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arXiv:2604.10322

Stochastic entropy production in scattering theory

Ludovico Tesser, Henning Kirchberg, Matteo Acciai, Janine Splettstoesser

cond-mat.mes-hallcond-mat.stat-mechquant-phSubmitted Apr 11, 2026• Announced Apr 14, 2026• Revised Apr 28, 2026 (v2)
v1 · Apr 11, 2026v2 · Apr 28, 2026
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Abstract

We formulate a stochastic description of entropy production in scattering theory for coherent transport. We distinguish between the information entropy change due to partial knowledge of the leads' state and the thermodynamic entropy change due to the equilibration of each lead with its bath. By employing a two-point measurement scheme, we access the stochastic entropy production at these different stages of the process, as well as the statistics of generic transport quantities. When restricted to particle or energy transport, our approach reproduces the Landauer-Büttiker formulas. The possibility to consider more general quantities such as the entropy currents and their fluctuations, provides a systematic connection between stochastic thermodynamics and coherent transport.

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We formulate a stochastic description of entropy production in scattering theory for coherent transport. We distinguish between the information entropy change due to partial knowledge of the leads' state and the thermodynamic entropy change due to the equilibration of each lead with its bath. By employing a two-point measurement scheme, we access the stochastic entropy production at these different stages of the process, as well as the statistics of generic transport quantities. When restricted to particle or energy transport, our approach reproduces the Landauer-Büttiker formulas. The possibility to consider more general quantities such as the entropy currents and their fluctuations, provides a systematic connection between stochastic thermodynamics and coherent transport.
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Scattering theory is complemented by recent results on full counting statistics, the multivariate fluctuation relation for currents, and time asymmetry in temporal disorder characterized by the Connes‐Narnhofer‐Thirring entropy per unit time, in order to establish relationships with the thermodynamics of quantum transport. Fluctuations in the bosonic or fermionic currents flowing across an open system in contact with particle reservoirs are described by their cumulant generating function, which obeys the multivariate fluctuation relation as the consequence of microreversibility. Time asymmetry in temporal disorder is shown to manifest itself out of equilibrium in the difference between a time‐reversed coentropy and the Connes‐Narnhofer‐Thirring entropy per unit time. This difference is shown to be equal to the thermodynamic entropy production for ideal quantum gases of bosons and fermions. The results are illustrated for a two‐terminal circuit. image
We give a method of describing thermodynamical transport phenomena, based on a quantum scattering theoretical approach. We consider a quantum system of particles connected to thermodynamical reservoirs by leads. The effects of the reservoirs are imposed as an asymptotic condition at the end of the leads. We derive an expression for a current of a conserved quantity, which is independent of the details of the Hamiltonian operator. The Landauer formula and its generalizations are derived from this method.
Thermodynamics is a phenomenological theory describing the energy conversion of work and heat. At its origins thermodynamics was developed in order to understand and improve heat engines. In conventional thermodynamics, however, only such processes are completely describable which are slow enough to keep the system of interest in an equilibrium state with its thermal environment at all times. On the contrary, all real physical processes are accompanied by non-equilibrium phenomena. These are mathematically described with the help of the irreversible entropy production, i.e. the dissipated work divided by the temperature of the bath. The second law of thermodynamics merely states that the irreversible entropy production is on average always positive. The modern trend of miniaturization, however, leads to smaller and smaller devices. On short length scales thermal noise as well as quantum fluctuations become important. Thus, usual thermodynamic quantities as work and heat acquire stochastic nature. Moreover, in the quantum regime a completely new theory had to be invented, since classical notions of work and heat are no longer valid. The present dissertation contributes to this prevailing field by the derivation of analytical expressions for the entropy production in open and closed quantum system far from thermal equilibrium. The theoretical treatment is motivated by an experimental point of view. The obtained results were derived from the reduced dynamics of the quantum mechanical system, which may be coupled to a thermal bath. To this end, it was dealt with methods and approaches of statistical physics, conventional thermodynamics, quantum information theory and the theory of open quantum systems. In this dissertation the most important physical systems are treated. First, an isolated system is considered before later on a heat bath is included. The limit of weak as well as of strong coupling are analyzed in detail. For isolated systems it turns out that a geometric approach is able to capture the thermodynamic properties, completely. To this end, the irreversible entropy production is sharply estimated from below by the angle between the real non-equilibrium state and the corresponding equilibrium one. Further, it is shown that the Heisenberg uncertainty relation for energy and time can be formulated more precisely in terms of that angle. As experimental system cold ion traps are introduced, in which the theoretical predictions can be verified. For weakly coupled systems, then, the irreversible entropy production is identified and a fluctuation theorem is derived by merely thermodynamic arguments. As experimental system we, again, propose the cold ion traps, where the heat bath can be simulated with the help of LASER light. In the limit of strong coupling a semiclassical description of the reduced quantum system is discussed. Again, an analytically exact expression for the entropy production and the corresponding fluctuation theorem is derived. A physical system, in which strong coupling to the environment can be analyzed, is given by Josephson junctions. This dissertation discusses the entropy production for isolated, weakly coupled, and overdamped quantum systems. For these physical regimes analytical relation are derived and experimental systems proposed, with which the predictions can be verified.
We define the entropy operator as the negative of the logarithm of the density matrix, give a prescription for extracting its thermodynamically measurable part, and discuss its dynamics. For an isolated system we derive the first, second, and third laws of thermodynamics. For weakly coupled subsystems of an isolated system, an expression for the long-time limit of the expectation value of the rate of change of the thermodynamically measurable part of the entropy operator is derived and interpreted in terms of entropy production and entropy transport terms. The interpretation is justified by comparison to the known expression for the entropy production in an aged classical Markovian system with Gaussian fluctuations and by a calculation of the current-induced entropy production in a conductor with electron-phonon scattering.
The multivariate fluctuation relation is established for the full counting statistics of the energy and particle fluxes across an open quantum system in contact with several reservoirs on the basis of microreversibility The quantum version of the nonequilibrium work fluctuation relation is recovered in the presence of a single reservoir. In the long-time limit, the time-reversal symmetry relation is expressed in terms of the cumulative generating function for the full counting statistics. In systems with independent particles, the symmetry relation can be obtained in the scattering approach for the transport of bosons and fermions. The temporal disorder and its time asymmetry can be characterized by the quantum version of the entropy and coentropy per unit time. Their difference gives the thermodynamic entropy production rate. Furthermore, the stochastic approach is also considered for electron transport in quantum dots, quantum point contacts, and single-electron transistors.