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arXiv:2512.24869 · Physical review. B./Physical review. B

Regularized universal topological markers for Dirac systems

Yulin Qin, Chang-An Li, Jian Li

Published May 12, 2026• 1 citation
arXivHTMLPDF

Abstract

Topological markers provide an efficient and powerful characterization of topological features of many systems, especially when the translation symmetry is broken. Recently, a universal topological marker applicable in different symmetry classes of topological systems is proposed. However, it suffers from irregular behaviors at the boundary and its connection to other topological indexes remains elusive. In this work, we construct regularized universal topological markers that apply to Dirac systems by utilizing position operators that are compatible with periodic boundary conditions. The regularized markers eliminate the obstructive boundary irregularities successfully and give rise to the desired global topological invariants, such as the Chern number, consistently when integrated over all the lattice sites. Furthermore, the regularized form allows us to establish an explicit connection between the markers and some other known topological indices in two dimensions. For instance, it turns out to be equivalent to the Bott index in classes A, D, and C and equivalent to the spin Chern number in classes DIII and AII. We further examine the utility and stability of this marker in disordered scenarios. We find that its variance shows peaks at the phase boundaries, which promotes it as a useful indicator for detecting disorder-induced topological phase transitions.

DOI
10.1103/yfxd-64tc

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Topological markers provide an efficient and powerful characterization of topological features of many systems, especially when the translation symmetry is broken. Recently, a universal topological marker applicable in different symmetry classes of topological systems is proposed. However, it suffers from irregular behaviors at the boundary and its connection to other topological indexes remains elusive. In this work, we construct regularized universal topological markers that apply to Dirac systems by utilizing position operators that are compatible with periodic boundary conditions. The regularized markers eliminate the obstructive boundary irregularities successfully and give rise to the desired global topological invariants, such as the Chern number, consistently when integrated over all the lattice sites. Furthermore, the regularized form allows us to establish an explicit connection between the markers and some other known topological indices in two dimensions. For instance, it turns out to be equivalent to the Bott index in classes A, D, and C and equivalent to the spin Chern number in classes DIII and AII. We further examine the utility and stability of this marker in disordered scenarios. We find that its variance shows peaks at the phase boundaries, which promotes it as a useful indicator for detecting disorder-induced topological phase transitions.
A universal topological marker has been proposed recently to map the topological invariants of Dirac models in any dimension and symmetry class to lattice sites. Using this topological marker, we examine the conditions under which the global topological order, represented by the spatially averaged topological marker, remains unchanged in the presence of disorder for 1D and 2D systems. We find that if an impurity corresponds to varying a nonzero-matrix element of the lattice Hamiltonian, regardless the element represents hopping, chemical potential, pairing, etc., then the average topological marker is conserved. However, if there are many strong impurities and the average distance between them is shorter than a correlation length, then the average marker is no longer conserved. In addition, strong and dense impurities can be used to continuously interpolate between one topological phase and another. A number of prototype lattice models including Su-Schrieffer-Heeger model, Kitaev chain, Chern insulators, Bernevig-Hughes-Zhang model, and chiral ppp-wave superconductors are used to elaborate the ubiquity of these statements.
The topological order of Dirac models in any dimension and symmetry class can be mapped to lattice sites by a universal topological marker. From the topological operator that extracts this marker, one can further define a nonlocal marker that detects topological phase transitions. Several prototype models such as the Su-Schrieffer-Heeger model, Majorana chain, Chern insulator, Bernevig-Hughes-Zhang model, chiral and helical ppp-wave superconductors, three-dimensional time-reversal symmetric topological insulators, among many others, are employed to demonstrate the ubiquity of these markers.
