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arXiv:2604.27440

Evidence for interior-gap pair-density-wave state in Kondo-Heisenberg chains

Yuto Hirose, Shunsuke C. Furuya, Yasuhiro Tada

Published Apr 30, 2026• 0 citations
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Abstract

Interior-gap superconductivity has long been discussed as an exotic paired state in the presence of Fermi-surface mismatch, but its realization in canonical strongly correlated models has remained elusive. Here we present evidence that the superconducting phase of one-dimensional Kondo-Heisenberg models realizes an interior-gap pair-density-wave (PDW) state generated by strong correlations. Combining infinite density-matrix-renormalization-group (iDMRG) and finite DMRG calculations for $S=1/2$ and $S=3/2$ chains, we show that the PDW correlation is the dominant bulk superconducting correlation in the spin-gapped regime and that the momentum distribution function $n(k)$ exhibits a reconstructed structure characteristic of interior-gap physics. In particular, while the feature in $n(k)$ for the $S=1/2$ chain is only hump-like, the corresponding structure in the $S=3/2$ chain develops into a clear dip, strongly supporting the interpretation in terms of an interior-gap-like dip structure. Unlike conventional interior-gap scenarios based on a mismatch between preexisting Fermi surfaces, the present system starts from a single bare conduction-electron Fermi surface, and the additional low-energy single-particle structure emerges dynamically together with the dominant PDW correlation through the Kondo coupling. Finite DMRG data further demonstrate that boundary effects can substantially modify real-space correlations in this gapless one-dimensional system, making a direct thermodynamic-limit calculation essential for identifying the intrinsic bulk momentum structure and the dominant correlation channel.

