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arXiv:2604.26856 · Quantum Science and Technology

Fluctuations of path-dependent thermodynamic quantities in open quantum systems via two-point system-only measurements

Alessandra Colla, Andrea Smirne, Heinz-Peter Breuer, Bassano Vacchini

quant-phSubmitted Apr 29, 2026• Announced Apr 30, 2026• 0 citations
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Abstract

We propose a method to evaluate general thermodynamic fluctuations in open quantum systems, based on performing a two-point measurement scheme on the system using dynamics-dependent thermodynamic observables. Our approach allows one to obtain exact equalities for fluctuations of path-dependent thermodynamic quantities such as work and heat, and to isolate correction factors to Jarzynski's equality, requiring only access to the system degrees of freedom. This framework is flexible and can be applied to the limiting case of closed systems, recovering previous, yet seemingly contradictory, results from the literature. Moreover, the formalism admits a straightforward extension to strongly coupled open quantum systems. We investigate the effect of specific dynamical classes on the fluctuation relations, and show that the pure decoherence case is particularly special, as it deterministically does not contain any heat contribution and thus constitutes a class of open system dynamics for which the Jarzynski equality for work fluctuations is identically true at any coupling strength. Finally, we look explicitly at the shape and size of the correction factors to Jarzynski's equality for a qubit undergoing phase covariant dynamics, both in the weakly-coupled regime and in the deep non-Markovian regime.

