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arXiv:2603.22643

Pseudospectral phenomena and the origin of the non-Hermitian skin effect

J. Sirker

cond-mat.stat-mechcond-mat.str-elquant-phSubmitted Mar 23, 2026• Announced Mar 25, 2026
v1 · Mar 23, 2026v2 · Apr 6, 2026v3 · Jul 6, 2026
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Abstract

The non-Hermitian skin effect (NHSE), characterized by a macroscopic accumulation of eigenstates at the edge of a system with open boundaries, is often ascribed to a non-trivial point-gap topology of the Bloch Hamiltonian. We revisit this connection and show that the eigenspectrum of non-normal operators is highly sensitive to boundary conditions and generic perturbations, and therefore does not constitute a stable object encoding topological information. Instead, topological properties are reflected in the singular-value spectrum of finite systems and, in the semi-infinite limit, correspond to boundary-localized eigenmodes implied by the index of the corresponding Toeplitz operator. For a Hatano-Nelson ladder, where point-gap winding and non-normality can be varied independently, we demonstrate that the NHSE can occur without point-gap winding and, conversely, that point-gap winding can persist without the NHSE. These results establish that the NHSE originates from spectral instability and non-reciprocity rather than topology, and that the commonly assumed relation between spectral winding and boundary localization relies on translational invariance and is therefore not generic.

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Non-Hermitian skin effect (NHSE) is a distinctive phenomenon in non-Hermitian systems, marked by the accumulation of eigenstates at system boundaries. While well understood in one dimension, unraveling the NHSE in higher dimensions is challenging due to the diversity of lattice geometries. Here, we present a geometry-adaptive non-Bloch band theory in arbitrary dimensions, through the lens of spectral potential. Our formulation precisely determines the energy spectra and generalized Brillouin zone in the thermodynamic limit, unveiling their geometric dependency. We establish exact spectral relations that elucidate the geometric dependence of non-Bloch spectra and their connection to amoeba spectra. Moreover, we show that critical skin modes in higher dimensions exhibit scale-free localization along the boundary, thereby making the spectrum highly sensitive to the system size and boundary ratios. We demonstrate that these critical skin modes lead to spectral non-convergence and instability. Our findings pave the way toward a unified understanding of NHSE and non-Bloch bands in arbitrary dimensions. In non-Hermitian quantum systems, the skin effect causes states to cluster at the edges, which is straightforward in one dimension but gets complicated in higher dimensions because of different lattice shapes. Here, the authors report a flexible theory that adapts to any dimension and shape, revealing how these factors influence energy patterns and lead to unstable edge states sensitive to system size.

