomena in the context of optical waveguide arrays. These provide an important testing ground for much of the discrete, PT-symmetric theory. In our case, we analyze PT-symmetric extensions of several interesting lattice models. Firstly, we explore single gain/loss pair, PT-symmetric extensions of the Su-Schreiffer-Heeger (SSH) model [2] and the Aubry-Andre-Harper (AAH) model [3,4]. In both cases, we find a veiled symmetry which is responsible for the PT-symmetry. Secondly we expand upon the Rudner-Levitov (RL) model [5,6], a non-Hermitian extension of the SSH model with multiple gain/loss pairs, and we explore the dependence of topological phenomena on changes in the initial state as well as their robustness in the presence of gain-induced nonlinearity. For quantum systems, we explore the rich PT-symmetric phase diagram resulting from time-periodic, Floquet PT-symmetry [7,8]. This is experimentally implementable in ultracold atomic systems [9], and features a reentrant PT-symmetric phase. Secondly, we examine quantum multi-photon statistics for a simple non-Hermitian model which is transformed and mapped to a system with unitary evolution via a unitary dilation, and is fully realizable on a small-scale quantum simulator [10].
Recently, open systems with balanced, spatially separated loss and gain have been realized and studied using non-Hermitian Hamiltonians that are invariant under the combined parity and time-reversal (PT\mathcal{PT}PT) operations. Here, we model and investigate the effects of a local, two-state, quantum degree of freedom, called a pseudospin, on a one-dimensional tight-binding lattice with position-dependent tunneling amplitudes and a single pair of non-Hermitian, PT\mathcal{PT}PT-symmetric impurities. We show that if the resulting Hamiltonian is invariant under exchange of two pseudospin labels, the system can be decomposed into two uncoupled systems with tunable threshold for PT\mathcal{PT}PT symmetry breaking. We discuss implications of our results to systems with specific tunneling profiles, and open or periodic boundary conditions.
We investigate the parity- and time-reversal (PT\mathcal{PT}PT-) symmetry breaking in lattice models in the presence of long-ranged, non-Hermitian, PT\mathcal{PT}PT-symmetric potentials that remain finite or become divergent in the continuum limit. By scaling analysis of the fragile PT\mathcal{PT}PT threshold for an open finite lattice, we show that continuum loss-gain potentials ${V}_{\ensuremath{\alpha}}(x)\ensuremath{\propto}i{|x|}^{\ensuremath{\alpha}}\mathrm{sgn}(x)$ have a positive PT\mathcal{PT}PT-breaking threshold for $\ensuremath{\alpha}>\ensuremath{-}2$, and a zero threshold for $\ensuremath{\alpha}\ensuremath{\le}\ensuremath{-}2$. When $\ensuremath{\alpha}<0$ localized states with complex (conjugate) energies in the continuum energy band occur at higher loss-gain strengths. We investigate the signatures of PT\mathcal{PT}PT-symmetry breaking in coupled waveguides, and show that the emergence of localized states dramatically shortens the relevant time scale in the PT\mathcal{PT}PT-symmetry broken region.
We investigate the properties of an NNN-site tight-binding lattice with periodic boundary conditions (PBCs) in the presence of a pair of gain and loss impurities $\ifmmode\pm\else\textpm\fi{}i\ensuremath{\gamma}$ and two tunneling amplitudes, t0{t}_{0}t0​ and tb{t}_{b}tb​, that are constant along the two paths that connect them. We show that the parity and time-reversal (PT\mathcal{P}\mathcal{T}PT)-symmetric phase of the lattice with PBCs are robust, insensitive to the distance between the impurities, and that the critical impurity strength for PT\mathcal{P}\mathcal{T}PT-symmetry breaking is given by ${\ensuremath{\gamma}}_{\mathrm{PT}}=|{t}_{0}\ensuremath{-}{t}_{b}|$. We study the time-evolution of a typical wave packet, initially localized on a single site, across the PT\mathcal{P}\mathcal{T}PT-symmetric phase boundary. We find that it acquires nonzero chirality for $\ensuremath{\gamma}\ensuremath{\ne}0$, and the associated momentum reaches a universal maximum value at the threshold, $\ensuremath{\gamma}={\ensuremath{\gamma}}_{\mathrm{PT}}$, irrespective of the initial location of the wave packet and the lattice parameters. Our results imply that PT\mathcal{P}\mathcal{T}PT-symmetry breaking on a lattice with PBCs has consequences that have no counterpart in open chains.