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arXiv:2011.00611 · Communications in Mathematical Physics

Hydrodynamic Projections and the Emergence of Linearised Euler Equations in One-Dimensional Isolated Systems

Benjamin Doyon

Published Jan 27, 2022• 45 citations
arXivHTMLPDF

Abstract

Abstract One of the most profound questions of mathematical physics is that of establishing from first principles the hydrodynamic equations in large, isolated, strongly interacting many-body systems. This involves understanding relaxation at long times under reversible dynamics, determining the space of emergent collective degrees of freedom (the ballistic waves), showing that projection occurs onto them, and establishing their dynamics (the hydrodynamic equations). We make progress in these directions, focussing for simplicity on one-dimensional systems. Under a model-independent definition of the complete space of extensive conserved charges, we show that hydrodynamic projection occurs in Euler-scale two-point correlation functions. A fundamental ingredient is a property of relaxation: we establish ergodicity of correlation functions along almost every direction in space and time. We further show that to every extensive conserved charge with a local density is associated a local current and a continuity equation; and that Euler-scale two-point correlation functions of local conserved densities satisfy a hydrodynamic equation. The results are established rigorously within a general framework based on Hilbert spaces of observables. These spaces occur naturally in the $$C^*$$ C ∗ algebra description of statistical mechanics by the Gelfand–Naimark–Segal construction. Using Araki’s exponential clustering and the Lieb–Robinson bound, we show that the results hold, for instance, in every nonzero-temperature Gibbs state of short-range quantum spin chains. Many techniques we introduce are generalisable to higher dimensions. This provides a precise and universal theory for the emergence of ballistic waves at the Euler scale and how they propagate within homogeneous, stationary states.

