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arXiv:2604.01918 · Physical Review A

Critical timescales for chiral state conversion and irreversibility

Giorgos Pappas, Diego Bautista Avilés, Luis E. F. Foa Torres, Vassos Achilleos

quant-phcond-mat.otherSubmitted Apr 2, 2026• Announced Apr 3, 2026• 0 citations• Revised Oct 3, 2026 (v2)
v1 · Apr 2, 2026v2 · Oct 3, 2026v3 · Oct 22, 2026
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Abstract

Non-Hermitian systems driven along slow parametric loops undergo non-adiabatic transitions whose outcome depends sensitively on the driving speed, yet no explicit formula has been available for the critical timescale $T_{\mathrm{cr}}$ at which these transitions develop. Using a $2\times 2$ Hamiltonian with circular parameter trajectories, we derive $T_{\mathrm{cr}} = \mathcal{G}\,\ln(1/|Δ|)$ in closed form for non-encircling loops, phase-shifted loops, offset loops, and loops encircling exceptional points, where $\mathcal{G}$ is a geometry-dependent growth factor and $Δ$ is the instability seed. This formula sharply separates the regime where the system remains in the averagely dominant eigenstate ($T< T_{\mathrm{cr}}$) from the superadiabatic regime where the instantaneous dominant eigenstate takes over ($T> T_{\mathrm{cr}}$), resolving the apparent tension between the previous literature. We identify two competing seeds: a geometric Stokes multiplier and the finite-precision floor. When the geometric seed vanishes, precision alone governs the transition, yielding $T_{\mathrm{cr}} \propto m\lnβ$, linear in the number $m$ of digits in base $β$ (bits for $β=2$). For loops encircling an exceptional point, the Stokes seed only sets an intermediate plateau; the final transition is again seeded by the precision floor, and $T_{\mathrm{cr}}$ remains linear in $m$. This provides a purely forward-evolution manifestation of precision-induced irreversibility (PIR)~\cite{PIR}, demonstrating that the fundamental limit identified through echo protocols also controls the outcome of slow non-Hermitian dynamics without requiring time reversal. For PT-symmetric energy spectra, $T_{\mathrm{cr}}$ additionally determines the onset of chirality: the dynamics is non-chiral for $T< T_{\mathrm{cr}}$ and chiral for $T> T_{\mathrm{cr}}$.

Journal reference
Physical Review A 114, 042217 (2026)
DOI
10.1103/5w1p-sg68
Comments
12 pages, 7 Figures

