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arXiv:2603.04567

Necessary conditions for the Markovian Mpemba effect

Ido Avitan, Roee Factor, David Gelbwaser-Klimovsky

cond-mat.stat-mechquant-phSubmitted Mar 4, 2026• Announced Mar 6, 2026
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Abstract

The Mpemba effect is a thermodynamic anomaly in which a system farther away in temperature from equilibrium thermalizes before one that is initially closer. The effect has been experimentally observed across a wide range of systems, including water, colloids, and trapped ions. It has recently been the focus of numerous studies aimed at understanding its mechanisms and developing multiple applications. Despite extensive work in the field, clearly determining which types of systems exhibit the Mpemba effect remains an open question. To address this, we derive simple necessary conditions on the transition rates for the Mpemba effect in a Markovian 3-level system and show that they can be applied to study the Mpemba effect in an N-level system. Multiple time scales govern thermalization in these systems. This allows the evolution to occur more quickly across larger temperature differences, explaining the Mpemba effect. We apply our protocol to evaluate which types of systems exhibit the Mpemba effect and, in doing so, explain why the Mpemba effect in Markovian systems remains a thermodynamic anomaly. In particular, due to the maximum entropy principle, our conditions allow us to discard the sub-Ohmic and Ohmic spectra. The latter describes a wide range of physical and chemical phenomena, which will not exhibit the Mpemba effect. Moreover, our results provide a clear path to determine the minimal physical requirements for the Mpemba effect, and we apply them to understand its underlying mechanisms better. Finally, our protocol could help identify relevant parameters for experiments, numerical simulations and diverse applications.

Related papers

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The Mpemba effect is an anomalous phenomenon in which the time to thermalize does not depend monotonically on the distance from equilibrium, allowing systems with an initially larger temperature difference to thermalize before those with a smaller one. The rarity of the effect makes it hard to find parameters that produce it, complicating the design of experiments and the development of applications. Here, we find necessary and sufficient conditions for the Markovian Mpemba effect in three-level systems and explain its underlying physical mechanisms. Based on our understanding of the three-level case, we develop an efficient algorithm to determine the parameters for the effect in $N$-level systems. This protocol could open the door for the realization of Mpemba experiments and related applications in large systems.

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In recent years, the quantum Mpemba effect (QME) which occurs when an out-of-equilibrium system reaches equilibrium faster than another that is closer to equilibrium has attracted significant attention from the scientific community as an intriguing and counterintuitive phenomenon. It generalizes its classical counterpart, extending the concept beyond thermal equilibration. This paper approaches the QME for Markovian open quantum systems from different perspectives. Firstly, we propose a physical mechanism based on decoherence-free subspaces. Secondly, we show that a macroscopic enhancement of the decay rate that scales linearly with system size can be obtained, leading to an extreme version of the phenomenon on Markovian open quantum systems. Thirdly, we study the Mpemba effect through the unravelings of Davies maps, revealing subtleties in the figures of merit which are chosen for obtaining the QME. Lastly, we propose a microscopic model for a better understanding of thermal bath dynamics in this context.

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Thermodynamic limits of the Mpemba effect: A unified resource theory analysis of correlation-enabled mechanisms

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The Mpemba effect, in which a hotter system cools faster than a colder one, remains one of the most intriguing anomalies in thermodynamics. Here, we investigate its microscopic origin within the framework of quantum resource theories and introduce correlations as a new enabling mechanism: classical correlations can support the effect, whereas quantum correlations become relevant only under specific energy-degeneracy conditions. Importantly, correlations are necessary but not sufficient. Whether they induce the effect depends on their distribution across subsystems and on system parameters. Other resources, such as non-Markovian memory effects and Hilbert space dimensionality, primarily modulate the temperature window in which the effect can occur. Finally, by analyzing both didactic multi-qubit instances and a phenomenological single-molecule model of water, we demonstrate that the insufficiency of correlations helps explain the sporadic and sometimes contradictory observations of the Mpemba effect in experiments.