DOI
10.48550/arxiv.2604.27440

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Interior-gap superconductivity has long been discussed as an exotic paired state in the presence of Fermi-surface mismatch, but its realization in canonical strongly correlated models has remained elusive. Here we present evidence that the superconducting phase of one-dimensional Kondo-Heisenberg models realizes an interior-gap pair-density-wave (PDW) state generated by strong correlations. Combining infinite density-matrix-renormalization-group (iDMRG) and finite DMRG calculations for S=1/2S=1/2S=1/2 and S=3/2S=3/2S=3/2 chains, we show that the PDW correlation is the dominant bulk superconducting correlation in the spin-gapped regime and that the momentum distribution function n(k)n(k)n(k) exhibits a reconstructed structure characteristic of interior-gap physics. In particular, while the feature in n(k)n(k)n(k) for the S=1/2S=1/2S=1/2 chain is only hump-like, the corresponding structure in the S=3/2S=3/2S=3/2 chain develops into a clear dip, strongly supporting the interpretation in terms of an interior-gap-like dip structure. Unlike conventional interior-gap scenarios based on a mismatch between preexisting Fermi surfaces, the present system starts from a single bare conduction-electron Fermi surface, and the additional low-energy single-particle structure emerges dynamically together with the dominant PDW correlation through the Kondo coupling. Finite DMRG data further demonstrate that boundary effects can substantially modify real-space correlations in this gapless one-dimensional system, making a direct thermodynamic-limit calculation essential for identifying the intrinsic bulk momentum structure and the dominant correlation channel.
The Kondo-Heinsberg chain is an interesting model of a strongly correlated system which has a broad superconducting state with pair-density wave (PDW) order. Some of us have recently proposed that this PDW state is a symmetry-protected topological (SPT) state, and the gapped spin sector of the model supports Majorana zero modes. In this paper, we reexamine this problem using a combination of numeric and analytic methods. In extensive density-matrix renormalization group calculations, we find no evidence of a topological ground state degeneracy or the previously proposed Majorana zero modes in the PDW phase of this model. This result motivated us to reexamine the original arguments for the existence of the Majorana zero modes. A careful analysis of the effective continuum field theory of the model shows that the Hilbert space of the spin sector of the theory does not contain any single Majorana fermion excitations. This analysis shows that the PDW state of the doped 1D Kondo-Heisenberg model is not an SPT with Majorana zero modes.
We provide a quasi-one-dimensional model which can support a pair-density-wave (PDW) state, in which the superconducting (SC) order parameter modulates periodically in space, with gapless Bogoliubov quasiparticle excitations. The model consists of an array of strongly interacting one-dimensional systems, where the one-dimensional systems are coupled to each other by local interactions and tunneling of the electrons and Cooper pairs between them. Within the interchain mean-field theory, we find several SC states from the model, including a conventional uniform SC state, PDW SC state, and a coexisting phase of the uniform SC and PDW states. In this quasi-1D regime we can treat the strong correlation physics essentially exactly using bosonization methods and the crossover to the 2D system by means of interchain mean-field theory. The resulting critical temperatures of the SC phases generically exhibit a power-law scaling with the coupling constants of the array, instead of the essential singularity found in weak-coupling BCS-type theories. Electronic excitations with an open Fermi surface, which emerge from the electronic Luttinger liquid systems below their crossover temperature to the Fermi liquid, are then coupled to the SC order parameters via the proximity effect. From the Fermi surface thus coupled to the SC order parameters, we calculate the quasiparticle spectrum in detail. We show that the quasiparticle spectrum can be fully gapped or nodal in the uniform SC phase and also in the coexisting phase of the uniform SC and PDW parameters. In the pure PDW state, the excitation spectrum has a reconstructed Fermi surface in the form of Fermi pockets of Bogoliubov quasiparticles.
We show, using density-matrix renormalization-group calculations complemented by field-theoretic arguments, that the spin-gapped phase of the one dimensional Kondo-Heisenberg model exhibits quasi-long-range superconducting correlations only at a nonzero momentum. The local correlations in this phase resemble those of the pair-density-wave state which was recently proposed to describe the phenomenology of the striped ordered high-temperature superconductor La(2-x)Ba(x)CuO₄, in which the spin, charge, and superconducting orders are strongly intertwined.
Abstract A pair-density-wave (PDW) is a superconducting state with an oscillating order parameter. A microscopic mechanism that can give rise to it has been long sought but has not yet been established by any controlled calculation. Here we report a density-matrix renormalization-group (DMRG) study of an effective t-J-V model, which is equivalent to the Holstein-Hubbard model in a strong-coupling limit, on long two-, four-, and six-leg triangular cylinders. While a state with long-range PDW order is precluded in one dimension, we find strong quasi-long-range PDW order with a divergent PDW susceptibility as well as the spontaneous breaking of time-reversal and inversion symmetries. Despite the strong interactions, the underlying Fermi surfaces and electron pockets around the K and K′{K}^{\prime}K′ K ′ points in the Brillouin zone can be identified. We conclude that the state is valley-polarized and that the PDW arises from intra-pocket pairing with an incommensurate center of mass momentum. In the two-leg case, the exponential decay of spin correlations and the measured central charge c ≈ 1 are consistent with an unusual realization of a Luther-Emery liquid.