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Non-Hermitian systems driven along slow parametric loops undergo non-adiabatic transitions whose outcome depends sensitively on the driving speed, yet no explicit formula has been available for the critical timescale TcrT_{\mathrm{cr}}Tcr​ at which these transitions develop. Using a 2×22\times 22×2 Hamiltonian with circular parameter trajectories, we derive Tcr=G ln⁡(1/∣Δ∣)T_{\mathrm{cr}} = \mathcal{G}\,\ln(1/|Δ|)Tcr​=Gln(1/∣Δ∣) in closed form for non-encircling loops, phase-shifted loops, offset loops, and loops encircling exceptional points, where G\mathcal{G}G is a geometry-dependent growth factor and ΔΔΔ is the instability seed. This formula sharply separates the regime where the system remains in the averagely dominant eigenstate (T<TcrT< T_{\mathrm{cr}}T<Tcr​) from the superadiabatic regime where the instantaneous dominant eigenstate takes over (T>TcrT> T_{\mathrm{cr}}T>Tcr​), resolving the apparent tension between the previous literature. We identify two competing seeds: a geometric Stokes multiplier and the finite-precision floor. When the geometric seed vanishes, precision alone governs the transition, yielding Tcr∝mln⁡βT_{\mathrm{cr}} \propto m\lnβTcr​∝mlnβ, linear in the number mmm of digits in base βββ (bits for β=2β=2β=2). For loops encircling an exceptional point, the Stokes seed only sets an intermediate plateau; the final transition is again seeded by the precision floor, and TcrT_{\mathrm{cr}}Tcr​ remains linear in mmm. This provides a purely forward-evolution manifestation of precision-induced irreversibility (PIR)~\cite{PIR}, demonstrating that the fundamental limit identified through echo protocols also controls the outcome of slow non-Hermitian dynamics without requiring time reversal. For PT-symmetric energy spectra, TcrT_{\mathrm{cr}}Tcr​ additionally determines the onset of chirality: the dynamics is non-chiral for T<TcrT< T_{\mathrm{cr}}T<Tcr​ and chiral for T>TcrT> T_{\mathrm{cr}}T>Tcr​.
One intriguing property of non-Hermitian systems is the breakdown of adiabatic theorem and chiral state conversion as the system dynamically encircles exceptional points. However, the subtle dependence of the chiral dynamics on the loop geometry, the starting point, the encircling speed and especially the noise has not been studied systematically. Here we propose a non-chirality degree χcχ_cχc​ to measure the chirality quantitatively and analyze it in dynamics without noise by exact solution and dynamics with noise by numerical integration. The exact dynamics starting from the broken phase show chirality oscillations, which are extremely sensitive to noise when the speed is small. The encircling speed and the noise strength are found to compete with each other in determining χcχ_cχc​, resulting in two distinguished limits, namely the noisy limit and the clean limit. The critical boundary between the two limits satisfies a simple scaling law, which could be explained in terms of first-order perturbation theory and the condition number of the transfer matrix. Our findings reveal the essential role played by noise in non-Hermitian dynamics and are relevant for both theoretical and experimental investigations.
In this paper, we formally prove how, by cyclically varying the parameters of a generalized two-level discrete and non-Hermitian Hamiltonian, the respective state vector converts to the instantaneous eigenstate of the system in the adiabatic limit, irrespective of how the state was initially prepared or of the form of the cyclic trajectory followed within the parameter space $(\mathsc{R})$ or of whether a singularity/exceptional point is encircled or not. Our proof also applies to continuous configurations in the limit of infinitesimally small discrete time steps. The observed mode switching behavior, which is a clear signature of the irreversible nature of non-Hermitian arrangements, can be either of symmetric (clockwise [CW] and counterclockwise [CCW] encirclements in $\mathsc{R}$ space lead to state conversion to the same instantaneous eigenstate) or asymmetric (CW and CCW encirclements in $\mathsc{R}$ space lead to state conversion to different instantaneous eigenstates). As a specific example, we investigate the case of rhombic parametric trajectories for a discrete parity-time (PT)(\mathcal{P}\phantom{\rule{0.16em}{0ex}}\mathcal{T}\phantom{\rule{0.28em}{0ex}})(PT)-symmetric-like setting. Exact analytical solutions are retrieved in terms of Weber/parabolic cylinder (large rhombic loops) and Airy functions (small rhombic loops), with their asymptotic behavior dictated by the Stokes phenomenon. Both analytical derivations and numerical computations indicate that the observed mode conversion is primarily an artifact of the adiabatic character of the state vector evolution, while the encirclement or not of a singularity/exceptional point affects only the magnitude of the required adiabaticity rate for mode switching to take place. Overall, our results provide a deeper theoretical insight on slowly varying discrete non-Hermitian Hamiltonian systems, and pave the way towards exploring the dynamics underpinning the traversal of higher-dimensional cyclic parametric trajectories in the vicinity (or not) of higher-order spectral singularities for both continuous and discrete settings under linear or nonlinear conditions.
