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arXiv:2601.01936

On the homogeneity of the quantum transition probability

Gerd Niestegge

quant-phmath-phSubmitted Jan 5, 2026• Announced Jan 6, 2026• 0 citations
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Abstract

In the years 1952 and 1965, H.-C. Wang and U. Hirzebruch showed that the two-point homogeneous compact spaces with convex metrics are isometric to the spheres, the real, complex, octonion projective spaces and the Moufang plane and as well to the sets of the minimal idempotents or pure states in the simple Euclidean Jordan algebras. Here we reveal the physical meaning of these mathematical achievements for the quantum mechanical transition probability. We show that this transition probability features a maximum degree of homogeneity in all simple Euclidean Jordan algebras, which includes common finite-dimensional Hilbert space quantum theory. The atomic parts of these algebras or, equivalently, the extreme boundaries of their state spaces can be characterized by purely topological means. This is an important difference to many other recent approaches that aim to distinguish the entire state spaces among the convex compact sets. An interesting case with non-homogeneous transition probability arises, when the $E_6$-symmetric bioctonionic projective plane is used as quantum logic.

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In the years 1952 and 1965, H.-C. Wang and U. Hirzebruch showed that the two-point homogeneous compact spaces with convex metrics are isometric to the spheres, the real, complex, octonion projective spaces and the Moufang plane and as well to the sets of the minimal idempotents or pure states in the simple Euclidean Jordan algebras. Here we reveal the physical meaning of these mathematical achievements for the quantum mechanical transition probability. We show that this transition probability features a maximum degree of homogeneity in all simple Euclidean Jordan algebras, which includes common finite-dimensional Hilbert space quantum theory. The atomic parts of these algebras or, equivalently, the extreme boundaries of their state spaces can be characterized by purely topological means. This is an important difference to many other recent approaches that aim to distinguish the entire state spaces among the convex compact sets. An interesting case with non-homogeneous transition probability arises, when the E6E_6E6​-symmetric bioctonionic projective plane is used as quantum logic.
The interplay between the algebraic structure (operator algebras) for the quantum observables and the convex structure of the state space has been explored for a long time, and most advanced results are due to Alfsen and Shultz. Here we present a more elementary approach with a more general structure for the observables, which focuses on the transition probability of the quantum logical atoms. The binary case gives rise to the generalized qubit models and was fully developed in a preceding paper. Here we consider any case with finite information capacity (binary means that the information capacity is 2). A novel geometric property that makes any compact convex set a matching state space is presented. Generally, the transition probability is not symmetric; if it is symmetric, we get an inner product and a self-dual cone. The emerging mathematical structure comes close to the Euclidean Jordan algebras and becomes a new mathematical model for a potential extension of quantum theory.
Abstract It is quite common to use the generalized probabilistic theories (GPTs) as generic models to reconstruct quantum theory from a few basic principles and to gain a better understanding of the probabilistic or information theoretic foundations of quantum physics and quantum computing. A variety of symmetry postulates was introduced and studied in this framework, including the transitivity of the automorphism group (1) on the pure states, (2) on the pairs of orthogonal pure states [these pairs are called 2-frames] and (3) on any frames of the same size. The second postulate is Müller and Ududec’s bit symmetry , which they motivate by quantum computational needs. Here we explore these three postulates in the transition probability framework, which is more specific than the GPTs since the existence of the transition probabilities for the quantum logical atoms is presupposed either directly or indirectly via a certain geometric property of the state space. This property for compact convex sets was introduced by the author in a recent paper. We show that bit symmetry implicates the symmetry of the transition probabilities between the atoms. Using a result by Barnum and Hilgert, we can then conclude that the third rather strong symmetry postulate rules out all models but the classical cases and the simple Euclidean Jordan algebras.
It is usually taken for granted that the natural mathematical framework for quantum mechanics is the theory of Hilbert spaces, where pure states of a quantum system correspond to complex vectors of unit length. These vectors can be combined to create more general states expressed in terms of positive semidefinite matrices of unit trace called density operators. A density operator tells us everything we know about a quantum system. In particular, it specifies a unique probability for any measurement outcome. Thus, to fully appreciate quantum mechanics as a statistical model for physical phenomena, it is necessary to understand the basic properties of its set of states. Studying the convex geometry of quantum states provides important clues as to why the theory is expressed most naturally in terms of complex amplitudes. At the very least, it gives us a new perspective into thinking about structure of quantum mechanics. \n \n \nThis thesis is concerned with the structure of quantum state space obtained from the geometry of the convex set of probability distributions for a special class of measurements called symmetric informationally complete (SIC) measurements. In this context, quantum mechanics is seen as a particular restriction of a regular simplex, where