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arXiv:2601.11055 · Annalen der Physik

Surface Functional Renormalization Group for Layered Quantum Materials

Lennart Klebl, Dante Marvin Kennes

Published Apr 1, 2026• 0 citations
arXivHTMLPDF

Abstract

ABSTRACT We present an extension to the 2D functional renormalization group to efficiently treat interactions on the surface or at interfaces of 3D systems. As an application, we consider a semi‐infinite stack of 2D square lattices, including a Hubbard interaction on the surface layer and an alternating interlayer coupling. We investigate how strongly correlated states of the decoupled 2D Hubbard model on the surface evolve under inclusion of such an SSH‐like interlayer coupling. For large parts of the phase diagram as a function of the interlayer hopping parameters, the physics of the 2D system prevails, with antiferromagnetic, superconducting ‐wave, and ferromagnetic correlations taking center stage. However, for intermediate interlayer couplings the superconducting state at intermediate interaction strengths separates into two regimes by a small region of incommensurate spin‐density‐wave and spin‐bond order, enabling the potential realization of chiral spin‐bond order.

DOI
10.1002/andp.202600007

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ABSTRACT We present an extension to the 2D functional renormalization group to efficiently treat interactions on the surface or at interfaces of 3D systems. As an application, we consider a semi‐infinite stack of 2D square lattices, including a Hubbard interaction on the surface layer and an alternating interlayer coupling. We investigate how strongly correlated states of the decoupled 2D Hubbard model on the surface evolve under inclusion of such an SSH‐like interlayer coupling. For large parts of the phase diagram as a function of the interlayer hopping parameters, the physics of the 2D system prevails, with antiferromagnetic, superconducting ‐wave, and ferromagnetic correlations taking center stage. However, for intermediate interlayer couplings the superconducting state at intermediate interaction strengths separates into two regimes by a small region of incommensurate spin‐density‐wave and spin‐bond order, enabling the potential realization of chiral spin‐bond order.
Employing a combination of functional renormalization group calculations and projective determinantal quantum Monte Carlo simulations, we examine the Hubbard model on the square lattice bilayer at half filling. From this combined analysis, we obtain a comprehensive account of the ground-state phase diagram with respect to the extent of the system's metallic and (antiferromagnetically ordered) Mott-insulating as well as band-insulating regions. By means of an unbiased functional renormalization group approach, we exhibit the antiferromagnetic Mott-insulating state as the relevant instability of the free metallic state, induced by any weak finite on-site repulsion. Upon performing a careful analysis of the quantum Monte Carlo data, we resolve the difficulty of identifying this antiferromagnetic ground state for finite interlayer hopping in the weak-coupling regime, where nonmonotonic finite-size corrections are shown to relate to the two-sheeted Fermi surface structure of the metallic phase. On the other hand, quantum Monte Carlo simulations are well suited to identify the transition between the Mott-insulating phase and the band insulator in the intermediate-to-strong coupling regime. Here, we compare our numerical findings to indications for the transition region obtained from the functional renormalization group procedure.
We consider an efficient scheme to simulate fermionic Hubbard models with nonlocal density-density interactions in two dimensions, based on bond-centered auxiliary-field quantum Monte Carlo. The simulations are shown to be sign-problem-free within a finite, restricted parameter range. Using this approach, we first study the Hubbard model on the half-filled square lattice bilayer, including an interlayer repulsion term in addition to the local repulsion, and present the ground-state phase diagram within the accessible parameter region. Starting from the antiferromagnetically ordered state in the absence of interlayer repulsion, the interlayer interactions are found to destabilize the antiferromagnetic order, leading to a band insulator state. Moreover, for sufficiently strong interlayer tunneling, we also observe the emergence of a direct dimer product state of mixed D-Mott and S-Mott character along the equal coupling line. We discuss the stability range of this state within strong-coupling perturbation theory. Furthermore, we consider the Hubbard model on the honeycomb lattice with next-nearest-neighbor interactions. Such an interaction is found to enhance both charge density and spin-current correlations within the semimetallic region. However, inside the accessible parameter region, they do not stabilize long-ranged charge density wave order nor a quantum spin Hall state, and the only insulating state that we observe exhibits long-range antiferromagnetism.
Abstract Using the singular-mode functional renormalization group method, we studied the doping-dependent phase diagram of the two-dimensional extended Hubbard model on square lattice. At half-filling, a variety of states strongly compete, including spin-density wave, charge-density wave, phase separation, as well as d -wave and s -wave superconductivity (SC). Upon electron doping, the system exhibits a strong preference for superconducting states. At slight dopings, the spin-density wave phase is strongly suppressed, and d -wave SC region expands into positive U , V region. At moderate dopings, a region of degenerated p -wave superconductivities emerge for positive U and negative V . Our results demonstrate how doping tunes the dominant fluctuations, suppressing density waves and stabilizing unconventional superconducting states in two dimensions.
