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arXiv:2603.29614

Thermalization in high-dimensional systems: the (weak) role of chaos

Marco Baldovin, Marco Cattaneo, Dario Lucente, Paolo Muratore-Ginanneschi, Angelo Vulpiani

Published Mar 31, 2026• 0 citations
arXivHTMLPDF

Abstract

In their seminal work, Fermi, Pasta, Ulam and Tsingou explored the connection between statistical mechanics and dynamical properties, such as chaos and ergodicity. Even today, seventy years later, the topic is not fully understood: while most results of statistical mechanics require the ergodic hypothesis to be rigorously proved, there are many indications that these predictions, both in and out of equilibrium, hold even in the absence of a rigorous form of ergodicity. Motivated by the above considerations, in this work we reconsider the point of view that the relevant ingredients for the validity of statistical mechanics are the large number of degrees of freedom and the choice of extensive observables, while the details of the dynamics do not play an essential role. This is the idea behind Khinchin's famous proof of the typicality of macroscopic observables at equilibrium. We extend this perspective to the context of non equilibrium, by investigating the thermalization properties of both harmonic (integrable) and nonharmonic (chaotic) oscillator chains initially prepared in out-of-equilibrium conditions. In integrable systems, thermalization occurs, or not, depending on the observable. In the chaotic regime, instead, thermalization is reached by any observable, although the relaxation timescale might be larger than the observation time.