the state space is postulated to carry a symmetric set of states called SICs, which are associated with equiangular lines in a complex vector space. The analysis applies specifically to 3-dimensional quantum systems or qutrits, which is the simplest nontrivial case to consider according to Gleason's theorem. It includes a full characterization of qutrit SICs and includes specific proposals for implementing them using linear optics. The infinitely many qutrit SICs are classified into inequivalent families according to the Clifford group, where equivalence is defined by geometrically invariant numbers called triple products. The multiplication of SIC projectors is also used to define structure coefficients, which are convenient for elucidating some additional structure possessed by SICs, such as the Lie algebra associated with the operator basis defined by SICs, and a linear dependency structure inherited from the Weyl-Heisenberg symmetry. After describing the general one-to-one correspondence between density operators and SIC probabilities, many interesting features of the set of qutrits are described, including an elegant formula for its pure states, which reveals a permutation symmetry related to the structure of a finite affine plane, the exact rotational equivalence of different SIC probability spaces, the shape of qutrit state space defined by the radial distance of the boundary from the maximally mixed state, and a comparison of the 2-dimensional cross-sections of SIC probabilities to known results. Towards the end, the representation of quantum states in terms of SICs is used to develop a method for reconstructing quantum theory from the postulate of maximal consistency, and a procedure for building up qutrit state space from a finite set of points corresponding to a Hesse configuration in Hilbert space is sketched briefly.
In a recent paper it was shown that all the Hilbert space formulas for quantum probabilities can be realized as functions of geometric properties of the associated projective space, but those functions were expressed using the structures of the associated Hilbert space. In this paper a direct description of all these probabilities is given as formulas involving only the geometric properties of the projective space itself without referring to the associated Hilbert space theory. In large part this depends on a projection theorem for complex projective space which is analogous to the projection theorem for Hilbert spaces. The importance of this is that this exhibits quantum probability in terms of the geometry of a Riemannian metric in a non-linear Kähler manifold without any reference to a linear Hilbert space. As such this is a part of a larger program of the geometrization of physics. This opens the possibility of generalizations of quantum theory in other similar geometric settings. The theory presented includes projective spaces of both finite and infinite dimension. Some comments explain how quantum theory based on a von Neumann algebra is compatible with this approach.
I discuss a set of strong, but probabilistically intelligible, axioms from which one can {\em almost} derive the appratus of finite dimensional quantum theory. Stated informally, these require that systems appear completely classical as restricted to a single measurement, that different measurements, and likewise different pure states, be equivalent (up to the action of a compact group of symmetries), and that every state be the marginal of a bipartite non-signaling state perfectly correlating two measurements. This much yields a mathematical representation of measurements and states that is already very suggestive of quantum mechanics. In particular, in any theory satisfying these axioms, measurements can be represented by orthonormal subsets of, and states, by vectors in, an ordered real Hilbert space -- in the quantum case, the space of Hermitian operators, with its usual tracial inner product. One final postulate (a simple minimization principle, still in need of a clear interpretation) forces the positive cone of this space to be homogeneous and self-dual and hence, to be the the state space of a formally real Jordan algebra. From here, the route to the standard framework of finite-dimensional quantum mechanics is quite short.
What are the minimal requirements for a physically reasonable mathematical model for quantum theory or a potential extension? In addressing this question, rather than relying on the generalized probabilistic theories or other usual approaches, we propose a reset based on the following fundamental features: transition probabilities, which are typical of quantum theory, and continuous reversible dynamical processes (e.g., represented by a Lie group), which play the same crucial role in classical as well as in quantum physics. In doing so, we get back to the very elementary transition probability space framework originally introduced by Bogdan Mielnik in 1968 and combine it with the continuous reversibility condition. The primary class of valid spaces arises from the irreducible atomic JBW algebras, which encompass the irreducible atomic von Neumann algebras and the Jordan matrix algebras. The von Neumann algebras represent the model of common quantum theory. Beyond these, there is a non-standard valid space, where the exceptional Lie group E6E_6E6​ acts transitively. While E6E_6E6​ has been proposed as a candidate for internal symmetries in particle physics, we highlight that this model deviates from standard quantum theory in critical ways. Specifically, it fails to guarantee the existence of post-measurement states in all situations. Though the above postulates are powerful, they still allow for some physically meaningless models. A further feature of quantum theory (the correspondence between the pure states and the minimal projections) leads us to an additional requirement that rules out these models. However, a complete classification of the valid models remains one of the open issues, pointed out in the paper, which is intended for the mathematical and physical experts, inspiring them to tackle these problems.