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arXiv:2603.15560

Pseudogapped Fermi liquids from emergent quasiparticles

Andreas Gleis, Gabriel Kotliar

Published Mar 16, 2026• 0 citations
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Abstract

We propose an interacting model that is exactly solvable in any spatial dimension and gives rise to a Fermi liquid (FL) featuring a pseudogapped (PG) single-particle spectral function and a vanishing quasiparticle (QP) weight at half-filling, without invoking Mott physics. The PG originates from a purely fermionic mechanism through emergent QPs arising from a correlated hopping interaction. By employing an appropriate coherent-state basis, we derive a Gaussian path-integral representation of the partition function, which enables systematic treatments of deviations from the Gaussian limit using standard many-body techniques, such as diagrammatic perturbation theory or mean-field theory. We explicitly demonstrate and discuss several properties of the exactly solvable limit on the square lattice, including the mechanism for temperature-dependent PG opening, the singular behavior of the self-energy, the violation of the Luttinger sum rule, and the role of Luttinger and Fermi surfaces. Finally, we explore quantum phase transitions between PG-FLs and Landau FLs.

DOI
10.48550/arxiv.2603.15560

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We propose an interacting model that is exactly solvable in any spatial dimension and gives rise to a Fermi liquid (FL) featuring a pseudogapped (PG) single-particle spectral function and a vanishing quasiparticle (QP) weight at half-filling, without invoking Mott physics. The PG originates from a purely fermionic mechanism through emergent QPs arising from a correlated hopping interaction. By employing an appropriate coherent-state basis, we derive a Gaussian path-integral representation of the partition function, which enables systematic treatments of deviations from the Gaussian limit using standard many-body techniques, such as diagrammatic perturbation theory or mean-field theory. We explicitly demonstrate and discuss several properties of the exactly solvable limit on the square lattice, including the mechanism for temperature-dependent PG opening, the singular behavior of the self-energy, the violation of the Luttinger sum rule, and the role of Luttinger and Fermi surfaces. Finally, we explore quantum phase transitions between PG-FLs and Landau FLs.
Abstract The phenomenon of Mott insulation involves the localisation of itinerant electrons due to strong local repulsion. Upon doping, a pseudogap (PG) phase emerges—marked by selective gapping of the Fermi surface without conventional symmetry breaking in spin or charge channels. A key challenge is understanding how quasiparticle breakdown in the Fermi liquid (FL) gives rise to this enigmatic state, and how it connects to both the Mott insulating and superconducting phases. Here, we develop a renormalisation-based construction of strongly correlated lattice models that captures the emergence of the PG phase and its transition to a Mott insulator. Applying a many-body tiling scheme to the fixed-point impurity model uncovers a lattice model with electron interactions and Kondo physics. At half-filling, the interplay between Kondo screening and bath charge fluctuations in the impurity model leads to FL breakdown. This reveals a PG phase characterised by a non-FL (the Mott metal) residing on nodal arcs, gapped antinodal regions of the Fermi surface, and an anomalous scaling of the electronic scattering rate with frequency. The eventual confinement of holon–doublon excitations of this exotic metal obtains a continuous transition into the Mott insulator. Our results identify the PG as a distinct long-range entangled quantum phase, and offer a new route to Mott criticality beyond the paradigm of local quantum criticality.
We present a class of one-dimensional, generic, spinless fermion lattice Hamiltonians that express quasi-Fermi liquid physics, manifesting both Luttinger and Fermi liquid features solely due to irrelevant interactions. Using infinite matrix product state techniques, we unveil its universal structure by calculating static and dynamic responses. Key features include a finite discontinuity in the momentum distribution at the Fermi level, despite power-law singularities in the spectral function protected by particle-hole symmetry. Away from half filling, Landau quasiparticles emerge. Charge dynamics show either high-energy bound states or a concentration of spectral weight within the continuum for attractive or repulsive interactions, respectively. These universal features are realized across multiple models and energy scales, thus reifying the quasi-Fermi liquid as a unique paradigm for one-dimensional fermions.
Since the discovery of the pseudogap and Fermi arc states in underdoped cuprates, the understanding of such non-Fermi-liquid states and the associated violation of Luttinger's theorem have been the central theme in correlated electron systems. However, still lacking is a well-accepted theoretical framework to unambiguously explain these metallic states that are clearly beyond Landau's Fermi liquid and Luttinger's theorem of a Fermi surface and electron filling. Here, we design a lattice model of orthogonal metals with fermion and Ising matter fields coupled to topological order and, by solving the model via unbiased quantum Monte Carlo simulation at generic electron fillings, find that the system gives birth to phenomena of the Fermi arc and pseudogap in the single-particle spectrum that go beyond the Luttinger sum rule with broken Fermi surface but no symmetry breaking. The pseudogap and Fermi arcs coexist with a background of a deconfined Z2{Z}_{2}Z2​ gauge field, and we further find that the confinement transition of the gauge field triggers a superconductivity instability and that the hopping of the gauge-neutral fermions brings the ``large'' Fermi surface back from the Fermi arc state. Our unbiased numerical results provide a concrete model realization and theoretical framework for the coupling between gauge field and fermions and, in the process, generate the rich phenomena of the pseudogap, the Fermi arc, and superconductivity in generic correlated electron systems.
