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arXiv:2604.12354

Chiral state conversion near an exceptional point: speed-noise competition

Qing-Wei Wang

quant-phphysics.opticsSubmitted Apr 14, 2026• Announced Apr 15, 2026• 0 citations
v1 · Apr 14, 2026v2 · Apr 26, 2026
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Abstract

One intriguing property of non-Hermitian systems is the breakdown of adiabatic theorem and chiral state conversion as the system dynamically encircles exceptional points. However, the subtle dependence of the chiral dynamics on the loop geometry, the starting point, the encircling speed and especially the noise has not been studied systematically. Here we propose a non-chirality degree $χ_c$ to measure the chirality quantitatively and analyze it in dynamics without noise by exact solution and dynamics with noise by numerical integration. The exact dynamics starting from the broken phase show chirality oscillations, which are extremely sensitive to noise when the speed is small. The encircling speed and the noise strength are found to compete with each other in determining $χ_c$, resulting in two distinguished limits, namely the noisy limit and the clean limit. The critical boundary between the two limits satisfies a simple scaling law, which could be explained in terms of first-order perturbation theory and the condition number of the transfer matrix. Our findings reveal the essential role played by noise in non-Hermitian dynamics and are relevant for both theoretical and experimental investigations.

Comments
7 pages; 4 figures

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Exceptional points emerge in the complex eigenspectra of non-Hermitian systems, and give rise to rich critical behaviors. An outstanding example is the chiral state transfer, where states can swap under an adiabatic encircling around the exceptional point, but only along one direction. In dissipative quantum systems, such exceptional-point encirclings are often accompanied by decoherence, whose impact is beyond the description of non-Hermitian Hamiltonians. In this paper, we study in detail the effects of dephasing on the encircling dynamics, adopting the full Lindblad master equation. Introducing experimentally relevant quantum-jump processes that account for dephasing, we show that gaps emerge in the eigenspectra landscape of the corresponding Liouvillian superoperator. It follows that the chiral state transfer does not take place in the adiabatic limit, since the system always adiabatically follows the quasisteady state of the Liouvillian regardless of the encircling direction. Nevertheless, the chirality is restored at intermediate encircling times, where the dynamics is nonadiabatic in both encircling directions, distinct from the typical chiral state transfer in non-Hermitian systems. While our results are applicable to several recent experiments, we examine a recent cold-atom experiment in particular, and show that the observed long-time chirality is limited to the special encircling path therein. Our paper provides further insight into the chiral state transfer under experimental conditions, and is helpful for controlling open-system dynamics from the perspective of non-Hermitian physics.
Adiabatic chiral state conversion (CSC) is one of the many counterintuitive effects associated with non-Hermitian physics. In quantum systems, numerous works have demonstrated this phenomenon under both non-Hermitian Hamiltonian and Lindblad evolution. However, despite considerable progress, the physical mechanism behind it has been a subject of debate. In this work, we present a unified framework that explains CSC in any non-Hermitian system, encompassing non-Hermitian Hamiltonian, Lindblad, and hybrid settings. Our framework relies on perturbative, non-adiabatic corrections to adiabatic evolution and consistently predicts CSC with only the lowest-order corrections. We demonstrate its efficacy with models of single and coupled dissipative qubits, obtaining analytical solutions for the conversion fidelity. Our analysis further reveals the role of non-perturbative dynamics, which can be present even in apparently slow trajectories. We show that this property can be utilised to considerably enhance state conversion. Finally, we demonstrate that CSC can be observed in a model without the presence of exceptional points.
Quantum heat engines and refrigerators are open quantum systems, whose dynamics can be well understood using a non-Hermitian formalism. A prominent feature of non-Hermiticity is the existence of exceptional points (EPs), which has no counterpart in closed quantum systems. It has been shown in classical systems that dynamical encirclement in the vicinity of an EP, whether the loop includes the EP or not, could lead to chiral mode conversion. Here, we show that this is valid also for quantum systems when dynamical encircling is performed in the vicinity of their Liouvillian EPs (LEPs), which include the effects of quantum jumps and associated noise-an important quantum feature not present in previous works. We demonstrate, using a Paul-trapped ultracold ion, the first chiral quantum heating and refrigeration by dynamically encircling a closed loop in the vicinity of an LEP. We witness the cycling direction to be associated with the chirality and heat release (absorption) of the quantum heat engine (quantum refrigerator). Our experiments have revealed that not only the adiabaticity breakdown but also the Landau-Zener-Stückelberg process play an essential role during dynamic encircling, resulting in chiral thermodynamic cycles. Our observations contribute to further understanding of chiral and topological features in non-Hermitian systems and pave a way to exploring the relation between chirality and quantum thermodynamics.
Dynamically varying system parameters along a path enclosing an exceptional point is known to lead to chiral mode conversion. But is it necessary to include this non-Hermitian degeneracy inside the contour for this process to take place? We show that a sufficiently slow variation of parameters, even away from the system's exceptional point, can also lead to a robust asymmetric state exchange. To study this process, we consider a prototypical two-level non-Hermitian Hamiltonian with a constant coupling between elements. Closed-form solutions are obtained when the amplification or attenuation coefficients in this arrangement are varied in conjunction with the resonance detuning along a circular contour. Using asymptotic expansions, this input-independent mode conversion is theoretically proven to take place irrespective of whether the exceptional point is enclosed upon encirclement. Our results significantly broaden the range of parameter space required for the experimental realization of such chiral mode conversion processes.
Non-Hermitian systems are widespread in both classical and quantum physics. The dynamics of such systems has recently become a focal point of research, showcasing surprising behaviors that include apparent violation of the adiabatic theorem and chiral topological conversion related to encircling exceptional points (EPs). These have both fundamental interest and potential practical applications. Yet the current literature features a number of apparently irreconcilable results. Here we develop a general theory for slow evolution of non-Hermitian systems and resolve these contradictions. We prove an analog of the adiabatic theorem for non-Hermitian systems and generalize it in the presence of uncontrolled environmental fluctuations (noise). The effect of noise turns out to be crucial due to inherent exponential instabilities present in non-Hermitian systems. Disproving common wisdom, the end state of the system is determined by the final Hamiltonian only, and is insensitive to other details of the evolution trajectory in parameter space. Our quantitative theory, leading to transparent physical intuition, is amenable to experimental tests. It provides efficient tools to predict the outcome of the system's evolution, avoiding the need to follow costly time-evolution simulations. Our approach may be useful for designing devices based on non-Hermitian physics and may stimulate analyses of classical and quantum non-Hermitian-Hamiltonian dynamics, as well as that of quantum Lindbladian and hybrid-Liouvillian systems.