Non-Hermitian systems are widespread in both classical and quantum physics. The dynamics of such systems has recently become a focal point of research, showcasing surprising behaviors that include apparent violation of the adiabatic theorem and chiral topological conversion related to encircling exceptional points (EPs). These have both fundamental interest and potential practical applications. Yet the current literature features a number of apparently irreconcilable results. Here we develop a general theory for slow evolution of non-Hermitian systems and resolve these contradictions. We prove an analog of the adiabatic theorem for non-Hermitian systems and generalize it in the presence of uncontrolled environmental fluctuations (noise). The effect of noise turns out to be crucial due to inherent exponential instabilities present in non-Hermitian systems. Disproving common wisdom, the end state of the system is determined by the final Hamiltonian only, and is insensitive to other details of the evolution trajectory in parameter space. Our quantitative theory, leading to transparent physical intuition, is amenable to experimental tests. It provides efficient tools to predict the outcome of the system's evolution, avoiding the need to follow costly time-evolution simulations. Our approach may be useful for designing devices based on non-Hermitian physics and may stimulate analyses of classical and quantum non-Hermitian-Hamiltonian dynamics, as well as that of quantum Lindbladian and hybrid-Liouvillian systems.
Physical systems with gain and loss can be described by a non-Hermitian Hamiltonian, which is degenerated at the exceptional points (EPs). Many new and unexpected features have been explored in the non-Hermitian systems with a great deal of recent interest. One of the most fascinating features is that chiral state conversion appears when one EP is encircled dynamically. Here, we propose an easy-controllable levitated microparticle system that carries a pair of EPs and realize slow evolution of the Hamiltonian along loops in the parameter plane. Utilizing the controllable rotation angle, gain and loss coefficients, we can control the structure, size and location of the loops in situ. We demonstrate that, under the joint action of topological structure of energy surfaces and nonadiabatic transitions, the chiral behavior emerges both along a loop encircling an EP and even along a straight path away from the EP. This work broadens the range of parameter space for the chiral state conversion, and proposes a useful platform to explore the interesting properties of exceptional points physics.
In the present paper, we aim to firmly establish the adiabatic properties of two-level non-Hermitian quantum structures evolving along generalized (open/acyclic or closed/cyclic) paths in parameter space. Analytical solutions in terms of Airy and modified Bessel functions have been retrieved for linear and hyperbolic temporal dependencies in parity-time-symmetric-like systems, which were subsequently studied in the slowly varying limit to show conversion to one of the instantaneous eigenstates. Such a mode switching behavior is found to be an identifying feature of dissipative quantum settings, whether they evolve along cyclic or acyclic trajectories, and this has been proven in our paper by separately analyzing the dynamics of (i) the ratio of the state vector components, via a variant of the Möbius transformation, and (ii) the complex probability amplitudes, through a systematic inspection of the mode population equations. In the latter instance, it was furthermore shown that the identity of the eigenstate, to which the quantum arrangement transitions, depends highly on the magnitude of the adiabatic rate β. Along these lines, the concepts of the instantaneous(D) and averagely(Dav)dominant eigenstates are brought forth, while a reconfigurable photonic switch is also proposed, which can convert either to the D or to the Dav modes based on the total period of evolution. Finally, we apply our findings in the case of closed parametric paths to demystify the recently reported symmetric and asymmetric state conversion effects and additionally demonstrate that operation at or near exceptional points does not qualitatively affect the conclusions of the current investigation.
Non-Hermitian systems have attracted much interest in recent decades, driven partly by the existence of exotic spectral singularities, known as exceptional points (EPs), where the dimensionality of the system evolution operator is reduced. Among various intriguing applications, the discovery of EPs has suggested the potential for implementing a symmetric mode switch, when encircling them in a system parameter space. However, subsequent theoretical and experimental works have revealed that dynamical encirclement of EPs invariably results in asymmetric mode conversion; namely, the mode switching depends only on the winding direction but not on the initial state. This chirality arises from the failure of adiabaticity due to the complex spectrum of non-Hermitian systems. Although the chirality revealed has undoubtedly made a significant impact in the field, a realization of the originally sought symmetric adiabatic passage in non-Hermitian systems with EPs has since been elusive. In this work, we bridge this gap and theoretically demonstrate that adiabaticity, and therefore a symmetric state transfer, is achievable when dynamically winding around an EP. This becomes feasible by specifically choosing a trajectory in the system parameter space along which the corresponding evolution operator attains a real spectrum. Our findings, thus, offer a promise for advancing various wave manipulation protocols in both quantum and classical domains.