Comments
18 pages, 5 figures. Comments are welcome

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We propose a method to evaluate general thermodynamic fluctuations in open quantum systems, based on performing a two-point measurement scheme on the system using dynamics-dependent thermodynamic observables. Our approach allows one to obtain exact equalities for fluctuations of path-dependent thermodynamic quantities such as work and heat, and to isolate correction factors to Jarzynski's equality, requiring only access to the system degrees of freedom. This framework is flexible and can be applied to the limiting case of closed systems, recovering previous, yet seemingly contradictory, results from the literature. Moreover, the formalism admits a straightforward extension to strongly coupled open quantum systems. We investigate the effect of specific dynamical classes on the fluctuation relations, and show that the pure decoherence case is particularly special, as it deterministically does not contain any heat contribution and thus constitutes a class of open system dynamics for which the Jarzynski equality for work fluctuations is identically true at any coupling strength. Finally, we look explicitly at the shape and size of the correction factors to Jarzynski's equality for a qubit undergoing phase covariant dynamics, both in the weakly-coupled regime and in the deep non-Markovian regime.
Work is an important quantity in thermodynamics. In a closed quanutm system, the two-point energy measurements can be applied to measure the work but cannot be utilized in an open quantum system. With the two-point energy measurements, it has been shown that the work fluctuation satisfies the Jarzynski equality. We propose a scheme to measure the work in an open quantum system through the technique of reservoir engineering. Based on this scheme, we show that the work fluctuation in open quantum system may violate the Jarzynski equality. We apply our scheme to a two-level atom coupled to an engineered reservoir and numerically justify the general results, especially demonstrating that the second law of thermodynamics can be violated.
The classical Jarzynski equality establishes an exact relation between the stochastic work performed on a system driven out of thermal equilibrium and the free energy difference in a corresponding quasistatic process. This fluctuation theorem bears experimental relevance, as it enables the determination of the free energy difference through the measurement of externally applied work in a nonequilibrium process. In the quantum case, the Jarzynski equality only holds if the measurement procedure of the stochastic work is drastically changed: it is replaced by a so-called two-point measurement scheme that requires the knowledge of the initial and final Hamiltonian and therefore lacks the predictive power for the free energy difference that the classical Jarzynski equation is known for. Here, we propose a quantum fluctuation theorem that is valid for externally measurable quantum work determined during the driving protocol. In contrast to the two-point measurement case, the theorem also applies to open quantum systems and the scenario can be realized without knowing the system Hamiltonian. Our fluctuation theorem comes in the form of an inequality and therefore only yields bounds to the true free energy difference. The inequality is saturated in the quasiclassical case of vanishing energy coherences at the beginning and at the end of the protocol. Thus, there is a clear quantum disadvantage.
This article sets up a formalism to describe stochastic thermodynamics for driven out-of-equilibrium open quantum systems. A stochastic Schrödinger equation allows to construct quantum trajectories describing the dynamics of the system state vector in presence of an eventually monitored environment. Thermodynamic quantities are defined at the single quantum trajectory level, independently of any energy measurement, at any time of the protocol. We thereby identify coherent contributions, without classical counterparts, leading to quantum fluctuations of thermodynamic quantities. This formalism eventually leads to central fluctuation theorems for entropy, extending in the quantum regime results obtained in classical stochastic thermodynamics. The thermal imprint of coherences on a simple implementation of Jarzynski equality is investigated, opening avenues for a thermodynamic approach to decoherence.
By introducing novel concepts of work and heat functionals along individual pathpathpath, we reformulate quantum Jarzynski equality based on the path integral formulation of quantum mechanics. When applied to an open quantum system described by the quantum Brownian motion model, we establish a consistent framework of quantum thermodynamics in the strong coupling regime. Using the work and heat functionals, we derive a path-integral expression for the work and heat statistics. This formalism provides an effective way to calculate the work and heat in open quantum systems by utilizing various path integral techniques. By performing the ℏ\hbarℏ expansion, we analytically prove the quantum-classical correspondence of the work and heat statistics. In addition, we obtain the nnn-th order quantum correction to the classical work.
Technological advances over the past few decades have made it possible to address quantum systems down to individual quanta of energy. Artificial atoms are now routinely fabricated and manipulated using solid-state technology. Exciting new applications are now within grasp, such as quantum heat engines, which have been theorised to achieve energy efficiencies not possible for their classical counterparts. Energy fluctuations are an inherent part of these devices and a detailed understanding of them is required. However, the proper theoretical framework under which such fluctuations are to be understood is still debated. In this thesis, we study energy fluctuations in open quantum systems at the level of individual runs of an experimental protocol. This work has been carried out in two parts. In the first part, we focus on calorimetric measurements – a promising new experimental protocol to continuously measure energy fluctuations of a qubit interacting with a thermal environment. Applying the protocol to more complex systems is not straightforward. Using a simple two-level approximation, we show that for some experimental parameters this protocol can be extended to a driven harmonic oscillator. Another aspect of the calorimetric protocol is that it can induce non-Markovian effects which affect how work and heat are defined. We quantify the degree of non-Markovianity induced by this measurement protocol, when applied to a qubit, based on a previously developed theoretical model. Importantly, we show that non-Markovianity does not necessarily decrease monotonically with the environment size. The attempt to extend the calorimetric protocol to general systems has led to the second part of this thesis. The calorimetric detection is a particular case of a continuously monitored system. However, other schemes exist that lead to different definitions of work and heat. Reconciling these approaches is not straightforward, as evidenced by the many work definitions present in the literature. The difficulty is centred at the fact that, in the orthodox interpretation of quantum mechanics, energy is not always a well-defined quantity. Here, based on the Bohmian interpretation of quantum mechanics, we put forward a general framework to remove this problem in a clear conceptual manner. In particular, we show that the classical definition of work for closed systems can be straightforwardly generalised to the quantum case. For an open system, we used the Bohmian conditional wave function which provides a stochastic state evolution for the open system. We show that this approach can lead to new insights regarding the role of entanglement in energy fluctuations and has the potential to provide a general and observer-independent framework of energy fluctuations in open quantum systems. The results presented in this thesis give a small contribution to the developing field of quantum thermodynamics.
We present a general quantum fluctuation theorem for the entropy production of an open quantum system coupled to multiple environments, not necessarily at equilibrium. Such a general theorem, when restricted to the weak-coupling and Markovian regime, holds for both local and global master equations, corroborating the thermodynamic consistency of local quantum master equations. The theorem is genuinely quantum, as it can be expressed in terms of conservation of a Hermitian operator, describing the dynamics of the system state operator and of the entropy change in the baths. The integral fluctuation theorem follows from the properties of such an operator. Furthermore, it is also valid when the system is described by a time-dependent Hamiltonian. As such, the quantum Jarzynski equality is a particular case of the general result presented here. Moreover, our result can be extended to nonthermal baths, as long as microreversibility is preserved. We present some numerical examples to showcase the exact results previously obtained. We finally generalize the fluctuation theorem to the case where the interaction between the system and the bath is explicitly taken into account. We show that the fluctuation theorem amounts to a relation between time-reversed dynamics of the global density matrix and a two-time correlation function along the forward dynamics involving the baths' entropy alone.