DOI
10.48550/arxiv.2603.29614

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In their seminal work, Fermi, Pasta, Ulam and Tsingou explored the connection between statistical mechanics and dynamical properties, such as chaos and ergodicity. Even today, seventy years later, the topic is not fully understood: while most results of statistical mechanics require the ergodic hypothesis to be rigorously proved, there are many indications that these predictions, both in and out of equilibrium, hold even in the absence of a rigorous form of ergodicity. Motivated by the above considerations, in this work we reconsider the point of view that the relevant ingredients for the validity of statistical mechanics are the large number of degrees of freedom and the choice of extensive observables, while the details of the dynamics do not play an essential role. This is the idea behind Khinchin's famous proof of the typicality of macroscopic observables at equilibrium. We extend this perspective to the context of non equilibrium, by investigating the thermalization properties of both harmonic (integrable) and nonharmonic (chaotic) oscillator chains initially prepared in out-of-equilibrium conditions. In integrable systems, thermalization occurs, or not, depending on the observable. In the chaotic regime, instead, thermalization is reached by any observable, although the relaxation timescale might be larger than the observation time.
We will discuss various aspects of thermalization, chaos and hydrodynamics in one dimensional classical Hamiltonian systems. We study two problems. First, we will revisit the Fermi-Pasta-Ulam-Tsingou (FPUT) problem in order to understand what thermalization is and discuss what leads the system starting from a typical initial condition to a thermal state. Here we discuss the various possibilities like the role of averaging, the choice of observables, the choice of initial conditions and the role of chaos in thermalization. Then, we study the evolution of a blast wave in an alternate mass hard particle (AHP) gas and study the evolution of conserved fields in the system at short times. We find a good agreement with the Taylor-von Neumann-Sedov (TvNS) solution, which was studied during the Second World War in the context of atomic explosions, everywhere except near the core of the blast. We then model this behaviour by using the Navier-Stokes-Fourier (NSF) equations.
The interplay of fluctuations, ergodicity, and disorder in many-body interacting systems has been striking attention for half a century, pivoted on two celebrated phenomena: Anderson localization predicted in disordered media, and Fermi-Pasta-Ulam-Tsingou (FPUT) recurrence observed in a nonlinear system. The destruction of Anderson localization by nonlinearity and the recovery of ergodicity after long enough computational times lead to more questions. This thesis is devoted to contributing to the insight of the nonlinear system dynamics in and out of equilibrium. Focusing mainly on the GP lattice, we investigated elementary fluctuations close to zero temperature, localization properties, the chaotic subdiffusive regimes, and the non-equipartition of energy in non-Gibbs regime. Initially, we probe equilibrium dynamics in the ordered GP lattice and report a weakly non-ergodic dynamics, and an ergodic part in the non-Gibbs phase that implies the Gibbs distribution should be modified. Next, we include disorder in GP lattice, and build analytical expressions for the thermodynamic properties of the ground state, and identify a Lifshits glass regime where disorder dominates over the interactions. In the opposite strong interaction regime, we investigate the elementary excitations above the ground state and found a dramatic increase of the localization length of Bogoliubov modes (BM) with increasing particle density. Finally, we study non-equilibrium dynamics with disordered GP lattice by performing novel energy and norm density resolved wave packet spreading. In particular, we observed strong chaos spreading over several decades, and identified a Lifshits phase which shows a significant slowing down of sub-diffusive spreading.
A system put in contact with a large heat bath normally thermalizes. This means that the state of the system ρℐ(t) approaches an equilibrium state ρ eq ℐ , the latter depending only on macroscopic characteristics of the bath (e.g. temperature), but not on the initial state of the system. The above statement is the cornerstone of the equilibrium statistical mechanics; its validity and its domain of applicability are central questions in the studies of the foundations of statistical mechanics. In the present contribution we discuss the recently proven general theorems about thermalization and demonstrate how they work in exactly solvable models. In particular, we review a necessary condition for the system initial state independence (ISI) of ρ eq ℐ , which was proven in our previous work, and apply it for two exactly solvable models, the XX spin chain and a central spin model with a special interaction with the environment. In the latter case we are able to prove the absence of the system ISI. Also the Eigenstate Thermalization Hypothesis is discussed. It is pointed out that although it is supposed to be generically true in essentially not-integrable (chaotic) quantum systems, it is how-ever also valid in the integrable XX model.
The Fermi--Pasta--Ulam--Tsingou (FPUT) problem provides a paradigmatic framework for understanding thermalization in weakly nonlinear many-body Hamiltonian systems. This focused review summarizes major developments in near-integrable dynamics, wave resonances, and phonon kinetic theory, emphasizing recent results on thermalization-time scaling in nonlinear lattices. A coherent picture emerges in the thermodynamic limit based on the eigenmode properties of an appropriate integrable reference system. If the reference system has extended eigenmodes and the leading resonant or quasi-resonant processes form a sufficiently connected network, the thermalization time follows Teq∝g−2T_{\mathrm{eq}}\propto g^{-2}Teq​∝g−2, where ggg measures the effective deviation from integrability. This scaling is found broadly in ordered and weakly disordered lattices and is robust to dimensionality, interaction potential, integrability-breaking mechanism, and multimode initial conditions. Identifying the correct integrable reference is essential; in some one-dimensional FPUT-type lattices with cubic interactions, the nearby Toda lattice, rather than the harmonic chain, provides the proper reference. If all reference eigenmodes are localized, spatial-overlap constraints progressively fragment low-order resonance networks as ggg decreases, and thermalization becomes controlled by higher-order processes. Numerical studies reveal successive regimes Teq∝g−γT_{\mathrm{eq}}\propto g^{-γ}Teq​∝g−γ with γ=2,4,6γ=2,4,6γ=2,4,6, together with weak system-size dependence. Whether this hierarchy persists asymptotically and whether a finite thermalization threshold exists remain open questions. We also discuss finite-size effects, strongly nonintegrable dynamics, heat transport, localization, and higher-dimensional lattices.
This paper addresses fundamental aspects of statistical mechanics such as the motivation of a classical state space with spontaneous transitions, the meaning of non-equilibrium in the context of thermalization, and the justification of these concepts from the quantum-mechanical point of view. After an introductory part we focus on the problem of entropy production in non-equilibrium systems. In particular, the generally accepted formula for entropy production in the environment is analyzed from a critical perspective. It is shown that this formula is only valid in the limit of separated time scales of the system's and the environmental degrees of freedom. Finally, we present an alternative simple proof of the fluctuation theorem.
This review gives a pedagogical introduction to the eigenstate thermalization hypothesis (ETH), its basis, and its implications to statistical mechanics and thermodynamics. In the first part, ETH is introduced as a natural extension of ideas from quantum chaos and random matrix theory (RMT). To this end, we present a brief overview of classical and quantum chaos, as well as RMT and some of its most important predictions. The latter include the statistics of energy levels, eigenstate components, and matrix elements of observables. Building on these, we introduce the ETH and show that it allows one to describe thermalization in isolated chaotic systems without invoking the notion of an external bath. We examine numerical evidence of eigenstate thermalization from studies of many-body lattice systems. We also introduce the concept of a quench as a means of taking isolated systems out of equilibrium, and discuss results of numerical experiments on quantum quenches. The second part of the review explores the implications of quantum chaos and ETH to thermodynamics. Basic thermodynamic relations are derived, including the second law of thermodynamics, the fundamental thermodynamic relation, fluctuation theorems, the fluctuation–dissipation relation, and the Einstein and Onsager relations. In particular, it is shown that quantum chaos allows one to prove these relations for individual Hamiltonian eigenstates and thus extend them to arbitrary stationary statistical ensembles. In some cases, it is possible to extend their regimes of applicability beyond the standard thermal equilibrium domain. We then show how one can use these relations to obtain nontrivial universal energy distributions in continuously driven systems. At the end of the review, we briefly discuss the relaxation dynamics and description after relaxation of integrable quantum systems, for which ETH is violated. We present results from numerical experiments and analytical studies of quantum quenches at integrability. We introduce the concept of the generalized Gibbs ensemble and discuss its connection with ideas of prethermalization in weakly interacting systems.