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arXiv:2602.10950 · Physical review. B./Physical review. B

Photon counting beyond the rotating-wave approximation

Steven Kim, Fabian Hassler

cond-mat.mes-hallquant-phSubmitted Feb 11, 2026• Announced Feb 12, 2026• 0 citations• Revised Jun 4, 2026 (v2)
v1 · Feb 11, 2026v2 · Jun 4, 2026
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Abstract

Open quantum systems are often described by a Lindblad master equation, which relies on a set of approximations, most importantly the rotating-wave approximation which is only valid for weak damping. In the Lindblad setting, dissipative processes are described through jump operators, distinguishing between absorption and emission of photons. This enables the simple identification of emitted photons which provides a straightforward way to obtain the radiation statistics. Outside the rotating-wave limit, the Lindblad approach does not work. Open quantum systems can then be described by, e.g., the quantum Langevin equation. However, in this framework the number of emitted photons is not easily accessible. In this work, we point out how to obtain the photon counting statistics from a quantum Langevin equation and provide an expression for the photon current operator, for arbitrary systems coupled to linear environments. As an example, we employ the method to study the radiation statistics of a damped harmonic oscillator at finite temperature beyond the rotating-wave approximation. We show that even outside the rotating-wave limit, the most important contribution to the radiation statistics can be captured by an effective Lindblad equation, thus extending the range of possible applications of the Lindblad framework.

Journal reference
Phys. Rev. B 114, 125424 (2026)
DOI
10.1103/r2kl-xvd2
Comments
10 pages, 5 figures

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Open quantum systems are often described by a Lindblad master equation, which relies on a set of approximations, most importantly the rotating-wave approximation which is only valid for weak damping. In the Lindblad setting, dissipative processes are described through jump operators, distinguishing between absorption and emission of photons. This enables the simple identification of emitted photons which provides a straightforward way to obtain the radiation statistics. Outside the rotating-wave limit, the Lindblad approach does not work. Open quantum systems can then be described by, e.g., the quantum Langevin equation. However, in this framework the number of emitted photons is not easily accessible. In this work, we point out how to obtain the photon counting statistics from a quantum Langevin equation and provide an expression for the photon current operator, for arbitrary systems coupled to linear environments. As an example, we employ the method to study the radiation statistics of a damped harmonic oscillator at finite temperature beyond the rotating-wave approximation. We show that even outside the rotating-wave limit, the most important contribution to the radiation statistics can be captured by an effective Lindblad equation, thus extending the range of possible applications of the Lindblad framework.
Away from equilibrium, the properties of open quantum systems depend on the details of their environment. A microscopic derivation of a master equation (ME) is therefore crucial. Of particular interest are Lindblad-type equations, not only because they provide the most general class of Markovian MEs, but also since they are the starting point for efficient quantum trajectory simulations. Lindblad-type MEs are commonly derived from the Born-Markov-Redfield equation via a rotating-wave approximation (RWA). However the RWA is valid only for ultraweak system-bath coupling and often fails to accurately describe nonequilibrium processes. Here we derive an alternative Lindbladian approximation to the Redfield equation, which does not rely on ultraweak system-bath coupling. Applying it to an extended Hubbard model coupled to Ohmic baths, we show that, especially away from equilibrium, it provides a good approximation in large parameter regimes where the RWA fails.
We formulate the general approach based on the Lindblad equation to calculate the full counting statistics of work and heat produced by driven quantum systems weakly coupled with a Markovian thermal bath. The approach can be applied to a wide class of dissipative quantum systems driven by an arbitrary force protocol. We show the validity of general fluctuation relations and consider several generic examples. The possibilities of using calorimetric measurements to test the presence of coherence and entanglement in the open quantum systems are discussed.
The Lindblad master equation is a foundational tool for modeling the dynamics of open quantum systems. As its use has extended far beyond its original domain, the boundaries of its validity have grown opaque. In particular, the rise of new research areas including open quantum many body systems, non-equilibrium condensed matter, and the possibility to test its limits in driven-open quantum simulators, call for a critical revision of its regimes of applicability. In this pedagogical review, we re-examine the folklore surrounding its three standard approximations (Born, Markov, and Rotating Wave Approximation), as we build our narrative by employing a series of examples and case studies accessible to any reader with a solid background on the fundamentals of quantum mechanics. As a synthesis of our work, we offer a checklist that contrasts common lore with refined expectations, offering a practical guideline for assessing the breakdown of the Lindblad framework in the problem at hand.
The interrelationship between the non-Markovian stochastic Schr\"odinger equations and the corresponding non-Markovian master equations is investigated in the finite-temperature regimes. We show that the general finite-temperature non-Markovian trajectories can be used to derive the corresponding non-Markovian master equations. A simple, yet important solvable example is the well-known damped harmonic oscillator model in which a harmonic oscillator is coupled to a finite-temperature reservoir in the rotating-wave approximation. The exact convolutionless master equation for the damped harmonic oscillator is obtained by averaging the quantum trajectories, relying upon no assumption of coupling strength or time scale. The master equation derived in this way automatically preserves the positivity, Hermiticity, and unity.
Statistical fluctuations in linear quantum-mechanical systems are shown to result from a projection of the total quantum system onto a restricted subspace. The resulting equations of motion are of the generalized Langevin form, with fluctuating and dissipative terms. These terms are related by a quantum-mechanical fluctuation-dissipation relation that ensures thermal equilibration. We analyze the dynamical behavior of the subsystem and elucidate the meaning and interrelation of several ubiquitous concepts in the following context: weak-coupling limit, Markovian limit, rotating-wave approximation (RWA), and low-temperature behavior. The three most salient consequences of our analysis are as follows: (1) The time scale for the correlation of fluctuations and the dissipation can be quite distinct, (2) the traditional implementation of the RWA only gives valid results in the strict weak-coupling limit, and (3) a reformulation of the RWA valid at arbitrary coupling strengths, and hence at arbitrarily low temperatures, is possible.
We derive a nonperturbative bound on the distance between evolutions of open quantum systems described by time-dependent generators. We show how this result can be employed to provide an explicit upper bound on the error of the rotating-wave approximation in the presence of dissipation and decoherence. We apply the derived bound to the strong-coupling limit in open quantum systems and to the secular approximation used to obtain a master equation of the Gorini-Kossakowski-Lindblad-Sudarshan form from the Redfield master equation.