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arXiv:2603.07002

Consistency of Generalised Probabilistic Theories is Undecidable

Serge Massar

quant-phSubmitted Mar 7, 2026• Announced Mar 10, 2026• 0 citations• Revised Aug 19, 2026 (v3)
v1 · Mar 7, 2026v2 · Mar 16, 2026v3 · Aug 19, 2026
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Abstract

Generalised Probabilistic Theories (GPTs) provide a unifying framework encompassing classical theories, quantum theories, as well as hypothetical alternatives. We investigate both the problem of extending a system with a finite set of transformations, and the problem of adding to a translation-invariant set of systems a finite set of entangled states and effects, plus all their images under the translation symmetry. We show that determining whether such extensions are consistent with the axioms of GPTs is undecidable. The source of the undecidability is that these finite extensions can generate infinitely many conditions which must be checked: iterating transformations may produce infinitely many new transformations; and similarly, entangled states and effects may generate infinitely many new states via the analogue of teleportation. Our results show that extending GPTs to include dynamics or entanglement encounters fundamental computability obstructions, which can only be circumvented by introducing additional physical or mathematical assumptions.

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18 pages

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Generalised Probabilistic Theories (GPTs) provide a unifying framework encompassing classical theories, quantum theories, as well as hypothetical alternatives. We investigate both the problem of extending a system with a finite set of transformations, and the problem of adding to a translation-invariant set of systems a finite set of entangled states and effects, plus all their images under the translation symmetry. We show that determining whether such extensions are consistent with the axioms of GPTs is undecidable. The source of the undecidability is that these finite extensions can generate infinitely many conditions which must be checked: iterating transformations may produce infinitely many new transformations; and similarly, entangled states and effects may generate infinitely many new states via the analogue of teleportation. Our results show that extending GPTs to include dynamics or entanglement encounters fundamental computability obstructions, which can only be circumvented by introducing additional physical or mathematical assumptions.
Abstract In this paper, a modified formulation of generalised probabilistic theories that will always give rise to the structure of Hilbert space of quantum mechanics, in any finite outcome space, is presented and the guidelines to how to extend this work to infinite dimensional Hilbert spaces are given. Moreover, this new formulation which will be called as extended operational‐probabilistic theories, applies not only to quantum systems, but also equally well to classical systems, without violating Bell's theorem, and at the same time solves the measurement problem. A new answer to the question of why our universe is quantum mechanical rather than classical will be presented. Besides, this extended probability theory shows that it is non‐determinacy, or to be more precise, the non‐deterministic description of the universe, that makes the laws of physics the way they are. In addition, this paper shows that there is still a possibility that there might be a deterministic level from which our universe emerges, which if understood correctly, may open the door wide to applications in areas such as quantum computing. In addition, this paper explains the deep reason why complex Hilbert spaces in quantum mechanics are needed.
Generalized probabilistic theories (GPT) provide a general framework that includes classical and quantum theories. It is described by a cone CCC and its dual C∗C^*C∗. We show that whether some one-way communication complexity problems can be solved within a GPT is equivalent to the recently introduced cone factorisation of the corresponding communication matrix MMM. We also prove an analogue of Holevo's theorem: when the cone CCC is contained in Rn\mathbb{R}^{n}Rn, the classical capacity of the channel realised by sending GPT states and measuring them is bounded by log⁡n\log nlogn. Polytopes and optimising functions over polytopes arise in many areas of discrete mathematics. A conic extension of a polytope is the intersection of a cone CCC with an affine subspace whose projection onto the original space yields the desired polytope. Extensions of polytopes can sometimes be much simpler geometric objects than the polytope itself. The existence of a conic extension of a polytope is equivalent to that of a cone factorisation of the slack matrix of the polytope, on the same cone. We show that all 0/10/10/1 polytopes whose vertices can be recognized by a polynomial size circuit, which includes as a special case the travelling salesman polytope and many other polytopes from combinatorial optimisation, have small conic extension complexity when the cone is the completely positive cone. Using recent exponential lower bounds on the linear extension complexity of polytopes, this provides an exponential gap between the communication complexity of GPT based on the completely positive cone and classical communication complexity, and a conjectured exponential gap with quantum communication complexity. Our work thus relates the communication complexity of generalisations of quantum theory to questions of mainstream interest in the area of combinatorial optimisation.
