We prove the existence of spontaneous symmetry breaking in suitably low-energy eigenstates of certain gapless and frustrated many-body quantum systems, namely symmetric quantum perturbations to classical models which exhibit spontaneous symmetry breaking of a finite group at some positive temperature. Additionally, the classical model need not be local in space, as long as it satisfies a quantum analogue of the Peierls condition. As an example of our technique, we establish robust ferromagnetism in random-bond Ising models in $d= 2$ dimensions with sufficiently biased random couplings, with weak transverse field. Our mathematical technique is based on establishing quantum bottlenecks, similar to a "many-body WKB" method for evaluating tunneling rates. Using these same methods, we provide new proofs of metastability and the slow decay of the false vacuum, applicable to gapless metastable states. Our work represents a first step towards a rigorous classification of stable gapless quantum phases.
We prove the existence of spontaneous symmetry breaking in suitably low-energy eigenstates of certain gapless and frustrated many-body quantum systems, namely symmetric quantum perturbations to classical models which exhibit spontaneous symmetry breaking of a finite group at some positive temperature. Additionally, the classical model need not be local in space, as long as it satisfies a quantum analogue of the Peierls condition. As an example of our technique, we establish robust ferromagnetism in random-bond Ising models in d=2 dimensions with sufficiently biased random couplings, with weak transverse field. Our mathematical technique is based on establishing quantum bottlenecks, similar to a "many-body WKB" method for evaluating tunneling rates. Using these same methods, we provide new proofs of metastability and the slow decay of the false vacuum, applicable to gapless metastable states. Our work represents a first step towards a rigorous classification of stable gapless quantum phases.
Symmetry in mixed quantum states can manifest in two distinct forms: , where each individual pure state in the quantum ensemble is symmetric with the same charge, and , which applies only to the entire ensemble. This paper explores a novel type of spontaneous symmetry breaking (SSB) where a strong symmetry is broken to a weak one. While the SSB of a weak symmetry is measured by the long-ranged two-point correlation function, the strong-to-weak SSB (SWSSB) is measured by the . We prove that SWSSB is a universal property of mixed-state quantum phases, in the sense that the phenomenon of SWSSB is robust against symmetric low-depth local quantum channels. We also show that the symmetry breaking is “spontaneous” in the sense that the effect of a local symmetry-breaking measurement cannot be recovered locally. We argue that a thermal state at a nonzero temperature in the canonical ensemble (with fixed symmetry charge) should have spontaneously broken strong symmetry. Additionally, we study nonthermal scenarios where decoherence induces SWSSB, leading to phase transitions described by classical statistical models with bond randomness. In particular, the SWSSB transition of a decohered Ising model can be viewed as the “ungauged” version of the celebrated toric-code decodability transition. We confirm that, in the decohered Ising model, the SWSSB transition defined by the fidelity correlator is the only physical transition in terms of channel recoverability. We also comment on other (inequivalent) definitions of SWSSB, through correlation functions with higher Rényi indices.
In quantum many-body systems subjected to generic perturbations, eigenstates are typically fragile and prone to strong mixing, leading to rapid thermalization in dynamics to an equilibrium state described by statistical mechanics. However, there exist robust counterexamples that defy this typical expectation, exhibiting novel non-equilibrium phenomena and offering potential applications in (quantum) information processing. This dissertation explores such systems and establishes their stability against perturbations with mathematical rigor. First, by generalizing the exponentially slow tunneling effect in single-particle quantum mechanics, we develop a theory of metastability in quantum many-body systems, demonstrating their nonperturbatively long lifetimes. As a canonical application, we provide the first general and tight bounds on the slow decay of false vacua. Second, it is known that ground states in finite spatial dimensions can resist arbitrary local perturbations through topologically ordered phases of matter. We extend this notion of stability to quantum error-correcting codes in infinite dimensions, specifically quantum low-density parity-check (LDPC) codes. These codes are of significant interest due to their promise of lower fault-tolerance overhead compared to finite-dimensional codes. Lastly, we analyze classical counterparts of LDPC codes and prove that their eigenstates remain localized in the many-body Hilbert space under generic perturbations. This finding presents the first unambiguous example of a robust violation of the eigenstate thermalization hypothesis. To achieve these results, we introduce advanced techniques to control operator locality, leveraging and generalizing methods such as Lieb-Robinson bounds, cluster expansions, and Schrieffer-Wolff transformations. These tools not only underpin our specific findings but may also prove valuable for broader challenges in mathematical physics of quantum many-body systems.
