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arXiv:2601.20166 · Physical review. B./Physical review. B

Complex nonlinear sigma model

Kazuki Yamamoto, Kohei Kawabata

cond-mat.stat-mechhep-thquant-phSubmitted Jan 28, 2026• Announced Jan 29, 2026• 0 citations
v1 · Jan 28, 2026v2 · Jul 29, 2026
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Abstract

Motivated by the recent interest in the criticality of open quantum many-body systems, we study nonlinear sigma models with complexified couplings as a general framework for nonunitary field theory. Applying the perturbative renormalization-group analysis to the tenfold symmetric spaces, we demonstrate that fixed points with complex scaling dimensions and critical exponents arise generically, without counterparts in conventional nonlinear sigma models with real couplings. We further clarify the global phase diagrams in the complex-coupling plane and identify both continuous and discontinuous phase transitions. Our work elucidates universal aspects of critical phenomena in complexified field theory.

Journal reference
Phys. Rev. B 114, 115112 (2026)
DOI
10.1103/dmvx-zg1v
Comments
14 pages, 10 figures

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Asymptotic freedom, lost: Complex conformal field theory in the two-dimensional O(N>2)O(N>2)O(N>2) nonlinear sigma model and its realization in Heisenberg spin chains
The two-dimensional O(N)O(N)O(N) nonlinear sigma model (NLSM) is asymptotically free for N>2N>2N>2: it exhibits neither a nontrivial fixed point nor spontaneous symmetry-breaking. Here we show that a nontrivial fixed point generically does exist in the complex coupling plane and is described by a complex conformal field theory (CCFT). This CCFT fixed point is generic in the sense that it has a single relevant singlet operator, and is thus expected to arise in any non-Hermitian model with O(N)O(N)O(N) symmetry upon tuning a single complex parameter. We confirm this prediction numerically by locating the CCFT at N=3N = 3N=3 in two non-Hermitian spin-1 antiferromagnetic Heisenberg chains, and in a non-Hermitian spin-1/21/21/2 ladder, finding good agreement between the complex central charge and scaling dimensions and those obtained by analytic continuation of real fixed points from N≤2N\leq 2N≤2. We further construct a realistic Lindbladian for a spin-1 chain whose no-click dynamics are governed by the non-Hermitian Hamiltonian realizing the CCFT. Since the CCFT vacuum is the eigenstate with the smallest decay rate, the system naturally relaxes under dissipative dynamics toward a CFT state, thus providing a route to preparing long-range entangled states through engineered dissipation.
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In this thesis, we explore various universal aspects of non-equilibrium quantum many-body systems in low dimensions. The study of non-equilibrium settings is rendered possible by the existence of exact solutions in the presence of dynamical symmetries on one hand and through modeling via non-Hermitian Hamiltonians on the other. Low dimensions further offer the chance to study the interplay between the associated phenomenological curiosities, such as topological scaling or generalized statistics, and non-equilibrium dynamics. Emphasis was placed on the effects of symmetries (such as PT-symmetry, continuous O(2)O(2)O(2)-symmetry, SO(2,1)SO(2,1)SO(2,1) dynamical symmetry), quantum statistics and spatio-temporal dimension, which are shown to largely capture the universality of our results. 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Our analysis of the modified sine-Gordon models (embodying the celebrated BKT transition paradigmatic of topological phase transitions) as well as its extensions (including the Pokrovsky-Talapov and massive sine-Gordon models) is consistent with previous studies and extends the latter to non-Hermitian settings and/or to non-perturbative regimes. It predicts novel non-perturbative PT-broken phases that prove robust to the presence of mass terms and finite soliton densities. In the fermionic setting, this phase was further shown to display tachyonic and monstronic propagators and its onset was associated with the interactions between fermions (traditionally corresponding to bosonic solitons) becoming repulsive. In this case, the corresponding extensions respectively model the coupling of fermions to background and dynamical gauge fields. In both cases, the occurrence of a PT-broken phase was shown to robustly occur and gauge fields were even predicted to provide a means of controlling the imaginary mass governing the asymptotic behaviors of propagators in the PT-broken sector. Finally, we have investigated the interplay between dynamical symmetries and generalized statistics in the harmonically confined driven Calogero model. Both periodic and adiabatic drives of the trapping potential were considered, with particular focus on observables such as the ground-state echo amplitudes/fidelity and pair-momentum distribution. The former are significantly suppressed with increasing exclusion statistics (embodied by the interaction strength λ\lambdaλ). Given a natural trap frequency commensurate with a periodic drive, we have predicted sharp suppressions of the likelihood of intermediate echoes (between those imposed by commensurability) in the presence of interactions as well as a substantial drop in the asymptotic ground-state fidelity reached following a slow drive through ω=0\omega=0ω=0. In a similar way, these observations are also reflected in the dramatic decline in long-range spatial coherence with λ\lambdaλ. This is exemplified, in the case of the slow drive through the gapless point, through a reduction of the central peak of the dynamical pair-momentum distribution with heightened exclusion and interactions. These results are consistent with our interpretation in terms of defects proliferation and hindered annihilation as a direct consequence of non-trivial statistics and interactions. Universality is transversely ubiquitous in our work. Our predictions of stable PT-broken phases and fixed points in non Hermitian many-body systems embody novel universal large-scale behaviors. Moreover, the robustness of these phases was proven under various perturbations, further increasing their universal character. Our additional forecast of critical exponents further captures the nature of these novel universal behaviors. In the case of our study of driven scale-invariant fluids, universality manifests in the sole dependence of our results on universal quantities: the exponent zνz\nuzν which encompasses the adiabatic limit of more complex drives through the gapless point; the effective statistics parameter λ\lambdaλ of the degrees of freedom; the characteristic Mathieu exponent rrr associated with a periodic drive. Conversely it also manifests itself in the independence of our results on irrelevant microscopic details such as the driving rate δ\deltaδ of the slow drive or the amplitude hhh or base frequency ω0\omega_0ω0​ of the periodic drive. The universality of our results is also embodied by the fact that our core interpretations in terms of defect proliferation are reflected through various observables such as fidelities/echo amplitudes and pair-momentum distributions. All in all, this thesis has produced several novel results regarding universal aspects of non-equilibrium quantum many-body systems in low dimensions, which have turned into two accepted publications in high-impact journals and more in preparation. We hope that this work represents a meaningful step forward in our understanding of collective emergent phenomena in low-dimensional systems driven out of thermal equilibrium.