DOI
10.1007/s00220-022-04310-3

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Abstract One of the most profound questions of mathematical physics is that of establishing from first principles the hydrodynamic equations in large, isolated, strongly interacting many-body systems. This involves understanding relaxation at long times under reversible dynamics, determining the space of emergent collective degrees of freedom (the ballistic waves), showing that projection occurs onto them, and establishing their dynamics (the hydrodynamic equations). We make progress in these directions, focussing for simplicity on one-dimensional systems. Under a model-independent definition of the complete space of extensive conserved charges, we show that hydrodynamic projection occurs in Euler-scale two-point correlation functions. A fundamental ingredient is a property of relaxation: we establish ergodicity of correlation functions along almost every direction in space and time. We further show that to every extensive conserved charge with a local density is associated a local current and a continuity equation; and that Euler-scale two-point correlation functions of local conserved densities satisfy a hydrodynamic equation. The results are established rigorously within a general framework based on Hilbert spaces of observables. These spaces occur naturally in the C∗C^*C∗ C ∗ algebra description of statistical mechanics by the Gelfand–Naimark–Segal construction. Using Araki’s exponential clustering and the Lieb–Robinson bound, we show that the results hold, for instance, in every nonzero-temperature Gibbs state of short-range quantum spin chains. Many techniques we introduce are generalisable to higher dimensions. This provides a precise and universal theory for the emergence of ballistic waves at the Euler scale and how they propagate within homogeneous, stationary states.
This Ph.D. thesis reports on progress in rigorously establishing hydrodynamic principles from the microscopic Hamiltonian dynamics of quantum many-body systems in a general, non-model-specific manner. Using the C*-algebra framework of statistical mechanics, we treat systems directly in the thermodynamic limit, primarily focusing on quantum lattice models where tools such as Lieb-Robinson bounds yield rigorous statements. We thus provide a proof-of-principle that large-scale behaviours can indeed be seen as emerging from microscopic dynamics, with mathematical proof. We first report on ergodicity results in short-range models with exponentially decaying or finite-range interactions. We show that time-averaged observables converge to their ensemble averages and decorrelate from all other observables almost everywhere within the light-cone defined by Lieb-Robinson bounds. This relaxation property indicates the loss of information at large scales, from which we prove a Boltzmann-Gibbs principle: at the Euler scaling limit of large time and distance, observables project onto hydrodynamic modes (extensive conserved quantities), within correlation functions. These results hold independently of microscopic details, capturing the physical idea that such details are lost at large space-time scales. Regarding finer scales of hydrodynamics, we discuss rigorous lower bounds on the strength of diffusion. We establish a general result on the clustering of n-th order connected correlations within C* dynamical systems. These results are applied to obtain a strictly positive lower bound on the diffusion constant of chaotic open quantum spin chains with nearest-neighbor interactions. This thesis underlines the universality of hydrodynamic principles, provides a framework for establishing them rigorously, and sets the stage for future progress toward the goal of proving the hydrodynamic equations.
Abstract Obtaining rigorous and general results about the non-equilibrium dynamics of extended many-body systems is a difficult task. In quantum lattice models with short-range interactions, the Lieb–Robinson bound tells us that the spatial extent of operators grows at most linearly in time. But what happens within this light-cone? We discuss rigorous results on ergodicity and the emergence of the Euler hydrodynamic scale in correlation functions, which establish fundamental principles at the root of non-equilibrium physics. One key idea of the present work is that general structures of Euler hydrodynamics, obtained under ballistic scaling, follow independently from the details of the microscopic dynamics, and in particular do not necessitate chaos; they are consequences of “extensivity”. Another crucial observation is that these apply at arbitrary frequencies and wavelengths. That is, long-time, persistent oscillations of correlation functions over ballistic regions of spacetime, which may be of microscopic frequencies and wavelengths, are predicted by a general Euler-hydrodynamic theory that takes the same form as that for smoothed-out correlation functions. This involves a natural extension of notions of conserved quantities and hydrodynamic projection and shows that the Euler hydrodynamic paradigm covers the full frequency-wavelength plane.
Abstract Hydrodynamic projections, the projection onto conserved charges representing ballistic propagation of fluid waves, give exact transport results in many-body systems, such as the exact Drude weights. Focussing one one-dimensional systems, I show that this principle can be extended beyond the Euler scale, in particular to the diffusive and superdiffusive scales. By hydrodynamic reduction, Hilbert spaces of observables are constructed that generalise the standard space of conserved densities and describe the finer scales of hydrodynamics. The Green–Kubo formula for the Onsager matrix has a natural expression within the diffusive space. This space is associated with quadratically extensive charges, and projections onto any such charge give generic lower bounds for diffusion. In particular, bilinear expressions in linearly extensive charges lead to explicit diffusion lower bounds calculable from the thermodynamics, and applicable for instance to generic momentum-conserving one-dimensional systems. Bilinear charges are interpreted as covariant derivatives on the manifold of maximal entropy states, and represent the contribution to diffusion from scattering of ballistic waves. An analysis of fractionally extensive charges, combined with clustering properties from the superdiffusion phenomenology, gives lower bounds for superdiffusion exponents. These bounds reproduce the predictions of nonlinear fluctuating hydrodynamics, including the Kardar–Parisi–Zhang exponent 2/3 for sound-like modes, the Levy-distribution exponent 3/5 for heat-like modes, and the full Fibonacci sequence.
Hydrodynamic projections, the projection onto conserved charges representing ballistic propagation of fluid waves, give exact transport results in many-body systems, such as the exact Drude weights. Focussing one one-dimensional systems, I show that this principle can be extended beyond the Euler scale, in particular to the diffusive and superdiffusive scales. By hydrodynamic reduction, Hilbert spaces of observables are constructed that generalise the standard space of conserved densities and describe the finer scales of hydrodynamics. The Green-Kubo formula for the Onsager matrix has a natural expression within the diffusive space. This space is associated with quadratically extensive charges, and projections onto any such charge give generic lower bounds for diffusion. In particular, bilinear expressions in linearly extensive charges lead to explicit diffusion lower bounds calculable from the thermodynamics, and applicable for instance to generic momentum-conserving one-dimensional systems. Bilinear charges are interpreted as covariant derivatives on the manifold of maximal entropy states, and represent the contribution to diffusion from scattering of ballistic waves. An analysis of fractionally extensive charges, combined with clustering properties from the superdiffusion phenomenology, gives lower bounds for superdiffusion exponents. These bounds reproduce the predictions of nonlinear fluctuating hydrodynamics, including the Kardar-Parisi-Zhang exponent 2/3 for sound-like modes, the Levy-distribution exponent 3/5 for heat-like modes, and the full Fibonacci sequence.
Using the theory of generalized hydrodynamics (GHD), we derive exact Euler-scale dynamical two-point correlation functions of conserved densities and currents in inhomogeneous, non-stationary states of many-body integrable systems with weak space-time variations. This extends previous works to inhomogeneous and non-stationary situations. Using GHD projection operators, we further derive formulae for Euler-scale two-point functions of arbitrary local fields, purely from the data of their homogeneous one-point functions. These are new also in homogeneous generalized Gibbs ensembles. The technique is based on combining a fluctuation-dissipation principle along with the exact solution by characteristics of GHD, and gives a recursive procedure able to generate n n -point correlation functions. Owing to the universality of GHD, the results are expected to apply to quantum and classical integrable field theory such as the sinh-Gordon model and the Lieb-Liniger model, spin chains such as the XXZ and Hubbard models, and solvable classical gases such as the hard rod gas and soliton gases. In particular, we find Leclair-Mussardo-type infinite form-factor series in integrable quantum field theory, and exact Euler-scale two-point functions of exponential fields in the sinh-Gordon model and of powers of the density field in the Lieb-Liniger model. We also analyse correlations in the partitioning protocol, extract large-time asymptotics, and, in free models, derive all Euler-scale n n -point functions.
Abstract In many-body systems, the dynamics is governed, at large scales of space and time, by the hydrodynamic principle of projection onto the conserved densities admitted by the model. This is formalised as local relaxation of fluctuations in the Ballistic Macroscopic Fluctuation Theory, and is a nonlinear version of the Boltzmann-Gibbs principle. We use it to derive a projection formula, expressing n -point connected correlation functions (cumulants) of local observables at different space-time points, in terms of those of conserved densities. This applies in every d≥1d\ge 1d≥1 d ≥ 1 spatial dimensions and under the ballistic scaling of space and time, both in and out of equilibrium. It generalises the well-known linear-response principle for 2-point functions. For higher-point functions, one needs to account for nonlinear fluctuations of conserved densities and, correspondingly, higher derivatives of local averages. Using Malyshev’s formula for the cumulant expansion, and keeping the leading order, the result is a nonlinear projection, expressed as a sum of products of correlation functions of conserved densities with equilibrium multivariances as coefficients. The sum is combinatorially organised via certain covers of the set of space-time points, which we call “minimal connected covers”. We use this in order to get general, explicit formulas for two- and three-point functions in stationary states, expressed in terms of thermodynamic and Euler-scale data.