This Ph.D. thesis reports on progress in rigorously establishing hydrodynamic principles from the microscopic Hamiltonian dynamics of quantum many-body systems in a general, non-model-specific manner. Using the C*-algebra framework of statistical mechanics, we treat systems directly in the thermodynamic limit, primarily focusing on quantum lattice models where tools such as Lieb-Robinson bounds yield rigorous statements. We thus provide a proof-of-principle that large-scale behaviours can indeed be seen as emerging from microscopic dynamics, with mathematical proof. We first report on ergodicity results in short-range models with exponentially decaying or finite-range interactions. We show that time-averaged observables converge to their ensemble averages and decorrelate from all other observables almost everywhere within the light-cone defined by Lieb-Robinson bounds. This relaxation property indicates the loss of information at large scales, from which we prove a Boltzmann-Gibbs principle: at the Euler scaling limit of large time and distance, observables project onto hydrodynamic modes (extensive conserved quantities), within correlation functions. These results hold independently of microscopic details, capturing the physical idea that such details are lost at large space-time scales. Regarding finer scales of hydrodynamics, we discuss rigorous lower bounds on the strength of diffusion. We establish a general result on the clustering of n-th order connected correlations within C* dynamical systems. These results are applied to obtain a strictly positive lower bound on the diffusion constant of chaotic open quantum spin chains with nearest-neighbor interactions. This thesis underlines the universality of hydrodynamic principles, provides a framework for establishing them rigorously, and sets the stage for future progress toward the goal of proving the hydrodynamic equations.
This Ph.D. thesis reports on progress in rigorously establishing hydrodynamic principles from the microscopic Hamiltonian dynamics of quantum many-body systems in a general, non-model-specific manner. Using the C*-algebra framework of statistical mechanics, we treat systems directly in the thermodynamic limit, primarily focusing on quantum lattice models where tools such as Lieb-Robinson bounds yield rigorous statements. We thus provide a proof-of-principle that large-scale behaviours can indeed be seen as emerging from microscopic dynamics, with mathematical proof. We first report on ergodicity results in short-range models with exponentially decaying or finite-range interactions. We show that time-averaged observables converge to their ensemble averages and decorrelate from all other observables almost everywhere within the light-cone defined by Lieb-Robinson bounds. This relaxation property indicates the loss of information at large scales, from which we prove a Boltzmann-Gibbs principle: at the Euler scaling limit of large time and distance, observables project onto hydrodynamic modes (extensive conserved quantities), within correlation functions. These results hold independently of microscopic details, capturing the physical idea that such details are lost at large space-time scales. Regarding finer scales of hydrodynamics, we discuss rigorous lower bounds on the strength of diffusion. We establish a general result on the clustering of n-th order connected correlations within C* dynamical systems. These results are applied to obtain a strictly positive lower bound on the diffusion constant of chaotic open quantum spin chains with nearest-neighbor interactions. This thesis underlines the universality of hydrodynamic principles, provides a framework for establishing them rigorously, and sets the stage for future progress toward the goal of proving the hydrodynamic equations.
Abstract Obtaining rigorous and general results about the non-equilibrium dynamics of extended many-body systems is a difficult task. In quantum lattice models with short-range interactions, the Lieb–Robinson bound tells us that the spatial extent of operators grows at most linearly in time. But what happens within this light-cone? We discuss rigorous results on ergodicity and the emergence of the Euler hydrodynamic scale in correlation functions, which establish fundamental principles at the root of non-equilibrium physics. One key idea of the present work is that general structures of Euler hydrodynamics, obtained under ballistic scaling, follow independently from the details of the microscopic dynamics, and in particular do not necessitate chaos; they are consequences of “extensivity”. Another crucial observation is that these apply at arbitrary frequencies and wavelengths. That is, long-time, persistent oscillations of correlation functions over ballistic regions of spacetime, which may be of microscopic frequencies and wavelengths, are predicted by a general Euler-hydrodynamic theory that takes the same form as that for smoothed-out correlation functions. This involves a natural extension of notions of conserved quantities and hydrodynamic projection and shows that the Euler hydrodynamic paradigm covers the full frequency-wavelength plane.
Abstract One of the most profound questions of mathematical physics is that of establishing from first principles the hydrodynamic equations in large, isolated, strongly interacting many-body systems. This involves understanding relaxation at long times under reversible dynamics, determining the space of emergent collective degrees of freedom (the ballistic waves), showing that projection occurs onto them, and establishing their dynamics (the hydrodynamic equations). We make progress in these directions, focussing for simplicity on one-dimensional systems. Under a model-independent definition of the complete space of extensive conserved charges, we show that hydrodynamic projection occurs in Euler-scale two-point correlation functions. A fundamental ingredient is a property of relaxation: we establish ergodicity of correlation functions along almost every direction in space and time. We further show that to every extensive conserved charge with a local density is associated a local current and a continuity equation; and that Euler-scale two-point correlation functions of local conserved densities satisfy a hydrodynamic equation. The results are established rigorously within a general framework based on Hilbert spaces of observables. These spaces occur naturally in the C∗ C ∗ algebra description of statistical mechanics by the Gelfand–Naimark–Segal construction. Using Araki’s exponential clustering and the Lieb–Robinson bound, we show that the results hold, for instance, in every nonzero-temperature Gibbs state of short-range quantum spin chains. Many techniques we introduce are generalisable to higher dimensions. This provides a precise and universal theory for the emergence of ballistic waves at the Euler scale and how they propagate within homogeneous, stationary states.
