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arXiv:2604.16139

Converting non-Hermitian degeneracies of any order: Hierarchies of exceptional points and degeneracy manifolds

Grigory A. Starkov, Sharareh Sayyad

quant-phmath-phSubmitted Apr 17, 2026• Announced Apr 20, 2026
v1 · Apr 17, 2026v2 · Apr 21, 2026
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Abstract

The emergence of various types of degeneracies plays a crucial role in optimizing and engineering different physical phenomena in non-Hermitian physics. In our work, we focus on the derogatory Exceptional Points (EPs), which are characterized by multiple Jordan blocks corresponding to the same eigenvalue. We demonstrate that, under certain infinitesimal perturbations, a derogatory EP can be converted into an EP of different structure without varying the total order of degeneracy. In particular, such conversion can increase the size of the largest Jordan block and, hence, the sensitivity of the eigenspectrum to parameter variation, which is an important feature for practical applications. Furthermore, by analyzing all possible conversions, we introduce hierarchies of degeneracies of the same order that appear when perturbing non-Hermitian systems. We systematically explore hierarchies in the absence of any symmetry and when pseudo-Hermitian symmetry is present. Our study facilitates engineering various degeneracies of non-Hermitian systems, paving the way to extending the implications of non-Hermitian physics.

Related papers

Characterizing all non-Hermitian degeneracies using algebraic approaches: Defectiveness and asymptotic behavior

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The presence of degeneracies plays a crucial role in describing the behavior of non-Hermitian (NH) systems. In these systems, there are two key types of degeneracies: $n$-bolical degeneracies, which are analogous to Hermitian degeneracies, and various forms of exceptional points, each associated with different orders that correspond to sizes of the Jordan blocks. These types of degeneracies may coalesce at the same energy level, forming multi-block degeneracies. To understand how a multi-block degenerate NH system responds to perturbations, one should address how each types of involved degeneracies disperse. In this work, we systematically characterize the asymptotic behavior of all types of multi-block degeneracies in NH systems using a rigorous mathematical formulation. Through a range of examples, we demonstrate that our algebraic approach can facilitate the analysis of NH degeneracies in various settings relevant to experiments.

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Realization of Third Order Exceptional Singularities in a Three level non-Hermitian System: Towards Cascaded State Conversion

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The appearance of topological singularities, namely exceptional points (EPs) is an intriguing feature of parameter-dependent open quantum or wave systems. EPs are the special type of nonHermitian degeneracies where two (or more) eigenstates of the underlying system coalesce. In this paper, we present a three level non-Hermitian Hamiltonian which hosts three interacting eigenstates. The matrix elements are optimized in such a way that the intermediate eigenstate interacts with both the other states and the underlying system hosts at least two different second order EPs. The impact of quasi-static parameter variation along a cyclic contour around the embedded EPs on the dynamics of interacting eigenvalues is well investigated in the context of cascaded state conversion. Such dynamics of the eigenvalues shows a clear signature of the third order EP with a combined effect of both the second order EPs. Moreover, we examine the accumulation of phases around the identified EPs and study the hallmark of phase exchange during cascaded state conversions accompanied by the parametric encirclement of the third order EP.

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Exceptional Points in Photonics: From Non-Hermitian Physics to Applications

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Open photonic systems provide a versatile platform for non-Hermitian physics, enabling control over complex spectra, transport, and light-matter interactions. Exceptional points (EPs), at which eigenvalues and eigenvectors coalesce and the governing operator becomes defective, play a central role because they combine branch-point spectral topology, nonanalytic perturbative response, and controllable eigenstate conversion. This Review provides a unified framework for EP photonics by systematically distinguishing exceptional degeneracies according to the underlying operator, spectral variable, boundary conditions, and experimentally accessible observables. We discuss Hamiltonian EPs, absorbing EPs associated with scattering zeros, real-frequency scattering-matrix and Jones-matrix EPs, Bloch and Floquet EPs, and Liouvillian EPs in open quantum systems. We review their spectral topology, static and dynamical encircling, higher-order exceptional structures, and coexistence with bound states in the continuum, together with applications in sensing, lasing, coherent absorption, directional scattering, polarization and wavefront control, nonlinear optics, optical storage, nonreciprocal photonics, and quantum photonics. We also critically assess the current limitations, practical challenges, and future perspectives of EP-based photonic technologies, with particular attention to robustness, noise, scalability, and experimentally measurable performance.

