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arXiv:2603.25782

Negative energies and the breakdown of bulk geometry

John Preskill, Mykhaylo Usatyuk, Shreya Vardhan

hep-thgr-qcmath-phquant-phSubmitted Mar 26, 2026• Announced Mar 30, 2026
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Abstract

One central question in quantum gravity is to understand how and why predictions from semiclassical gravity can break down in regimes with low spacetime curvature. One diagnostic of such a breakdown is that states which are orthonormal at the semiclassical level can receive large corrections to their inner products from quantum fluctuations. We study this effect by examining inner products in pure 2D JT gravity. Previous work showed that black hole states with long interiors exhibit a breakdown at length scales of order $e^{S_0}$, where $S_0$ is a parameter analogous to $1/G_N$ in higher dimensions. This breakdown is caused by the discreteness of the spectrum of the dual boundary random matrix theory. We show that the full sum over quantum fluctuations indicates a more dramatic breakdown at parametrically shorter lengths of order $e^{S_0/3}$. In the dual boundary description, these corrections arise from negative energy states appearing in rare members of the random matrix ensemble. These results demonstrate that non-perturbative effects can invalidate the semiclassical description at much smaller length scales than previously expected, providing a new mechanism for the breakdown of effective gravitational theories.

Comments
8 pages + 12 pages of appendices, 5 figures

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hep-thCross-listedarXiv:2610.00844•Oct 2, 2026
One central question in quantum gravity is to understand how and why predictions from semiclassical gravity can break down in regimes with low spacetime curvature. One diagnostic of such a breakdown is that states which are orthonormal at the semiclassical level can receive large corrections to their inner products from quantum fluctuations. We study this effect by examining inner products in pure 2D JT gravity. Previous work showed that black hole states with long interiors exhibit a breakdown at length scales of order eS0e^{S_0}eS0​, where S0S_0S0​ is a parameter analogous to 1/GN1/G_N1/GN​ in higher dimensions. This breakdown is caused by the discreteness of the spectrum of the dual boundary random matrix theory. We show that the full sum over quantum fluctuations indicates a more dramatic breakdown at parametrically shorter lengths of order eS0/3e^{S_0/3}eS0​/3. In the dual boundary description, these corrections arise from negative energy states appearing in rare members of the random matrix ensemble. These results demonstrate that non-perturbative effects can invalidate the semiclassical description at much smaller length scales than previously expected, providing a new mechanism for the breakdown of effective gravitational theories.
We investigate the bulk-boundary correspondence in the SYK model from a quantum information perspective. The SYK model describes a system of Majorana fermions with random all-to-all interactions, whose disorder average-typically taken over a Gaussian ensemble-admits a dual description in terms of JT gravity in the large-NNN, low-energy limit. This framework provides a minimal setting for exploring holography and emergent spacetime in nearly AdS2_22​. We probe the holographic principle through diagnostics of quantum chaos and entanglement. In the early-time regime, the SYK model saturates the universal bound on the Lyapunov exponent, signaling maximal chaos consistent with semiclassical black hole dynamics. In the late-time regime, its spectral statistics are governed by random matrix theory, reflecting universal features of strongly chaotic quantum systems. These dynamical properties establish a concrete link between boundary quantum chaos and bulk semiclassical gravity. In parallel, we analyze quantum entanglement and the structure of operator algebras to investigate transitions in the associated von Neumann algebras and their implications for emergent geometry. To explore the robustness of these phenomena, we consider deformations of the SYK model through modified matter couplings and alternative random distributions. Our results clarify how quantum information-theoretic structures encode bulk gravitational dynamics and provide insight into the mechanism of spacetime emergence.
A bstract We construct and study an ensemble of non-isometric error correcting codes in a toy model of an evaporating black hole in two-dimensional dilaton gravity. In the preferred bases of Euclidean path integral states in the bulk and Hamiltonian eigenstates in the boundary, the encoding map is proportional to a linear transformation with independent complex Gaussian random entries of zero mean and unit variance. Using measure concentration, we show that the typical such code is very likely to preserve pairwise inner products in a set S of states that can be subexponentially large in the microcanonical Hilbert space dimension of the black hole. The size of this set also serves as an upper limit on the bulk effective field theory Hilbert space dimension. Similar techniques are used to demonstrate the existence of state-specific reconstructions of S -preserving code space unitary operators. State-specific reconstructions on subspaces exist when they are expected to by entanglement wedge reconstruction. We comment on relations to complexity theory and the breakdown of bulk effective field theory.