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The quantum Mpemba effect refers to the counterintuitive phenomenon in which a system initially farther from equilibrium relaxes faster than one prepared closer to it. Several mechanisms have been identified in open quantum systems to explain this behavior, including the strong Mpemba effect, non-Markovian memory, and initial system-reservoir entanglement. Here, we unveil a distinct mechanism rooted in the non-normal nature of the Liouvillian superoperator in Markovian dynamics. When the Liouvillian's eigenmodes are non-orthogonal, transient interference between decaying modes can induce anomalous early-time behavior-such as delayed thermalization or transient freezing-even though asymptotic decay rates remain unchanged. This differs fundamentally from strong Mpemba effects, which hinge on suppressed overlap with slow-decaying modes. We demonstrate this mechanism using a waveguide quantum electrodynamics model, where quantum emitters interact with the photonic modes of a one-dimensional waveguide. The directional and radiative nature of these couplings naturally introduces non-normality into the system's dynamics. As a result, certain initial states-despite being closer to equilibrium-can exhibit slower relaxation at short times. This work reveals a previously unexplored and universal source of Mpemba-like behavior in memoryless quantum systems, expanding the theoretical framework for anomalous relaxation and opening new avenues for control in engineered quantum platforms.

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The Mpemba effect has initially been noticed in macroscopic systems-namely that hot water can freeze faster than cold water-but recently its extension to open quantum systems has attracted significant attention. This phenomenon can be explained in the context of nonequilibrium thermodynamics of Markovian systems, relying on the amplitudes of different decay modes of the system dynamics. Here, we study the Mpemba effect in a single-level quantum dot coupled to a thermal bath, highlighting the role of the sign and magnitude of the electron-electron interaction in the occurrence of the Mpemba effect. We gain physical insights into the decay modes from a dissipative symmetry of this system called fermionic duality. Based on this analysis of the relaxation to equilibrium of the dot, we derive criteria for the occurrence of the Mpemba effect using two thermodynamically relevant measures of the distance to equilibrium, the nonequilibrium free energy and the dot energy. We furthermore compare this effect to a possible exponential speedup of the relaxation. Finally, we propose experimentally relevant schemes for the state preparation and explore different ways of observing the Mpemba effect in quantum dots in experiments.

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The Mpemba effect is a counterintuitive physical phenomenon where a hot system cools faster than a warm one. In recent years, theoretical analyses of the Mpemba effect have been developed for microscopic systems and experimentally verified. However, the conventional theory relies on a specific choice of distance measure to quantify relaxation speed, leading to several theoretical ambiguities. In this Letter, we derive a rigorous quantification of the Mpemba effect based on thermomajorization theory, referred to as the thermomajorization Mpemba effect. This approach resolves all existing ambiguities and provides a unification of the conventional Mpemba effect across all monotone measures. Furthermore, we demonstrate the generality of the thermomajorization Mpemba effect for Markovian dynamics, rigorously proving that it can occur in any temperature regime with fixed energy levels.