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Open quantum systems can be approximately described by non-Hermitian Hamiltonians (NHHs) and Liouvillian superoperators. The two approaches differ by quantum jump terms corresponding to a measurement of the system by its environment. We analyze the emergence of exceptional points (EPs) in NHHs and Liouvillian superoperators. In particular, we show how EPs in NHHs relate to a novel type of EPs -- multi-block EPs -- in the no-jump Liouvillian, i.e. the Liouvillian superoperator in absence of quantum jump terms. We further analyze how quantum jump terms modify the multi-block structure. To illustrate our general findings, we present two prime examples: qubits and qutrits coupled to additional ground state levels that serve as sinks of the population. In those examples, we can navigate through the EP block structure by a variation of physical parameters. We analyze how the dynamics of the population of the states is affected by the order of the EPs. Additionally, we demonstrate that the quantum geometric tensor serves as a sensitive indicator of EPs of different kinds.

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The exploration of the effect of non-Hermitian (NH) in quantum systems is gaining renewed momentum as a result of the recent progress in experiments. It has been indicated that the ability to engineer the orders of exceptional points (EPs) can be fundamental to its applications in quantum control, such as accelerating entanglement generation; however, an initial survey of the interactions between different orders of EPs is still missing. In this work, we try to partially address this issue by employing a non-reciprocally coupled cavity system which can be experimentally realizable with a two-dimensional reconfigurable NH gauged laser array. With deliberate design, our systems display both second and third orders of EPs. The sign of a novel, purely quantum continuous entanglement phase transition is observed, which reveals how multi-EP interactions alter entanglement dynamics across different regimes while maintaining accelerated generation. Our findings reveil the genuinely quantum NH physics of higher-order EPs, which has opened up a new avenue for future investigations of the higher-order degeneracy application and the dynamic phase transitions of quantum systems.

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Non-Markovian exceptional points by interpolating quantum channels

Wai Chun Wong, Bei Zeng, Jensen Li

Abstract Exceptional points (EPs) occur in non-Hermitian systems where eigenvalues and eigenvectors coalesce. In open quantum systems, EPs are typically studied via non-Hermitian effective Hamiltonians or Liouvillians, but these omit the full generality of quantum dynamics, which requires description using quantum channels. Here, we introduce a general strategy for generating quantum-channel EPs in the single-qubit setting. We show that quantum channels naturally fall into two distinct phases, purely real or complex-conjugate eigenvalues, without the need of enforcing additional symmetries, and interpolating between different phases induces a phase transition where EPs can emerge. We experimentally simulate such channels on a nuclear magnetic resonance quantum computer, observing second-order quantum-channel EPs with 93% fidelity, and extend the approach to three channels to uncover exceptional lines and a third-order quantum-channel EP. Our results promise potential applications from enhanced quantum sensing to quantum control, such as Jordan-chain mediated asymmetric conversion.