A bstract Given a choice of an ordered, orthonormal basis for a D -dimensional Hilbert space, one can define a discrete version of the Wigner function — a quasi-probability distribution which represents any quantum state as a real, normalized function on a discrete phase space. The Wigner function, in general, takes on negative values, and the amount of negativity in the Wigner function gives an operationally meaningful measure of the complexity of simulating the quantum state on a classical computer. Further, Wigner negativity also gives a lower bound on an entropic measure of spread complexity. In this paper, we study the growth of Wigner negativity for a generic initial state under time evolution with chaotic Hamiltonians. In [1], a perturbative argument was given to show that the Krylov basis minimizes the early time growth of Wigner negativity in the large- D limit. Using tools from random matrix theory, here we show that for a generic choice of basis, the Wigner negativity for a classical initial state becomes exponentially large in an O (1) amount of time evolution. On the other hand, we show that in the Krylov basis the negativity grows at most as a power law, and becomes exponentially large only at exponential times. We take this as evidence that the Krylov basis is ideally suited for a dual, semi-classical effective description of chaotic quantum dynamics for large- D at sub-exponential times. For the Gaussian unitary ensemble, this effective description is the q → 0 limit of q -deformed JT gravity.
According to the holographic principle, the information content assigned to a gravitational region is processed by its lower dimensional boundary. As an example setup compatible with this principle, the AdS/CFT correspondence relies on the existence of D-branes in superstring theory. Black hole complementarity is inevitably linked to holography and states that information associated with the collapsed pure state is reflected in the near horizon region. Yet, if this is so, it is indispensable to understand the mechanism that makes black holes viewed from the outside evolve unitarily. We here argue that the information preserving quantum atmosphere of the black hole emerges from hidden variables on its horizon which would necessitate going beyond a probabilistic description within standard quantum theory. In AdS/CFT, this would mean that the completion of the semiclassical subalgebra to the complete boundary algebra has to be traced back to the emergent near horizon Hilbert space structure. The present investigations suggest that spacetime horizons, in general, may play a crucial role in restoring a long speculated ontology in quantum mechanics.
A bstract The corrections to holographic entanglement entropy from bulk quantum fields in a classical gravitational background are now well understood. They lead, in particular, to unitary Page curves for evaporating black holes. However, the correct treatment of quantum fluctuations of the metric, including graviton excitations, is a longstanding problem. We provide a gauge-invariant prescription for the generalized entropy of gravitons in anti-de Sitter space in terms of areas and bulk entanglement entropy, generalizing the quantum extremal surface prescription to accommodate fluctuations in the semiclassical spacetime geometry. This task requires a careful treatment of the area operator on the graviton Hilbert space and the definition of a “quantum extremal gauge” in which the extremal surface is unperturbed. It also requires us to determine the correct vacuum modular Hamiltonian for the graviton field, which we fix by requiring that it doesn’t contain a boundary term in extremal gauge. We check our prescription with an explicit computation of the vacuum-subtracted generalized entropy of states containing a graviton in an AdS-Rindler background. Our results exactly match vacuum-subtracted von Neumann entropies for stress-tensor excited states in holographic conformal field theory with d > 2 dimensions. We also use covariant phase space techniques to give a partial proof of our prescription when the entanglement wedge for the background spacetime has a bifurcate Killing horizon. Along the way, we identify a class of perturbative graviton states that have parametrically larger generalized entropy, in the small G N expansion, than any low-energy excitations of an ordinary quantum field.
The Wigner function, in general, takes on negative values, and the amount of negativity in the Wigner function gives an operationally meaningful measure of the complexity of simulating the quantum state on a classical computer. In this paper, we study the growth of Wigner negativity of the Hartle-Hawking state of Jackiw-Teitelboim gravity under time evolution. We work in the gravitational length basis, at genus zero, and at high temperature, β≪1β\ll 1β≪1. Our main analytic result is simple: to leading order in βββ the state is a Gaussian wavepacket of minimum uncertainty, sitting at rest at the turning point of the Liouville wall. Its Wigner function is therefore positive, and the negativity is 1+δ(β,t)1+δ(β,t)1+δ(β,t), where the correction δδδ is smaller than any power of βββ. We show that δδδ is an even function of time, so there is no linear growth at t=0t=0t=0, and that once the packet has reflected off the wall its leading-order evolution is a Clifford shear, which cannot change the negativity. We also numerically study the time evolution of the Wigner function and its negativity. We observe that δδδ stays below 10−1110^{-11}10−11 at t=0t=0t=0 and through the reflection, then rises slowly over a few tens of β/πβ/πβ/π, and then approaches a late-time value consistent with δ∞(β)≃0.08 e−4.4/βδ_\infty(β) \simeq 0.08\, e^{-4.4/β}δ∞​(β)≃0.08e−4.4/β for 0.25≤β≤10.25 \le β\le 10.25≤β≤1: the lower the temperature, the larger the late-time negativity. The exact survival amplitude Z(β+it)/Z(β)Z(β+it)/Z(β)Z(β+it)/Z(β) fixes the spread complexity to order t4t^4t4, and it also fixes the seed-normalised Wigner diagnostic of our earlier work (arXiv:2607.04065, arXiv:2607.17346). We take this as evidence that the length basis is ideally suited for a dual, semi-classical description of the dynamics at genus zero. Beyond genus zero the length basis is overcomplete, and we make no statement about finite eS0e^{S_0}eS0​.