We present a mathematical theory of metastable pure states in closed many-body quantum systems with finite-dimensional Hilbert space. Given a Hamiltonian, a pure state is defined to be metastable when all sufficiently local operators either stabilize the state or raise its average energy. We prove that short-range-entangled metastable states are necessarily eigenstates (scars) of a perturbatively close Hamiltonian. Given any metastable eigenstate of a Hamiltonian, in the presence of perturbations, we prove the presence of prethermal behavior: Local correlation functions decay at a rate bounded by a timescale nonperturbatively long in the inverse metastability radius, rather than Fermi’s golden rule. Inspired by this general theory, we prove that the lifetime of the false vacuum in certain d -dimensional quantum models grows at least as fast as exp ( ε − d ) , where ε → 0 is the relative energy density of the false vacuum; this lower bound matches, for the first time, explicit calculations using quantum field theory. We identify metastable states at finite energy density in the PXP model, along with exponentially many metastable states in “helical” spin chains and the two-dimensional Ising model. Our inherently quantum formalism reveals precise connections between many problems, including prethermalization, robust quantum scars, and quantum nucleation theory, and applies to systems without known semiclassical and/or field-theoretic limits.
Abstract We study the stability with respect to a broad class of perturbations of gapped ground-state phases of quantum spin systems defined by frustration-free Hamiltonians. The core result of this work is a proof using the Bravyi–Hastings–Michalakis (BHM) strategy that under a condition of local topological quantum order (LTQO), the bulk gap is stable under perturbations that decay at long distances faster than a stretched exponential. Compared to previous work, we expand the class of frustration-free quantum spin models that can be handled to include models with more general boundary conditions, and models with discrete symmetry breaking. Detailed estimates allow us to formulate sufficient conditions for the validity of positive lower bounds for the gap that are uniform in the system size and that are explicit to some degree. We provide a survey of the BHM strategy following the approach of Michalakis and Zwolak, with alterations introduced to accommodate more general than just periodic boundary conditions and more general lattices. We express the fundamental condition known as LTQO by means of an indistinguishability radius, which we introduce. Using the uniform finite-volume results, we then proceed to study the thermodynamic limit. We first study the case of a unique limiting ground state and then also consider models with spontaneous breaking of a discrete symmetry. In the latter case, LTQO cannot hold for all local observables. However, for perturbations that preserve the symmetry, we show stability of the gap and the structure of the broken symmetry phases. We prove that the GNS Hamiltonian associated with each pure state has a non-zero spectral gap above the ground state.
Since the discovery of phase transitions driven by topological defects, the classification of phases of matter has been significantly extended beyond Ginzburg and Landau's paradigm of spontaneous symmetry breaking (SSB). In particular, intrinsic and symmetry-protected topological (SPT) orders have been discovered in (mostly gapped) quantum many-body ground states. However, these are commonly viewed as zero-temperature phenomena, and their robustness in a gapless ground state or against thermal fluctuations remains challenging to tackle. Here we introduce an explicit construction for SPT-type states with hidden order associated with SSB: They feature (quasi-)long-range correlations along appropriate edges but short-range order in the bulk, ground state degeneracy associated with SSB, and nonlocal string order in the bulk. We apply our construction to predict two types of finite-temperature SPT transitions protected by 1-form symmetries in the Ising and BKT class, respectively, where the usual signs of criticality appear despite the absence of a diverging correlation length in the bulk. While the state featuring hidden Ising order is gapped, the other SPT state associated with the BKT-SPT transition has hidden U ( 1 ) or XY order and constitutes an intrinsically gapless SPT state, associated with a gapless Goldstone mode. Specifically, in this work we discuss spins with global Z 2 or U ( 1 ) symmetry coupled to link variables constituting a loop gas model with a 1-form symmetry. By mapping this system to an Ising-gauge theory, we demonstrate that one of the SPT phases we construct corresponds to the Higgs-SPT phase at T = 0 – which we show here to remain stable at finite temperature. Our work paves the way for a more systematic search for hidden order SPT phases, including in gapless systems, and raises the question if a natural (finite- T ) spin liquid candidate exists that realizes hidden order in the Higgs-SPT class.
The recent development of bootstrap methods based on semidefinite relaxations of positivity constraints has enabled rigorous two-sided bounds on local observables directly in the thermodynamic limit. However, these bounds inevitably become loose in symmetry broken phases, where local constraints are insufficient to capture long-range order. In this work, we identify the origin of this looseness as order parameter defects which are difficult to remove using local operators. We introduce a defect bootstrap framework that resolves this limitation by embedding the system into an auxiliary defect model equipped with ancilla degrees of freedom. This construction effectively enables local operators to remove order parameter defects, yielding tighter bounds in phases with spontaneous symmetry breaking. This approach can be applied broadly to pairwise-interacting local lattice models with discrete or continuous internal symmetries that satisfy a property we call defect diamagnetism, which requires that the ground state energy does not decrease upon adding any finite number of symmetry defects. Applying the method to the transverse field Ising models in 1D and 2D, we obtain significantly improved bounds on energy densities and spin correlation functions throughout the symmetry broken phase in 1D and deep within the phase in 2D. Our results demonstrate that physically motivated constraint sets can dramatically enhance the power of bootstrap methods for quantum many-body systems.