The treatment of strongly interacting two-dimensional Fermi systems constitutes one of the most challenging problems in the field of condensed matter physics. Many theoretical works focused on the strongly coupled Hubbard model, since it is expected to capture the most important physics of cuprate superconductors. Due to our methodological improvements and understanding of the frequency dependence of the two-particle vertex function, the functional renormalization group combined with the dynamical mean field theory can now be used to study competing correlations in the strongly interacting regime. While limited to moderate interaction strengths, the functional renormalization group describes efficiently systems with a hierarchy of different energy scales and competing correlations. For instance, it provides definite evidence for d-wave superconductivity in the two-dimensional Hubbard model at moderate coupling. In a first project, we study the frequency dependence of the one-particle irreducible vertex function generated by the functional renormalization group flow. The frequency dependence, which becomes singular for strong interactions, appears to be important already for moderate couplings, and it cannot be represented by separate channels each depending on a single linear combination of frequencies. For strongly interacting systems, the dynamical mean field theory captures strong local correlation effects nonperturbatively. With this approximation, we study the impact of local correlations on the magnetic susceptibility. The local dynamics strongly affects the spin response function and its momentum dependence. In contrast to the widely used random-phase approximation with self-energy corrections that predicts Néel antiferromagnetic order, the local vertex corrections favor an incommensurate order similar to the ordering instability predicted by the Fermi surface geometry, as for weakly interacting systems. The dynamical mean field theory is also used as starting point for the functional renormalization group flow. We demonstrate that, due to our improvements for the parametrization of the vertex function, this approach is actually able to access the strong coupling physics. Moreover, we derive a flow scheme that conserves the local contributions and reduces the truncation error of the flow equations. In the strongly interacting regime, we capture strong d-wave pairing correlations driven by magnetic fluctuations with a mechanism similar to the one observed in the weakly interacting system.
Systems of fermions described by the three-dimensional (3D) repulsive Hubbard model on a cubic lattice have recently attracted considerable attention due to their possible experimental realization via cold atoms in an optical lattice. Analytical and numerical results are limited away from half-filling. We study the ground state of the doped system from weak to intermediate interaction strengths within the generalized Hartree-Fock approximation. The exact solution to the self-consistent-field equations in the thermodynamic limit is obtained and the ground state is shown to exhibit antiferromagnetic order and incommensurate spin-density waves (SDW). At low interaction strengths, the SDW has unidirectional character with a leading wavevector along the [100]-direction, and the system is metallic. As the interaction increases, the system undergoes a simultaneous structural and metal-to-insulator transition to a unidirectional SDW state along the [111]-direction, with a different wavelength. We systematically determine the real and momentum space properties of these states. The crossover from 3D to two dimensions (2D) is then studied by varying the inter-plane hopping amplitude, which can be experimentally realized by tuning the distance between a stack of square-lattice layers. Detailed comparisons are made between the exact numerical results and predictions from the pairing model, a variational ansatz based on the pairing of spins in the vicinity of the Fermi surface. Most of the numerical results can be understood quantitatively from the ansatz, which provides a simple picture for the nature of the SDW states.
We study the Hubbard model on the square lattice coupled in addition to the optical Su-Schrieffer-Heeger (SSH) phonons, using the singular-mode functional renormalization group method. At half filling and in the absence of the Hubbard interaction UUU, we find the degenerate spin-density-wave--charge-density-wave--sss-wave-superconductivity state at smaller electron-phonon coupling strength $\ensuremath{\lambda}$ and higher phonon frequency $\ensuremath{\omega}$, and the valence bond solid (VBS) state at larger $\ensuremath{\lambda}$ and lower $\ensuremath{\omega}$. After switching on a positive UUU, the VBS state is suppressed, while the spin-density wave (SDW) state is enhanced. At finite doping, the SSH phonon is found to favor sss-wave superconductivity (sSC) at U=0U=0U=0. With increasing positive UUU, we find ddd-wave superconductivity (dSC) and incommensurate SDW states. In a narrow window of moderate UUU and $\ensuremath{\lambda}$, we also find the incommensurate VBS state. The sSC and dSC here can be naturally related to the charge-density wave (CDW) and SDW fluctuations, both of which can be triggered by the SSH phonons. In contrast, the repulsive interaction UUU enhances SDW but suppresses CDW fluctuations. Our results at half filling are consistent with quantum Monte Carlo (QMC) and provide insights at finite doping where QMC may suffer from the minus sign problem.