arXiv:2410.06686•Physical Review Letters•Mar 10, 2025•38 citations
The Mpemba effect is a thermodynamic anomaly in which a system farther away in temperature from equilibrium thermalizes before one that is initially closer. The effect has been experimentally observed across a wide range of systems, including water, colloids, and trapped ions. It has recently been the focus of numerous studies aimed at understanding its mechanisms and developing multiple applications. Despite extensive work in the field, clearly determining which types of systems exhibit the Mpemba effect remains an open question. To address this, we derive simple necessary conditions on the transition rates for the Mpemba effect in a Markovian 3-level system and show that they can be applied to study the Mpemba effect in an N-level system. Multiple time scales govern thermalization in these systems. This allows the evolution to occur more quickly across larger temperature differences, explaining the Mpemba effect. We apply our protocol to evaluate which types of systems exhibit the Mpemba effect and, in doing so, explain why the Mpemba effect in Markovian systems remains a thermodynamic anomaly. In particular, due to the maximum entropy principle, our conditions allow us to discard the sub-Ohmic and Ohmic spectra. The latter describes a wide range of physical and chemical phenomena, which will not exhibit the Mpemba effect. Moreover, our results provide a clear path to determine the minimal physical requirements for the Mpemba effect, and we apply them to understand its underlying mechanisms better. Finally, our protocol could help identify relevant parameters for experiments, numerical simulations and diverse applications.
Efficient protocol for the Markovian Mpemba effect in NNN-level systems
The Mpemba effect is an anomalous phenomenon in which the time to thermalize does not depend monotonically on the distance from equilibrium, allowing systems with an initially larger temperature difference to thermalize before those with a smaller one. The rarity of the effect makes it hard to find parameters that produce it, complicating the design of experiments and the development of applications. Here, we find necessary and sufficient conditions for the Markovian Mpemba effect in three-level systems and explain its underlying physical mechanisms. Based on our understanding of the three-level case, we develop an efficient algorithm to determine the parameters for the effect in NNN-level systems. This protocol could open the door for the realization of Mpemba experiments and related applications in large systems.
In recent years, the quantum Mpemba effect (QME) which occurs when an out-of-equilibrium system reaches equilibrium faster than another that is closer to equilibrium has attracted significant attention from the scientific community as an intriguing and counterintuitive phenomenon. It generalizes its classical counterpart, extending the concept beyond thermal equilibration. This paper approaches the QME for Markovian open quantum systems from different perspectives. Firstly, we propose a physical mechanism based on decoherence-free subspaces. Secondly, we show that a macroscopic enhancement of the decay rate that scales linearly with system size can be obtained, leading to an extreme version of the phenomenon on Markovian open quantum systems. Thirdly, we study the Mpemba effect through the unravelings of Davies maps, revealing subtleties in the figures of merit which are chosen for obtaining the QME. Lastly, we propose a microscopic model for a better understanding of thermal bath dynamics in this context.
The Mpemba effect, in which a hotter system cools faster than a colder one, remains one of the most intriguing anomalies in thermodynamics. Here, we investigate its microscopic origin within the framework of quantum resource theories and introduce correlations as a new enabling mechanism: classical correlations can support the effect, whereas quantum correlations become relevant only under specific energy-degeneracy conditions. Importantly, correlations are necessary but not sufficient. Whether they induce the effect depends on their distribution across subsystems and on system parameters. Other resources, such as non-Markovian memory effects and Hilbert space dimensionality, primarily modulate the temperature window in which the effect can occur. Finally, by analyzing both didactic multi-qubit instances and a phenomenological single-molecule model of water, we demonstrate that the insufficiency of correlations helps explain the sporadic and sometimes contradictory observations of the Mpemba effect in experiments.
The quantum Mpemba effect refers to the counterintuitive phenomenon in which a system initially farther from equilibrium relaxes faster than one prepared closer to it. Several mechanisms have been identified in open quantum systems to explain this behavior, including the strong Mpemba effect, non-Markovian memory, and initial system-reservoir entanglement. Here, we unveil a distinct mechanism rooted in the non-normal nature of the Liouvillian superoperator in Markovian dynamics. When the Liouvillian's eigenmodes are non-orthogonal, transient interference between decaying modes can induce anomalous early-time behavior-such as delayed thermalization or transient freezing-even though asymptotic decay rates remain unchanged. This differs fundamentally from strong Mpemba effects, which hinge on suppressed overlap with slow-decaying modes. We demonstrate this mechanism using a waveguide quantum electrodynamics model, where quantum emitters interact with the photonic modes of a one-dimensional waveguide. The directional and radiative nature of these couplings naturally introduces non-normality into the system's dynamics. As a result, certain initial states-despite being closer to equilibrium-can exhibit slower relaxation at short times. This work reveals a previously unexplored and universal source of Mpemba-like behavior in memoryless quantum systems, expanding the theoretical framework for anomalous relaxation and opening new avenues for control in engineered quantum platforms.
The Mpemba effect has initially been noticed in macroscopic systems-namely that hot water can freeze faster than cold water-but recently its extension to open quantum systems has attracted significant attention. This phenomenon can be explained in the context of nonequilibrium thermodynamics of Markovian systems, relying on the amplitudes of different decay modes of the system dynamics. Here, we study the Mpemba effect in a single-level quantum dot coupled to a thermal bath, highlighting the role of the sign and magnitude of the electron-electron interaction in the occurrence of the Mpemba effect. We gain physical insights into the decay modes from a dissipative symmetry of this system called fermionic duality. Based on this analysis of the relaxation to equilibrium of the dot, we derive criteria for the occurrence of the Mpemba effect using two thermodynamically relevant measures of the distance to equilibrium, the nonequilibrium free energy and the dot energy. We furthermore compare this effect to a possible exponential speedup of the relaxation. Finally, we propose experimentally relevant schemes for the state preparation and explore different ways of observing the Mpemba effect in quantum dots in experiments.
The Mpemba effect is a counterintuitive physical phenomenon where a hot system cools faster than a warm one. In recent years, theoretical analyses of the Mpemba effect have been developed for microscopic systems and experimentally verified. However, the conventional theory relies on a specific choice of distance measure to quantify relaxation speed, leading to several theoretical ambiguities. In this Letter, we derive a rigorous quantification of the Mpemba effect based on thermomajorization theory, referred to as the thermomajorization Mpemba effect. This approach resolves all existing ambiguities and provides a unification of the conventional Mpemba effect across all monotone measures. Furthermore, we demonstrate the generality of the thermomajorization Mpemba effect for Markovian dynamics, rigorously proving that it can occur in any temperature regime with fixed energy levels.