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arXiv:2605.12184 · Communications in Mathematical Physics

Local Topological Quantum Order and Spectral Gap Stability for the AKLT Models on the Hexagonal and Lieb Lattices

Thomas Jackson, Bruno Nachtergaele, Amanda Young

math-phcond-mat.str-elquant-phSubmitted May 12, 2026• Announced May 13, 2026• 0 citations• Revised May 18, 2026 (v3)
v1 · May 12, 2026v2 · May 15, 2026v3 · May 18, 2026
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Abstract

We prove that the ground state of the AKLT models on the hexagonal lattice and the Lieb lattice satisfy the local topological quantum order (LTQO) condition. This will be a consequence of proving that the finite volume ground states are indistinguishable from a unique infinite volume ground state. Concretely, we identify a sequence of increasing and absorbing finite volumes for which any finite volume ground state expectation is well approximated by the infinite volume state with error decaying at a uniform exponential rate in the distance between the support of the observable and boundary of the finite volume. As a corollary to the LTQO property, we obtain that the spectral gap above the ground state in these models is stable under general small perturbations of sufficient decay. We prove these results by a detailed analysis of the polymer representation of the ground states state derived by Kennedy, Lieb and Tasaki (1988) with the necessary modifications required for proving the strong form of ground state indistinguishability needed for LTQO.

Comments
Corrections made in authors names and minor edits

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We prove that the ground state of the AKLT models on the hexagonal lattice and the Lieb lattice satisfy the local topological quantum order (LTQO) condition. This will be a consequence of proving that the finite volume ground states are indistinguishable from a unique infinite volume ground state. Concretely, we identify a sequence of increasing and absorbing finite volumes for which any finite volume ground state expectation is well approximated by the infinite volume state with error decaying at a uniform exponential rate in the distance between the support of the observable and boundary of the finite volume. As a corollary to the LTQO property, we obtain that the spectral gap above the ground state in these models is stable under general small perturbations of sufficient decay. We prove these results by a detailed analysis of the polymer representation of the ground states state derived by Kennedy, Lieb and Tasaki (1988) with the necessary modifications required for proving the strong form of ground state indistinguishability needed for LTQO.
Abstract We study the stability with respect to a broad class of perturbations of gapped ground-state phases of quantum spin systems defined by frustration-free Hamiltonians. The core result of this work is a proof using the Bravyi–Hastings–Michalakis (BHM) strategy that under a condition of local topological quantum order (LTQO), the bulk gap is stable under perturbations that decay at long distances faster than a stretched exponential. Compared to previous work, we expand the class of frustration-free quantum spin models that can be handled to include models with more general boundary conditions, and models with discrete symmetry breaking. Detailed estimates allow us to formulate sufficient conditions for the validity of positive lower bounds for the gap that are uniform in the system size and that are explicit to some degree. We provide a survey of the BHM strategy following the approach of Michalakis and Zwolak, with alterations introduced to accommodate more general than just periodic boundary conditions and more general lattices. We express the fundamental condition known as LTQO by means of an indistinguishability radius, which we introduce. Using the uniform finite-volume results, we then proceed to study the thermodynamic limit. We first study the case of a unique limiting ground state and then also consider models with spontaneous breaking of a discrete symmetry. In the latter case, LTQO cannot hold for all local observables. However, for perturbations that preserve the symmetry, we show stability of the gap and the structure of the broken symmetry phases. We prove that the GNS Hamiltonian associated with each pure state has a non-zero spectral gap above the ground state.
A gapped ground state of a quantum spin system has a natural length scale set by the gap. This length scale governs the decay of correlations. A common intuition is that this length scale also controls the spatial relaxation towards the ground state away from impurities or boundaries. The aim of this article is to take a step towards a proof of this intuition. We assume that the ground state is frustration-free and invertible, i.e. it has no long-range entanglement. Moreover, we assume the property that we are aiming to prove for one specific kind of boundary condition; namely open boundary conditions. This assumption is also known as the "local topological quantum order" (LTQO) condition. With these assumptions we can prove stretched exponential decay away from boundaries or impurities, for any of the ground states of the perturbed system. In contrast to most earlier results, we do not assume that the perturbations at the boundary or the impurity are small. In particular, the perturbed system itself can have long-range entanglement.
Abstract We prove that uniformly small short-range perturbations do not close the bulk gap above the ground state of frustration-free quantum spin systems that satisfy a standard local topological quantum order condition. In contrast with earlier results, we do not require a positive lower bound for finite-system spectral gaps uniform in the system size. To obtain this result, we extend the Bravyi–Hastings–Michalakis strategy so it can be applied to perturbations of the GNS Hamiltonian of the infinite-system ground state.
The S=1 Affleck-Kennedy-Lieb-Tasaki (AKLT) quantum spin chain was the first rigorous example of an isotropic spin system in the Haldane phase. The conjecture that the S=3/2 AKLT model on the hexagonal lattice is also in a gapped phase has remained open, despite being a fundamental problem of ongoing relevance to condensed-matter physics and quantum information theory. Here we confirm this conjecture by demonstrating the size-independent lower bound Δ>0.006 on the spectral gap of the hexagonal model with periodic boundary conditions in the thermodynamic limit. Our approach consists of two steps combining mathematical physics and high-precision computational physics. We first prove a mathematical finite-size criterion which gives an analytical, size-independent bound on the spectral gap if the gap of a particular cut-out subsystem of 36 spins exceeds a certain threshold value. Then we verify the finite-size criterion numerically by performing state-of-the-art DMRG calculations on the subsystem.