Using the density matrix renormalization group method, we systematically investigate the evolution of the Luttinger integral in the one-dimensional generalized ttt-VVV model as a function of filling and interaction strength, and identify three representative phases. In the weak-coupling regime, the zero-frequency Green's function exhibits a branch-cut structure at the Fermi momentum, and the Luttinger integral accurately reflects the particle density, indicating that the Luttinger theorem holds. As the interaction increases, the spectral weight near the Fermi momentum is gradually suppressed. Interestingly, in the strong coupling regime near half-filling, this singularity is progressively destroyed, accompanied by the emergence of momentum-space zeros in the real part of the Green's function, leading to a novel non-Fermi liquid metallic phase beyond the classic Luttinger liquid paradigm, where the Luttinger surface is no longer defined by a single singularity. While finite spectral weight remains at the original Fermi momentum, the singularity gradually diminishes. Meanwhile, zeros with negligible spectral weight appear away from this momentum, significantly affecting the integral. At exact half-filling, a single-particle gap opens, and the Green's function becomes nearly vanishing across the entire momentum space, indicating the complete suppression of low-energy electronic states consistent with the nature of an insulating charge-density-wave phase. These results suggest that the breakdown of the Luttinger theorem is not triggered by a single mechanism, but rather results from the interplay between interaction-driven evolution of excitation modes and the breaking of particle-hole symmetry, ultimately leading to a continuous reconstruction of the generalized Fermi surface from topologically protected to correlation-driven.
Abstract We present a T = 0 K renormalization group (RG) phase diagram for the electronic Hubbard model in two dimensions on the square lattice at half filling. The RG procedure treats quantum fluctuations in the single particle occupation number nonperturbatively via the unitarily decoupling of one electronic state at every RG step. The resulting phase diagram thus possesses the quantum fluctuation energy scale (ω) as one of its axes. A relation is derived between ω and the effective temperature scale upto which gapless, as well as emergent gapped phases can be obtained. We find that the normal and insulating phases of the half-filled Hubbard model correspond, for any on-site repulsion, to a marginal Fermi liquid normal phase and a topologically-ordered gapped Mott insulating liquid respectively. The marginal Fermi liquid is found to arise from singular forward scattering in directions normal to the nested Fermi surface, while singular backscattering events lead to Mott liquid state. The transition between these two phases involves passage through a pseudogapped phase bookended by Fermi surface topology-changing Lifshitz transitions. The pseudogap phase is observed to arise from the electronic differentiation encoded within the nested Fermi surface, and involves the gradual gapping of the Fermi surface from antinodes to nodes via charge and spin excitations that are mutually entangled. We obtain effective Hamiltonians for various phases, as well as wavefunctions for the low-energy many-body eigenstates of the Mott liquid. Benchmarking of the ground-state energy per particle and the double-occupancy fraction for the Mott liquid against existing numerical results yields excellent agreement. Presence of a Néel ordering symmetry-breaking perturbation in the RG leads to an antiferromagnetic spin-ordered charge insulating Mott state. Our results thus offer novel insights on a variety of aspects of the Mott–Hubbard problem, and can be extended to the doped system.
Many strongly correlated electron systems fall outside the conventional quasiparticle paradigm. Their low-energy fermionic excitations need not be adiabatically connected to the bare electrons or appear as poles of the physical electron single-particle Green's function. This thesis investigates to what extent an effective quasiparticle description can nevertheless survive, and which emergent degrees of freedom provide the appropriate low-energy structure. First, the interaction-driven evolution from a quantum spin Hall insulator to a Mott insulator is studied using the dynamical cluster approximation. Dispersive zeros of the single-particle Green's function emerge near the Mott transition and retain a nontrivial topological character. When symmetry breaking is allowed, a nontopological excitonic insulator is found to intrude between quantum spin Hall and Mott insulators. Encoding both poles and zeros within a low-energy quasiparticle Hamiltonian provides a continuous one-body description of the three phases. On the Mott side, its gap evolution supports interpreting the soft excitonic mode as a bound state of quasiparticle and quasihole excitations tied to the Green's function zeros, rather than to the widely separated Hubbard bands. Second, the intrinsic anomalous Hall conductivity of a topological metal is analyzed within a multiband extension of Landau Fermi-liquid theory. Residual interactions among quasiparticles at the Fermi surface dress the dynamic current vertex and generate corrections to the Berry-curvature contribution obtained from the quasiparticle bands alone. Our result supports recent claims that the correct expressions for topological observables include vertex corrections besides the topological invariants built just upon the Green's function. It also demonstrates that such corrections are naturally accounted for by Landau Fermi-liquid theory. Extracting the relevant ingredients for an effective description of material-relevant correlated systems requires computational tools that remain reliable at low temperatures. To this end, a deterministic strong-coupling impurity solver for dynamical mean-field theory is discussed. By providing static, dynamical, and thermodynamic observables without stochastic sampling, it offers a promising route toward multiorbital and spin-orbit coupled problems where conventional Monte Carlo methods currently struggle. Finally, the auxiliary quasiparticle framework underlying the ghost-Gutzwiller Ansatz is investigated. On a model for correlated quantum spin Hall insulators, we show that the topology of the interacting state is encoded in the auxiliary one-body Hamiltonian. The resulting band-structure reveals topological Hubbard bands whose topological character can be tuned through a finite magnetization. When applied to the single-band t-J model, the same framework yields a fractionalized Fermi liquid (FL*). In this phase, dispersive neutral spinons, with vanishing physical-electron spectral weight, coexist with conventional quasiparticles forming a small hole-like Fermi surface, thus violating Luttinger's theorem. The corresponding temperature--doping phase diagram contains a low-doping FL*, a d-wave superconducting dome, and an overdoped conventional Fermi liquid, thereby reproducing key qualitative features of cuprate phenomenology.