Generalized probabilistic theories (GPTs) provide a unified framework for describing probabilistic physical theories, encompassing classical and quantum theories as well as hypothetical theories beyond quantum mechanics. Since most GPTs are highly unrealistic and far removed from known physical theories, it is important to constrain them by physically reasonable principles. One of the most important such principles is consistency with thermodynamics, which has been extensively studied through toy models involving semipermeable membranes (SPMs) implementing measurements. On the other hand, information thermodynamics, which plays a central role in understanding the relationship between measurement and thermodynamics in classical and quantum theory, has remained largely undeveloped in GPTs. In this work, we construct information thermodynamics in GPTs and provide a unified framework for analyzing the relationship between measurement, feedback, information erasure, and the second law of thermodynamics. We also formulate a general framework for SPM models and analyze the thermodynamic cost of measurements implemented by SPMs. As a result, we show that no work can be extracted in contradiction with the second law as long as the measurement processes are consistent with entropy nondecrease, and derive sufficient conditions for this property for several entropy definitions proposed in GPTs. Moreover, by considering measurement processes violating these conditions, we construct explicit GPT systems realizing isothermal SPM cycles from which positive work can be extracted. These results demonstrate that violations of the second law can arise from the lack of fundamental entropy properties or discrepancies between entropy definitions, and provide a unified and model-independent foundation for understanding the relationship between thermodynamics and measurement in GPTs.
Quantum theory is considered to be the most fundamental and most accurate physical theory of today. Although quantum theory is conceptually difficult to understand, its mathematical structure is quite simple. What determines this particularly simple and elegant mathematical structure? In short: Why is quantum theory as it is? Addressing such questions is the aim of investigating the foundations of quantum theory. In the past this field of research was sometimes considered as an academic subject without much practical impact. However, with the emergence of quantum information theory this perception has changed significantly and both fields started to fruitfully influence each other. Today fundamental aspects of quantum theory attract increasing attention and the field belongs to the most exciting subjects of theoretical physics. This thesis is concerned with a particular branch in this field, namely, with so-called Generalized Probabilistic Theories (GPTs), which provide a unified theoretical framework in which classical and quantum theory emerge as special cases. This is used to examine nonlocal features that help to distinguish quantum theory from alternative toy theories. In order to extend the scope of theories that can be examined with the framework, we also introduce several generalizations to the framework itself. We start in Chapter 1 with introducing the standard GPT framework and summarize previous results, based on a review paper of the author [New J. Phys. 13, 063024 (2011)]. To keep the introduction accessible to a broad readership, we follow a constructive approach. Starting from few basic physically motivated assumptions we show how a given set of observations can be manifested in an operational theory. Furthermore, we characterize consistency conditions limiting the range of possible extensions. We point out that non-classical features of single systems can equivalently result from higher dimensional classical theories that have been restricted. Entanglement and non-locality, however, are shown to be genuine non-classical features. We review features that have been found to be specific for quantum theory separably or single and joint systems. Chapter 2 incorporates results published in [J. Phys. A 47(32), pp. 1-32 (2014)] and [Proc. QPL 2011 via EPTCS vol. 95, pp. 183–192 (2012)]. The GPT framework is applied to show how the structure of local state spaces indirectly affects possible nonlocal correlations, which are global properties of a theory. These correlations are stronger than those possible in a classical theory, but happen to show different restrictions that can be linked to the structure of subsystems. We first illustrate the phenomenon with toy theories with particular local state spaces. We than show that a particular class of joint states (inner product states), whose existence depends on geometrical properties of the local subsystems, can only have correlations for a known limited set called Q1. All bipartite correlations of both, quantum and classical correlations, can be mapped to measurement statistics from such joint states. Chapter 3 shows unpublished results on entanglement swapping in GPTs. This protocol, which is well known in quantum information theory, allows to nonlocally transfer entanglement to initially unentangled parties