Local topological markers, topological invariants evaluated by local expectation values, are valuable for characterizing topological phases in materials lacking translation invariance. The Chern marker-the Chern number expressed in terms of the Fourier transformed Chern character-is an easily applicable local marker in even dimensions, but there are no analogous expressions for odd dimensions. We provide general analytic expressions for local markers for free-fermion topological states in odd dimensions protected by local symmetries: a Chiral marker, a local Z marker which in case of translation invariance is equivalent to the chiral winding number, and a Chern-Simons marker, a local Z_{2} marker characterizing all nonchiral phases in odd dimensions. We achieve this by introducing a one-parameter family P_{ϑ} of single-particle density matrices interpolating between a trivial state and the state of interest. By interpreting the parameter ϑ as an additional dimension, we calculate the Chern marker for the family P_{ϑ}. We demonstrate the practical use of these markers by characterizing the topological phases of two amorphous Hamiltonians in three dimensions: a topological superconductor (Z classification) and a topological insulator (Z_{2} classification).
The atomic-scale influence of disorder on the topological order can be quantified by a universal topological marker, although the practical calculation of the marker becomes numerically very costly in higher dimensions. We propose that for any symmetry class in higher dimensions, the topological marker can be calculated in a very efficient way by adopting the kernel polynomial method. Using class AII in three dimensions as an example, which is relevant to realistic topological insulators like Bi2Se3 and Bi2Te3, this method reveals the criteria for the invariance of topological order in the presence of disorder, as well as the possibility of a smooth cross over between two topological phases caused by disorder. In addition, the significantly enlarged system size in the numerical calculation implies that this method is capable of capturing the quantum criticality much closer to topological phase transitions, as demonstrated by a nonlocal topological marker.
Topological crystalline phases (TCPs) are topological states protected by spatial symmetries. A broad range of TCPs have been conventionally studied by formulating topological invariants (symmetry indicators) at invariant momenta in the Brillouin zone, which leaves open the question of their stability in the absence of translational invariance. In this work, we show that robust basis-independent topological invariants can be generically constructed for TCPs using projected symmetry operators. Remarkably, we show that the real-space topological markers of these invariants are exponentially localized to the fixed points of the spatial symmetry. As a result, this real-space structure protects them against the presence of impurities that are located away from the fixed points and also sufficiently slowly varying disorder potentials. By considering all possible symmetry centers in a crystalline system we can generate a mesh of real-space topological markers that can provide a local topological distinction for TCPs. We illustrate the robustness of this mesh of invariants with one- and two-dimensional TCPs protected by inversion, rotational, and mirror symmetries. Finally, we find that the boundary modes of these TCPs can also exhibit robust topological invariants with localized markers on the edges. We illustrate this with the gapless Majorana boundary modes of mirror-symmetric topological superconductors, and relate their integer topological edge invariant with a quantized effective edge polarization.
To clarify the relationship between edge electronic states in open-boundary crystalline systems and their corresponding bulk electronic structure, A. Alase et al., [Phys. Rev. Lett. 117, 076804 (2016)] have recently generalized Bloch's theorem to lattice models with broken translational symmetry. Their formalism provides a bulk-boundary correspondence indicator, DDD, sensitive directly to the localization of edge states. We extend this formalism in two significant ways. First, we explicitly classify the edge-state basis provided by the theory according to their underlying protecting symmetries. Second, acknowledging that the true topological invariant is the Zak phase, inherently defined only for periodic boundary conditions, we introduce an analogous quantity ${\ensuremath{\gamma}}_{Z}$, suitable for open-boundary systems. We illustrate these developments on the example of the Kitaev wire model. We demonstrate that both indicators, DDD and our open-boundary analog, ${\ensuremath{\gamma}}_{Z}$, effectively capture topological localization: while DDD diverges within the topological phase, ${\ensuremath{\gamma}}_{Z}=\ensuremath{\pi}$. We further examine eigenvalues (zzz) of the lattice shift operator, showing that variations in these eigenvalues as a function of chemical potential provide additional signatures of topological phase transitions. Additionally, we study a periodic Kitaev wire containing a bond impurity, revealing that while the topological phase remains characterized by ${\ensuremath{\gamma}}_{Z}=\ensuremath{\pi}$, significant state localization near the impurity emerges only at critical values of the chemical potential.