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arXiv:2601.22863

Dynamics of states of infinite quantum systems as a cornerstone of the second law of thermodynamics

Walter F. Wreszinski

quant-phSubmitted Jan 30, 2026• Announced Feb 2, 2026• 0 citations• Revised Mar 15, 2026 (v4)
v1 · Jan 30, 2026v2 · Feb 11, 2026v3 · Feb 24, 2026v4 · Mar 15, 2026v5 · Apr 13, 2026
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Abstract

We improve on our version of the second law of thermodynamics as a deterministic theorem for quantum spin systems in two basic aspects. The first concerns the general statement of the second law: spontaneous changes in an adiabatically closed system will always be in the direction of increasing mean entropy, which rises to a maximal value. Two specific examples concern the transition from pure to mixed states in two different universality classes of dynamics in one dimension, one being the exponential model, the other the Dyson model, the dynamics of the latter exhibiting strong graphical evidence of quantum chaos, as a consequence of the results of Albert and Kiessling on the Cloitre function.

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31 pages, one figure

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We improve on our version of the second law of thermodynamics as a deterministic theorem for quantum spin systems in two basic aspects. The first concerns the general statement of the second law: spontaneous changes in an adiabatically closed system will always be in the direction of increasing mean entropy, which rises to a maximal value. Two specific examples concern the transition from pure to mixed states in two different universality classes of dynamics in one dimension, one being the exponential model, the other the Dyson model, the dynamics of the latter exhibiting strong graphical evidence of quantum chaos, as a consequence of the results of Albert and Kiessling on the Cloitre function.
We improve on our version of the second law of thermodynamics as a deterministic theorem for quantum spin systems [ 1 ] in two basic aspects. The first concerns the general statement of the second law: spontaneous changes in an adiabatically closed system will always be in the direction of increasing (mean) entropy, which rises to a maximal value. In order to arrive at this statement, we have to extend the previous definition of adiabatic transformation, in order to include sudden interactions, and thereby generalize the “barrier model”. The cornerstone of the second law is then seen to be the fact that the dynamics may induce a basic structural transition between states of infinite systems in the limit of large times, which, physically, represent times much larger than specific relaxation times. Two specific examples concern the transition from pure to mixed states in two different universality classes of dynamics in one dimension, one being the exponential model, which has exactly soluble dynamics and does not display a phase transition, the other the Dyson model(s), for which neither the dynamics nor the statistical mechanics are exactly soluble, and which do exhibit a (ferromagnetic) phase transition, first demonstrated by Dyson. It is also shown, as a consequence of results of Albert and Kiessling on the Cloitre function, that there is strong graphical evidence that the dynamics of the Dyson models are chaotic for large times, and, thereby, that the mechanisms of approach to equilibrium differ for these two universality classes in a profound way, which depend exclusively on the dynamics, and not on the states and observables.
The second law of thermodynamics for adiabatic operations -- constraints on state transitions in closed systems under external control -- is one of the fundamental principles of thermodynamics. On the other hand, it is recently established that even pure quantum states can represent thermal equilibrium. However, pure quantum states do not satisfy the second law in that they are not passive, i.e., work can be extracted from them if arbitrary unitary operations are allowed. It therefore remains unresolved how quantum mechanics can be reconciled with thermodynamics. Here, based on our key quantum-mechanical notions of thermal equilibrium and adiabatic operations, we address the emergence of the second law for adiabatic operations in the thermodynamics limit. We first introduce infinite-observable macroscopic thermal equilibrium (iMATE); a quantum state, including pure states, is in iMATE if the expectation values of all additive observables agree with their equilibrium values. We also introduce a macroscopic operation as unitary evolution generated by a time-dependent additive Hamiltonian, which is regarded as corresponding to adiabatic operations. Employing these concepts, we show that no extensive work can be extracted from any quantum state in iMATE through any macroscopic operations. Furthermore, we introduce a quantum-mechanical form of entropy density such that it agrees with thermodynamic entropy density for any quantum state in iMATE. We then prove that for any initial state in iMATE, this entropy density cannot be decreased by any macroscopic operations, followed by a time-independent relaxation process. Our theory thus proves two different forms of the second law, by adopting macroscopically reasonable classes of observables, equilibrium states, and operations. We also discuss the time scales of macroscopic operations in these results.