The following thesis is divided in two main parts. Chapters 2, 3 and 4 are devoted to the study of the so called pair-density-wave (PDW) superconducting state and some of its connections to electronic liquid crystal (ELC) phases, its topological aspects in a one dimensional model and its appearance in a quasi-one dimensional system. On the other hand, chapter 5 is focused on the investigation of the classical statistical mechanics properties of dimers, in particular, the dimer model on the Aztec diamond graph and its relation with the octahedron equation. In chapter 2 we present a theory of superconducting states where the Cooper pairs have a nonzero center-of-mass momentum, inhomogeneous superconducting states known as a pair-density-waves (PDWs) states. We show that in a system of spin-1/2 fermions in two dimensions in an electronic nematic spin-triplet phase where rotational symmetry is broken in both real and spin space PDW phases arise naturally in a theory that can be analysed using controlled approximations. We show that several superfluid phases that may arise in this phase can be treated within a controlled BCS mean field theory, with the strength of the spin-triplet nematic order parameter playing the role of the small parameter of this theory. We find that in a spin-triplet nematic phase, in addition to a triplet p-wave and spin-singlet d-wave (or s depending on the nematic phase) uniform superconducting states, it is also possible to have a d-wave (or s) PDW superconductor. The PDW phases found here can be either unidirectional, bidirectional, or tridirectional depending on the spin-triplet nematic phase and which superconducting channel is dominant. In addition, a triple-helix state is found in a particular channel. We show that these PDW phases are present in the weak-coupling limit, in contrast to the usual Fulde-Ferrell-Larkin-Ovchinnikov phases, which require strong coupling physics in addition to a large magnetic field (and often both). In chapter 3 we show that the pair-density-wave (PDW) superconducting state emergent in extended Heisenberg-Hubbard models in two-leg ladders is topological in the presence of an Ising spin symmetry and supports a Majorana zero mode (MZM) at an open boundary and at a junction with a uniform d-wave one-dimensional superconductor. Similarly to a conventional finite-momentum paired state, the order parameter of the PDW state is a charge-2e field with finite momentum. However, the order parameter here is a quartic electron operator and conventional mean-field theory cannot be applied to study this state. We use bosonization to show that the 1D PDW state has a MZM at a boundary. This superconducting state is an exotic topological phase supporting Majorana fermions with finite-momentum pairing fields and charge-4e superconductivity. In chapter 4 we provide a quasi-one-dimensional model which can support a PDW state. The model consists of an array of strongly-interacting one-dimensional systems, where the one-dimensional systems are coupled to each other by local interactions.Within the interchain mean-field theory (MFT), we find several SC states from the model, including a conventional uniform SC state, PDW SC state, and a coexisting phase of the uniform SC and PDW states. In this quasi-1D regime we can treat the strong correlation physics essentially exactly using bosonization methods and the crossover to the 2D system by means of interchain MFT. The resulting critical temperatures of the SC phases generically exhibit a power-law scaling with the coupling constants of the array, instead of the essential singularity found in weak-coupling BCS-type theories. Electronic excitations with an open Fermi surface, which emerge from the electronic Luttinger liquid systems below their crossover temperature to the Fermi liquid, are then coupled to the SC order parameters via the proximity effect. From the Fermi surface thus coupled to the SC order parameters, we calculate the quasiparticle spectrum in detail. We show that the quasiparticle spectrum can be fully gapped or nodal in the uniform SC phase and also in the coexisting phase of the uniform SC and PDW parameters. In the pure PDW state, the excitation spectrum has a reconstructed Fermi surface in the form of Fermi pockets of Bogoliubov quasiparticles. In chapter 5 we study the octahedron relation (also known as the A∞ T-system), obeyed in particular by the partition function for dimer coverings of the Aztec Diamond graph. For a suitable class of doubly periodic initial conditions, we find exact solutions with a particularly simple factorized form. For these, we show that the density function that measures the average dimer occupation of a face of the Aztec graph, obeys a system of linear recursion relations with periodic coefficients. This allows us to explore the thermodynamic limit of the corresponding dimer models and to derive exact “arctic” curves separating the various phases of the system.
Abstract Flat-band systems provide an ideal platform for studying strong electron correlations, in which multiple quasi-degenerate charge orders frequently coexist. Motivated by this context, we investigate the pair-density-wave (PDW) superconducting state in a quasi-one-dimensional Creutz lattice featuring two strictly flat bands. Using a renormalized mean-field approach for the strongly correlated t - J model, we obtain self-consistent solutions that demonstrate a PDW phase—characterized by finite-center-of-mass-momentum Cooper pairing—coexisting with charge density wave (CDW) and bond density wave (BDW) orders. Physically, this coexistence phenomenon originates from the perfect band nesting inherent to the flat-band system, which allows for changes in the particle momentum distributions without energy cost. Here, a pure PDW solution without CDW and BDW orders emerges in the underdoped regime when magnetic effects are neglected, while strong Hubbard correlations favor a pure CDW phase. We conclude that a robust PDW phase, accompanied by CDW and BDW orders, occupies the majority of the parameter space. Furthermore, both the PDW order parameter and its critical temperature scale linearly with the superexchange coupling strength—a hallmark of flat-band superconductivity. Overall, our results reveal that a PDW superconducting state can be realized on the Creutz lattice with strong correlations.