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arXiv:2601.08417 · Physical Review Research

Phase-error-estimation security framework for quantum key distribution with correlated sources

Guillermo Currás-Lorenzo, Margarida Pereira, Kiyoshi Tamaki, Marcos Curty

quant-phSubmitted Jan 13, 2026• Announced Jan 14, 2026• 0 citations• Revised Sep 21, 2026 (v2)
v1 · Jan 13, 2026v2 · Sep 21, 2026
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Abstract

Practical QKD modulators introduce correlations between consecutively emitted pulses due to bandwidth limitations, violating key assumptions underlying many security proof techniques. Here, we address this problem by introducing a simple yet powerful mathematical framework to directly extend phase-error-estimation-based security proofs for imperfect but uncorrelated sources to also incorporate encoding correlations. Our framework overcomes important limitations of previous approaches in terms of generality and rigor, significantly narrowing the gap between theoretical security guarantees and real-world QKD implementations.

Journal reference
Phys. Rev. Research 8, L032045 (2026)
DOI
10.1103/tkx1-23xz
Comments
21 pages, 1 figure. v2: Updated to accepted manuscript

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Practical QKD modulators introduce correlations between consecutively emitted pulses due to bandwidth limitations, violating key assumptions underlying many security proof techniques. Here, we address this problem by introducing a simple yet powerful mathematical framework to directly extend phase-error-estimation-based security proofs for imperfect but uncorrelated sources to also incorporate encoding correlations. Our framework overcomes important limitations of previous approaches in terms of generality and rigor, significantly narrowing the gap between theoretical security guarantees and real-world QKD implementations.
In theory, quantum key distribution (QKD) offers information-theoretic security. In practice, however, it does not due to the discrepancies between the assumptions used in the security proofs and the behavior of the real apparatuses. Recent years have witnessed a tremendous effort to fill the gap, but the treatment of correlations among pulses has remained a major elusive problem. Here, we close this gap by introducing a simple yet general method to prove the security of QKD with arbitrarily long-range pulse correlations. Our method is compatible with those security proofs that accommodate all the other typical device imperfections, thus paving the way toward achieving implementation security in QKD with arbitrary flawed devices. Moreover, we introduce a new framework for security proofs, which we call the reference technique. This framework includes existing security proofs as special cases, and it can be widely applied to a number of QKD protocols.
Practical quantum key distribution (QKD) modulators inevitably introduce correlations, causing the state emitted in a given round to depend on the setting choices made in previous rounds. These correlations break the round-by-round independence structure on which many widely used security proof techniques rely, leaving a significant gap between available theoretical guarantees and the reality of practical implementations. In this work, we develop a fully analytical finite-key security proof for decoy-state BB84 against general coherent attacks that rigorously incorporates correlations introduced by Alice's bit-and-basis encoder, while requiring only partial characterization of such correlations. Crucially, it does so without requiring the round partitioning of the data used for phase-error estimation introduced in previous works, showing that this technique is not indispensable for dealing with correlated encoders, and resulting in improved finite-key performance. Moreover, we also analyze the case of ideal single-photon sources, and our results reveal a counterintuitive effect: in the presence of strong encoding correlations, decoy-state BB84 can outperform single-photon implementations.
Quantum key distribution promises information-theoretic security, but practical implementations face vulnerabilities due to device imperfections. Existing security proofs typically address source and detector imperfections separately and cannot be directly combined, while the few attempts to handle both simultaneously have assumed idealized scenarios with infinitely many protocol rounds, which is insufficient to certify the security of real-world systems. Here, we close this gap by introducing a modular lifting theorem that extends any (present or future) phase-error-based security proof for active-basis-choice BB84-type protocols to incorporate detector efficiency mismatches. By applying this theorem to a state-of-the-art analysis for source imperfections, we obtain the first finite-key security proof against general coherent attacks that simultaneously addresses both source and detector imperfections.
Quantum key distribution (QKD) promises information-theoretic security based on quantum mechanics and idealized device models. Practical implementations, however, deviate from these models due to unavoidable device imperfections, and existing security proofs fall short of capturing the complexity of real-world systems. Here we introduce a versatile numerical finite-key security framework valid against general coherent attacks and applicable to a broad class of practical QKD setups. It accommodates most relevant imperfections at both transmitter and receiver, including non-independent-and-identically-distributed (non-IID) signals arising in high-speed QKD systems due to the limited bandwidth of optical modulators, while requiring only partial characterization of the apparatuses. We demonstrate the power of our framework by proving the security of a realistic decoy-state QKD implementation with laser sources, providing a practical route towards rigorous security certification of real-world QKD setups.
Imperfect bit-and-basis encoders compromise the security of quantum key distribution (QKD) systems via modulation flaws, side channels, and inter-pulse correlations, which invalidate standard security proofs. Existing results addressing such imperfections suffer from critical limitations: they either consider only specific flaws, offer an unreasonably poor performance, or require the protocol to be run very slowly. Here, we present a finite-key security proof approach against coherent attacks that incorporates general bit-and-basis encoding imperfections (including modulation flaws, side channels, and inter-pulse correlations) while achieving significantly better performances than previous approaches and requiring only partial characterization.
Abstract Despite the enormous theoretical and experimental progress made so far in quantum key distribution (QKD), the security of most existing practical QKD systems is not rigorously established yet. A critical obstacle is that almost all existing security proofs make ideal assumptions on the QKD devices. Problematically, such assumptions are hard to satisfy in the experiments, and therefore it is not obvious how to apply such security proofs to practical QKD systems. Fortunately, any imperfections and security-loopholes in the measurement devices can be perfectly closed by measurement-device-independent QKD (MDI-QKD), and thus we only need to consider how to secure the source devices. Among imperfections in the source devices, correlations between the sending pulses and modulation fluctuations are one of the principal problems, which unfortunately most of the existing security proofs do not consider. In this paper, we take into account these imperfections and enhance the implementation security of QKD. Specifically, we consider a setting-choice-independent correlation (SCIC) framework in which the sending pulses can present arbitrary correlations but they are independent of the previous setting choices such as the bit, the basis and the intensity settings. Within the framework of SCIC, we consider the dominant fluctuations of the sending states, such as the relative phases and the intensities, and provide a self-contained information-theoretic security proof for the loss-tolerant QKD protocol in the finite-key regime. We demonstrate the feasibility of secure quantum communication, and thus our work constitutes a crucial step towards guaranteeing the security of practical QKD systems.