Abstract The emergence of diffusion is one of the deepest physical phenomena observed in many-body interacting, chaotic systems. But establishing rigorously that correlation functions, say of the spin, expand diffusively, remains one of the most important problems of mathematical physics. We establish for the first time, with Lindbladian evolution, a lower bound on spin diffusion in chaotic, translation-invariant, nearest-neighbor open quantum spin-1/2 chain satisfying a local unitality condition and strong conservation of magnetization. The bound is strictly positive if and only if the local quantum jumps transport spin. Physically, the bound comes from the spreading effects of initial-state macroscopic fluctuations, a mechanism which occurs whenever spin is an interacting ballistic mode. Chaoticity means that the Hilbert space of extensive charges is spanned by magnetization; we expect this to be generic. Our main tool is the Green-Kubo formula, the mathematical technique of projection over quadratically extensive charges, and appropriate correlation decay bounds recently established. Because Lindbladian dynamics is not reversible, the Green-Kubo spin diffusion strength includes a contribution due to irreversibility, which we interpret as encoding the hydrodynamic entropy production that may occur in the forgotten environment. This, we show, vanishes for certain choices of interaction parameters, for which the Lindbladian dynamics becomes reversible. Our methods can be extended to finite or short ranges, higher spins, and other non-Hamiltonian systems such as quantum circuits. As we argue, according to the theory of nonlinear fluctuating hydrodynamics, we further expect these systems to display superdiffusion, and thus have infinite diffusivity; however this appears to still be beyond the reach of mathematical rigor.
Generalized hydrodynamics is a framework to study the large scale dynamics of integrable models, special fine-tuned one-dimensional many-body systems that possess an infinite number of local conserved quantities. Unlike classical models, where the microscopic origins of generalized hydrodynamics are better understood, in quantum models it can only be derived using the hydrodynamic formalism. Using the paradigmatic and experimentally relevant repulsive Lieb-Liniger model as an example, this thesis introduces a new viewpoint on the dynamics of quantum integrable models by introducing so-called semi-classical Bethe models. These classical integrable models act as an intermediate description between the microscopic quantum realm and the macroscopic generalized hydrodynamics. After introducing these models and discussing their properties, we study the generalized hydrodynamics equation using new tools and show that solutions to the Euler generalized hydrodynamics equation of the Lieb-Liniger model exist, are unique and do not develop gradient catastrophes. Finally, we discuss new insights into the physics governing the diffusive correction, which, contrary to prior belief, is not described by a Navier-Stokes-like equation. Focusing on the main intuitive ideas, the thesis aims to provide a self-contained overview over these exciting new developments on generalized hydrodynamics.
We study the dynamics of a locally conserved energy in ergodic, local many-body quantum systems on a lattice with no additional symmetry. The resulting dynamics is well approximated by a coarse grained, classical linear functional diffusion equation for the probability of all spatial configurations of energy. This is equivalent to nonlinear stochastic hydrodynamics, describing the diffusion of energy in physical spacetime. We find the absence of nonhydrodynamic slow degrees of freedom, a nonlinear fluctuation-dissipation theorem, and the emergence of a (weakly interacting) kinetic theory for hydrodynamic modes near thermal equilibrium. The observable part of the microscopic entropy obeys the local second law of thermodynamics, and quantitatively agrees with the phenomenological predictions of hydrodynamics. Our approach naturally generalizes to ergodic systems with additional symmetries, may lead to numerical algorithms to calculate diffusion constants for lattice models, and implies sufficiency conditions for a rigorous derivation of hydrodynamics in quantum systems.
The collective behavior exhibited by a large number of microscopic quantum particles is at the heart of some of the most striking phenomena in condensed matter physics such as Bose-Einstein condensation and superconductivity. Physicists and mathematicians have made great progress in understanding when and how these collective phenomena emerge through the interplay of particle statistics, particle interaction and the value of thermodynamic parameters like the temperature or the chemical potential. Due to the extreme complexity of realistic many-body systems, it is natural to introduce appropriate simplifications to render their analysis feasible. Three examples of such simplifications which have proven themselves as viable starting points for a fruitful and mathematically rigorous analysis of many-body systems are the following: (a) the study of integrable models; (b) the derivation of effective theories, valid on a macroscopic scale, from more fundamental microscopic theories under appropriate coarse-graining; and (c) the use of quantum information theory to understand general connections between correlation, entanglement and particle statistics. In this thesis, we present mathematically rigorous results that were obtained in these three directions. (1) We prove anomalous quantum many-body transport in XY quantum spin chains for certain choices of the external magnetic field. The anomalous transport is described via new kinds of anomalous Lieb-Robinson bounds, including one of power-law type. We note that the XY spin chain is integrable as it can be mapped to free fermions via the non-local Jordan-Wigner transformation. (2) We derive effective macroscopic theories of Ginzburg-Landau type from the microscopic BCS theory of superconductivity in certain circumstances. We study the case of a multi-component order parameter for translation-invariant systems and the condensation of fermion pairs at zero temperature in a domain with a hard boundary. (3) We use techniques from quantum information-theory to derive bounds on the entropy of fermionic reduced density matrices, a measure of the entanglement inherent to a fermionic quantum state.