with the help of a third party that shares entanglement with each. We review our approach published in [Proc. QPL 2011 via EPTCS vol. 95, pp. 183–192 (2012)], which mimics the joint systems' structure of quantum theory by modifying a popular toy theory known as boxworld. However, it is illustrated that this approach fails for bigger multipartite systems due to inconsistencies evoked by entanglement swapping. It turns out that the GPT framework does not allow entanglement swapping for general subsystems with two-dimensional state spaces with transitive pure states. Altering the GPT framework to allow completely globally degrees of freedom, however, enables us to construct consistent entanglement swapping for these subsystems. This construction resembles the situation in quantum theory on a real Hilbert space. A questionable assumption usually taken in the standard GPT framework is the so-called no-restriction hypothesis. It states that the measurement that are possible in a theory can be derived from the state space. In fact, this assumption seems to exist for reasons of mathematical convenience, but it seems to lack physical motivation. We generalize the GPT framework to also account for systems that do not obey the no-restriction hypothesis in Chapter 4, which presents results published in [Phys. Rev. A 87, 052131 (2013)] and [Proc. QPL 2013, to be published in EPTCS]. The extended framework includes new classes of probabilistic theories. As an example, we show how to construct theories that include intrinsic noise. We also provide a "self-dualization" procedure that requires the violation of the no-restriction hypothesis. This procedure restricts the measurement of arbitrary theories such that the theories act as if they were self-dual. Self-duality has recently gathered lots of interest, since such theories share many features of quantum theory. For example Tsirelson’s bound holds for correlations on the maximally entangled state in these theories. Finally, we characterize the maximal set of joint states that can be consistently defined for given subsystems. This generalizes the maximal tensor product of the standard GPT framework.
Generalized probabilistic theories (GPTs) provide a framework in which a range of possible theories can be examined, including classical theory, quantum theory, and those beyond. In general, enlarging the state space of a GPT leads to fewer possible measurements because the additional states give stronger constraints on the set of effects, the constituents of measurements. This can have implications for information processing. In box world, for example, a GPT in which any no-signaling distribution can be realized, there is no analog of a measurement in the Bell basis and hence the analog of entanglement swapping is impossible. A comprehensive study of measurements on multiple systems in box world has been lacking. Here we consider such measurements in detail, distinguishing those that can be performed by interacting with individual systems sequentially (termed wirings), and the more interesting set of those that cannot. We compute all the possible box-world effects for cases with small numbers of inputs, outputs, and parties, identifying those that are wirings. The large state space of box world leads to a small effect space and hence the effects of box world are widely applicable in GPTs. We also show some possible uses of nonwirings for information processing by studying state discrimination, nonlocality distillation, and the box-world analog of nonlocality without entanglement. Finally, we connect our results to the study of logically consistent classical processes and to the composition of contextuality scenarios. By enhancing understanding of measurements in box world, our results could be useful in studies of possible underlying principles on which quantum theory can be based.
Abstract Arguably, the largest class of stochastic processes generated by means of a finite memory consists of those that are sequences of observations produced by sequential measurements in a suitable generalized probabilistic theory (GPT). These are constructed from a finite-dimensional memory evolving under a set of possible linear maps, and with probabilities of outcomes determined by linear functions of the memory state. Examples of such models are given by classical hidden Markov processes, where the memory state is a probability distribution, and at each step it evolves according to a non-negative matrix, and hidden quantum Markov processes, where the memory is a finite-dimensional quantum system, and at each step it evolves according to a completely positive map. Here we show that the set of processes admitting a finite-dimensional explanation do not need to be explainable in terms of either classical probability or quantum mechanics. To wit, we exhibit families of processes that have a finite-dimensional explanation, defined manifestly by the dynamics of an explicitly given GPT, but that do not admit a quantum, and therefore not even classical, explanation in finite dimension. Furthermore, we present a family of quantum processes on qubits and qutrits that do not admit a classical finite-dimensional realization, which includes examples introduced earlier by Fox, Rubin, Dharmadikari and Nadkarni as functions of infinite-dimensional Markov chains, and lower bound the size of the memory of a classical model realizing a noisy version of the qubit processes.