We review our approach to the second law of thermodynamics as a theorem asserting the growth of the mean (Gibbs–von Neumann) entropy of quantum spin systems undergoing automorphic (unitary) adiabatic transformations. Non-automorphic interactions with the environment, although known to produce on the average a strict reduction of the entropy of systems with finite number of degrees of freedom, are proved to conserve the mean entropy on the average. The results depend crucially on two properties of the mean entropy, proved by Robinson and Ruelle for classical systems and Lanford and Robinson for quantum lattice systems: upper semicontinuity and affinity.
We consider a closed macroscopic quantum system in a pure state ψψψ evolving unitarily with Hamiltonian HHH in a finite-dimensional Hilbert space H\mathscr{H}H. Following von Neumann, we assume a decomposition of H\mathscr{H}H into mutually orthogonal subspaces Hν\mathscr{H}_νHν​, where each ννν represents a macro state, and Hν\mathscr{H}_νHν​ contains the pure states compatible with ννν. We define the quantum Boltzmann entropy for a macro state ννν as SqB(ν)=kBlog⁡dim⁡HνS_\mathrm{qB}(ν) = k_{\mathrm{B}} \log \dim \mathscr{H}_νSqB​(ν)=kB​logdimHν​, where kBk_\mathrm{B}kB​ is the Boltzmann constant. Goldstein et al. [http://arxiv.org/abs/1903.11870] have suggested, as a version of the second law of thermodynamics, that SqBS_\mathrm{qB}SqB​ predominantly increases with time for realistic macroscopic systems. Here, we discuss precise versions of this statement and confirm them for several simple models of HHH and Hν\mathscr{H}_νHν​.
The second law of thermodynamics states that the entropy of an isolated system can only increase over time. This appears to conflict with the reversible evolution of isolated quantum systems under the Schrödinger equation, which preserves the von Neumann entropy. Nonetheless, one finds that with respect to many observables, expectation values approach a fixed value—their equilibrium value. This ultimately raises the question: ? For classical systems, one introduces the assumption of a low-entropy initial state along with the concept of ignorance about the microscopic details of the physical system, leading to a statistical interpretation of the second law. By considering the observables through which we examine quantum systems, both these assumptions can be incorporated, building upon recent studies of the of observables. While the statistical behavior of observable expectation values is well established, a quantitative connection to entropy increase has been lacking so far. In deriving novel bounds for the equilibration of observables, and considering the entropy of the system relative to observables, we recover a variant of the second law: the entropy with respect to a given observable tends toward its equilibrium value in the course of the system’s unitary evolution. These results also support recent findings that question the necessity of nonintegrability for equilibration in quantum systems. We further illustrate our bounds using numerical results from the paradigmatic example of a quantum Ising model on a chain of spins. There, we observe entropy increasing up to equilibrium values, as well as fluctuations, which expose the underlying reversible evolution in accordance with the derived bounds.
We discuss the interplay between thermodynamics and magic resources in closed quantum dynamics by introducing Clifford ergotropy, the amount of extractable energy under the restriction to Clifford operations. We provide universal upper bounds on Clifford ergotropy, which decrease with increasing magic as quantified by the infinite-order filtered stabilizer Rényi entropy. We demonstrate the utility of this bound for one- and two-qubit systems, with the latter exhibiting a notable transition in the control landscape of Clifford ergotropy. Finally, we show that our analysis has nontrivial consequences even for many-body systems where the exact optimization is generally difficult to perform, including a form of the second law of thermodynamics under Clifford operations for typical quantum states.