Communications Physics•Mar 2, 2026•1 citation
The non-Hermitian skin effect (NHSE), characterized by a macroscopic accumulation of eigenstates at the edge of a system with open boundaries, is often ascribed to a non-trivial point-gap topology of the Bloch Hamiltonian. We revisit this connection and show that the eigenspectrum of non-normal operators is highly sensitive to boundary conditions and generic perturbations, and therefore does not constitute a stable object encoding topological information. Instead, topological properties are reflected in the singular-value spectrum of finite systems and, in the semi-infinite limit, correspond to boundary-localized eigenmodes implied by the index of the corresponding Toeplitz operator. For a Hatano-Nelson ladder, where point-gap winding and non-normality can be varied independently, we demonstrate that the NHSE can occur without point-gap winding and, conversely, that point-gap winding can persist without the NHSE. These results establish that the NHSE originates from spectral instability and non-reciprocity rather than topology, and that the commonly assumed relation between spectral winding and boundary localization relies on translational invariance and is therefore not generic.
Symmetry-protected ideal flat bands in one-dimensional (1D) Hermitian lattices are populated by compact localized states (CLS) - a special class of localization with wavefunctions confined within a small region. In this work, we discover that the non-Hermitian skin effect (NHSE) can appear in a flat band. Unlike conventional NHSEs for dispersive bands that are protected by nontrivial point-gap topology, the flat band remains a point on the complex-energy plane and is therefore always topologically trivial. We found that, intriguingly, the flat-band skin effect (FBSE) is associated with the non-trivial spectral topology of the dispersive bands enclosing the flat band on the complex-energy plane, so it only emerges within a finite range of non-Hermitian parameters and can counterintuitively disappear at large non-Hermiticity. Moreover, the gaps between the flat and the dispersive bands can close at higher-order exceptional points under both periodic and open boundary conditions. The flat-band wavefunctions are discontinuous in quantum distance across these exceptional points, signifying that the gap-closing is singular. The FBSE was experimentally observed in a non-Hermitian mechanical lattice. Our work reveals flat-band phenomena unique to non-Hermitian systems and highlights new possibilities in quantum geometry and localization control.
Recent studies have revealed that not only does the correspondence between spectral winding numbers and skin modes break down in non-Hermitian systems, but the energy spectrum itself is highly sensitive to generic perturbations, system size, and boundary conditions. In amorphous non-Hermitian systems, where the positions of lattice sites are uncertain, the spectral instability becomes even more severe, making it difficult to identify stable topological edge states from the eigenvalue spectrum alone. To overcome this challenge, we introduce a correspondence between stable zero-mode singular states and mid-gap states of the energy spectrum in the thermodynamic limit. Because the singular value spectrum is highly robust against small perturbations and variation in size, topological edge states can be reliably probed via singular values even in finite-sized systems. Based on the singular-value decomposition of the Hamiltonian, we construct a topological invariant in real space to characterize the associated topologically protected edge states. Our approach provides a general strategy for exploring point-gap topology in real space and redefine the non-Hermitian skin effect from a new perspective.
The non-Hermitian skin effect is nonreciprocity-induced localization phenomena in which a macroscopic number of eigenstates accumulate anomalously at the boundary, accompanied by the extreme sensitivity to boundary conditions. Here, we develop a geometric characterization of the non-Hermitian skin effect. We demonstrate that the localization length scale associated with the skin effect is encoded in the quantum metric defined solely from right eigenstates, but not in the biorthogonal quantum metric. Moreover, we show that the quantum metrics can exhibit the power-law divergences at gapless points that depend on the different boundary conditions. We also reveal that cusps of the generalized Brillouin zone in non-Bloch band theory are signaled by discontinuities in the quantum metrics. We illustrate these behavior using prototypical non-Hermitian models, such as the Hatano-Nelson model and the non-Hermitian, nonreciprocal Su-Schrieffer-Heeger model.
The non-Hermitian skin effect (NHSE), which drives bulk states toward system boundaries, modifies bulk-boundary correspondence and complicates the identification of topological edge modes. Although breaking translational symmetry is known to influence this behavior, a systematic comparison of different structural classes remains limited. Here we investigate periodic, random, and quasiperiodic (Fibonacci) systems using a one-dimensional non-Hermitian quantum walk model. By matching the local scattering parameters in a topologically nontrivial regime, we isolate the role of spatial structure in the presence of the NHSE. We find that periodic systems exhibit pronounced boundary accumulation of bulk states. Random systems suppress this accumulation through Anderson localization, but the topological gap becomes partially filled with localized in-gap states. In contrast, the Fibonacci quasiperiodic system suppresses large-scale boundary accumulation while maintaining a well-defined topological gap. Analysis of the wave functions suggests that the hierarchical quasiperiodic structure fragments bulk states across multiple length scales, thereby mitigating the NHSE. These results identify deterministic quasiperiodicity as a distinct structural regime for controlling non-Hermitian skin dynamics and isolating topological boundary modes.
Non-Hermitian skin effect, which is a unique feature of non-Hermitian systems, exhibits the formation of an extensive number of boundary modes under open boundary conditions. However, its manifestation in higher dimensions remains elusive. In our work, we demonstrate a hybrid skin-topological effect arising from the interplay between first-order band topology and non-reciprocal hopping in an engineered two-dimensional brick-wall geometry. The non-Hermitian brick-wall lattice under open boundary conditions in both directions exhibits several unconventional spectral features. Notably, the eigenvalues associated with the corner skin modes do not exhibit non-trivial windings in the complex energy plane; instead, they exhibit dynamically stable exceptional point-like features that do not originate from eigenvector coalescence. In contrast, the remaining modes accumulate at the opposite pair. Of all the corner skin modes, only the two that originate from the topological corner states of the Hermitian brick-wall lattice remain localized at individual corners, while the rest accumulate at the pair of opposite corners. This spatial distribution contrasts sharply with the second-order skin effect, where corner skin modes are more uniformly distributed. Finally, for the non-Hermitian Brick-wall lattice, we design and implement the corresponding topolectrical circuit (circuit for a square lattice is included for comparison) to directly visualize the hybrid skin-topological modes.
Non-Hermitian skin effect (NHSE) is a distinctive phenomenon in non-Hermitian systems, marked by the accumulation of eigenstates at system boundaries. While well understood in one dimension, unraveling the NHSE in higher dimensions is challenging due to the diversity of lattice geometries. Here, we present a geometry-adaptive non-Bloch band theory in arbitrary dimensions, through the lens of spectral potential. Our formulation precisely determines the energy spectra and generalized Brillouin zone in the thermodynamic limit, unveiling their geometric dependency. We establish exact spectral relations that elucidate the geometric dependence of non-Bloch spectra and their connection to amoeba spectra. Moreover, we show that critical skin modes in higher dimensions exhibit scale-free localization along the boundary, thereby making the spectrum highly sensitive to the system size and boundary ratios. We demonstrate that these critical skin modes lead to spectral non-convergence and instability. Our findings pave the way toward a unified understanding of NHSE and non-Bloch bands in arbitrary dimensions. In non-Hermitian quantum systems, the skin effect causes states to cluster at the edges, which is straightforward in one dimension but gets complicated in higher dimensions because of different lattice shapes. Here, the authors report a flexible theory that adapts to any dimension and shape, revealing how these factors influence energy patterns and lead to unstable edge states sensitive to system size.