npj Quantum Information•Mar 2, 2026•1 citation
The emergence of various types of degeneracies plays a crucial role in optimizing and engineering different physical phenomena in non-Hermitian physics. In our work, we focus on the derogatory Exceptional Points (EPs), which are characterized by multiple Jordan blocks corresponding to the same eigenvalue. We demonstrate that, under certain infinitesimal perturbations, a derogatory EP can be converted into an EP of different structure without varying the total order of degeneracy. In particular, such conversion can increase the size of the largest Jordan block and, hence, the sensitivity of the eigenspectrum to parameter variation, which is an important feature for practical applications. Furthermore, by analyzing all possible conversions, we introduce hierarchies of degeneracies of the same order that appear when perturbing non-Hermitian systems. We systematically explore hierarchies in the absence of any symmetry and when pseudo-Hermitian symmetry is present. Our study facilitates engineering various degeneracies of non-Hermitian systems, paving the way to extending the implications of non-Hermitian physics.
The presence of degeneracies plays a crucial role in describing the behavior of non-Hermitian (NH) systems. In these systems, there are two key types of degeneracies: nnn-bolical degeneracies, which are analogous to Hermitian degeneracies, and various forms of exceptional points, each associated with different orders that correspond to sizes of the Jordan blocks. These types of degeneracies may coalesce at the same energy level, forming multi-block degeneracies. To understand how a multi-block degenerate NH system responds to perturbations, one should address how each types of involved degeneracies disperse. In this work, we systematically characterize the asymptotic behavior of all types of multi-block degeneracies in NH systems using a rigorous mathematical formulation. Through a range of examples, we demonstrate that our algebraic approach can facilitate the analysis of NH degeneracies in various settings relevant to experiments.
The appearance of topological singularities, namely exceptional points (EPs) is an intriguing feature of parameter-dependent open quantum or wave systems. EPs are the special type of nonHermitian degeneracies where two (or more) eigenstates of the underlying system coalesce. In this paper, we present a three level non-Hermitian Hamiltonian which hosts three interacting eigenstates. The matrix elements are optimized in such a way that the intermediate eigenstate interacts with both the other states and the underlying system hosts at least two different second order EPs. The impact of quasi-static parameter variation along a cyclic contour around the embedded EPs on the dynamics of interacting eigenvalues is well investigated in the context of cascaded state conversion. Such dynamics of the eigenvalues shows a clear signature of the third order EP with a combined effect of both the second order EPs. Moreover, we examine the accumulation of phases around the identified EPs and study the hallmark of phase exchange during cascaded state conversions accompanied by the parametric encirclement of the third order EP.
Open photonic systems provide a versatile platform for non-Hermitian physics, enabling control over complex spectra, transport, and light-matter interactions. Exceptional points (EPs), at which eigenvalues and eigenvectors coalesce and the governing operator becomes defective, play a central role because they combine branch-point spectral topology, nonanalytic perturbative response, and controllable eigenstate conversion. This Review provides a unified framework for EP photonics by systematically distinguishing exceptional degeneracies according to the underlying operator, spectral variable, boundary conditions, and experimentally accessible observables. We discuss Hamiltonian EPs, absorbing EPs associated with scattering zeros, real-frequency scattering-matrix and Jones-matrix EPs, Bloch and Floquet EPs, and Liouvillian EPs in open quantum systems. We review their spectral topology, static and dynamical encircling, higher-order exceptional structures, and coexistence with bound states in the continuum, together with applications in sensing, lasing, coherent absorption, directional scattering, polarization and wavefront control, nonlinear optics, optical storage, nonreciprocal photonics, and quantum photonics. We also critically assess the current limitations, practical challenges, and future perspectives of EP-based photonic technologies, with particular attention to robustness, noise, scalability, and experimentally measurable performance.
Open quantum systems can be approximately described by non-Hermitian Hamiltonians (NHHs) and Liouvillian superoperators. The two approaches differ by quantum jump terms corresponding to a measurement of the system by its environment. We analyze the emergence of exceptional points (EPs) in NHHs and Liouvillian superoperators. In particular, we show how EPs in NHHs relate to a novel type of EPs -- multi-block EPs -- in the no-jump Liouvillian, i.e. the Liouvillian superoperator in absence of quantum jump terms. We further analyze how quantum jump terms modify the multi-block structure. To illustrate our general findings, we present two prime examples: qubits and qutrits coupled to additional ground state levels that serve as sinks of the population. In those examples, we can navigate through the EP block structure by a variation of physical parameters. We analyze how the dynamics of the population of the states is affected by the order of the EPs. Additionally, we demonstrate that the quantum geometric tensor serves as a sensitive indicator of EPs of different kinds.
The exploration of the effect of non-Hermitian (NH) in quantum systems is gaining renewed momentum as a result of the recent progress in experiments. It has been indicated that the ability to engineer the orders of exceptional points (EPs) can be fundamental to its applications in quantum control, such as accelerating entanglement generation; however, an initial survey of the interactions between different orders of EPs is still missing. In this work, we try to partially address this issue by employing a non-reciprocally coupled cavity system which can be experimentally realizable with a two-dimensional reconfigurable NH gauged laser array. With deliberate design, our systems display both second and third orders of EPs. The sign of a novel, purely quantum continuous entanglement phase transition is observed, which reveals how multi-EP interactions alter entanglement dynamics across different regimes while maintaining accelerated generation. Our findings reveil the genuinely quantum NH physics of higher-order EPs, which has opened up a new avenue for future investigations of the higher-order degeneracy application and the dynamic phase transitions of quantum systems.
Abstract Exceptional points (EPs) occur in non-Hermitian systems where eigenvalues and eigenvectors coalesce. In open quantum systems, EPs are typically studied via non-Hermitian effective Hamiltonians or Liouvillians, but these omit the full generality of quantum dynamics, which requires description using quantum channels. Here, we introduce a general strategy for generating quantum-channel EPs in the single-qubit setting. We show that quantum channels naturally fall into two distinct phases, purely real or complex-conjugate eigenvalues, without the need of enforcing additional symmetries, and interpolating between different phases induces a phase transition where EPs can emerge. We experimentally simulate such channels on a nuclear magnetic resonance quantum computer, observing second-order quantum-channel EPs with 93% fidelity, and extend the approach to three channels to uncover exceptional lines and a third-order quantum-channel EP. Our results promise potential applications from enhanced quantum sensing to quantum control, such as Jordan-chain mediated asymmetric conversion.