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arXiv:2511.17067

Exceptional line and pseudospectrum in black hole spectroscopy

Li-Ming Cao, Ming-Fei Ji, Liang-Bi Wu, Yu-Sen Zhou

gr-qcastro-ph.HEquant-phSubmitted Nov 21, 2025• Announced Nov 24, 2025
v1 · Nov 21, 2025v2 · Jun 4, 2026
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Abstract

We investigate the exceptional points (EPs) and their pseudospectra in black hole perturbation theory. By considering a Gaussian bump modification to the Regge-Wheeler potential with variable amplitude, position, and width parameters, $(\varepsilon,d,σ_0)$, a continuous line of EPs (exceptional line, EL) in this three-dimensional parameter space is revealed. We find that the vorticity $ν=\pm1/2$ and the Berry phase $γ=π$ for loops encircling the EL, while $ν=0$ and $γ=0$ for those do not encircle the EL. Through matrix perturbation theory, we prove that the $ε$-pseudospectrum contour size scales as $ε^{1/q}$ at an EP, where $q$ is the order of the largest Jordan block of the Hamiltonian-like operator, contrasting with the linear $ε$ scaling at non-EPs. Numerical implements confirm this observation, demonstrating enhanced spectral instability at EPs for non-Hermitian systems including black holes.

Comments
11 pages, 8 figures

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Non-Hermitian operators are now routinely used to describe few-mode systems such as optical resonators and superconducting qubits, and exceptional points (EPs) are defective spectral singularities of such non-Hermitian operators. In contrast, the scattering-theoretic formulation of EP physics for unbounded Hamiltonians remains less settled. In this work, we formulate the geometric phase associated with encircling an EP when the underlying eigenstates are quantum resonances within a one-dimensional scattering model. To do this, we employ the complex-scaling method, where resonance poles of the S matrix are realized as discrete eigenvalues of the non-Hermitian dilated Hamiltonian, to construct situations in which resonant and scattering states coalesce into an EP in the complex energy plane, that is, the resonance pole is embedded into the continuum spectrum. We analyze the self-orthogonality in the vicinity of an EP, the Berry phase, and the Chern characteristic. Our results clarify how EP branch structure and geometric holonomy arise directly from resonance poles in scattering theory, thereby connecting non-Hermitian spectral topology with the traditional theory of quantum resonances.
Open photonic systems provide a versatile platform for non-Hermitian physics, enabling control over complex spectra, transport, and light-matter interactions. Exceptional points (EPs), at which eigenvalues and eigenvectors coalesce and the governing operator becomes defective, play a central role because they combine branch-point spectral topology, nonanalytic perturbative response, and controllable eigenstate conversion. This Review provides a unified framework for EP photonics by systematically distinguishing exceptional degeneracies according to the underlying operator, spectral variable, boundary conditions, and experimentally accessible observables. We discuss Hamiltonian EPs, absorbing EPs associated with scattering zeros, real-frequency scattering-matrix and Jones-matrix EPs, Bloch and Floquet EPs, and Liouvillian EPs in open quantum systems. We review their spectral topology, static and dynamical encircling, higher-order exceptional structures, and coexistence with bound states in the continuum, together with applications in sensing, lasing, coherent absorption, directional scattering, polarization and wavefront control, nonlinear optics, optical storage, nonreciprocal photonics, and quantum photonics. We also critically assess the current limitations, practical challenges, and future perspectives of EP-based photonic technologies, with particular attention to robustness, noise, scalability, and experimentally measurable performance.
The appearance of topological singularities, namely exceptional points (EPs) is an intriguing feature of parameter-dependent open quantum or wave systems. EPs are the special type of nonHermitian degeneracies where two (or more) eigenstates of the underlying system coalesce. In this paper, we present a three level non-Hermitian Hamiltonian which hosts three interacting eigenstates. The matrix elements are optimized in such a way that the intermediate eigenstate interacts with both the other states and the underlying system hosts at least two different second order EPs. The impact of quasi-static parameter variation along a cyclic contour around the embedded EPs on the dynamics of interacting eigenvalues is well investigated in the context of cascaded state conversion. Such dynamics of the eigenvalues shows a clear signature of the third order EP with a combined effect of both the second order EPs. Moreover, we examine the accumulation of phases around the identified EPs and study the hallmark of phase exchange during cascaded state conversions accompanied by the parametric encirclement of the third order EP.
Non-Hermitian systems exhibit a variety of unique features rooted in the presence of exceptional points (EPs). The distinct topological structure in the proximity of an EP gives rise to counterintuitive behaviors absent in Hermitian systems, which emerge after encircling the EP either quasistatically or dynamically. However, experimental exploration of EP encirclement in quantum systems, particularly those involving high-order EPs, remains challenging due to the difficulty of coherently controlling more degrees of freedom. In this work, we experimentally investigate the eigenvalue braiding and state transfer arising from the encirclement of EP in a three-dimensional non-Hermitian quantum system using superconducting circuits. We characterize the second- and third-order EPs through the coalescence of eigenvalues. Then we reveal the topological structure near the EP3 by quasistatically encircling it along various paths with three independent parameters, which yields the eigenvalue braiding described by the braid group B 3 . Additionally, we observe chiral state transfer between three eigenstates under a fast driving scheme when no EPs are enclosed, while time-symmetric behavior occurs when at least one EP is encircled. Our findings offer insights into understanding non-Hermitian topological structures and the manipulation of quantum states through dynamic operations.
Dirac exceptional points (EPs) represent a novel class of non-Hermitian singularities that, unlike conventional EPs, reside entirely within the parity-time unbroken phase and exhibit linear energy dispersion. Here, we theoretically investigate the quantum geometry of Dirac EPs realized in nitrogen-vacancy centers in diamond, utilizing fidelity susceptibility as a probe. We demonstrate that despite the absence of a symmetry-breaking phase transition, the Dirac EP induces a pronounced geometric singularity, confirming the validity of the fidelity in characterizing non-Hermitian EPs. Specifically, the real part of the fidelity susceptibility diverges to negative infinity, which serves as a signature of non-Hermitian criticality. Crucially, however, we reveal that this divergence exhibits a distinct anisotropy, diverging along the non-reciprocal coupling direction while remaining finite along the detuning axis. Furthermore, we establish that this anisotropy, characterized by at least one exact dark direction coexisting with divergent directions, is a generic consequence of the Dirac EP structure whenever the parameter derivatives collectively span the off-diagonal operator space at the Dirac EP. This behavior stands in stark contrast to the omnidirectional divergence observed in conventional EPs. Our findings provide a comprehensive picture of the fidelity probe near the Dirac EP, highlighting the critical role of parameter directionality in exploiting Dirac EPs for quantum control and sensing applications.
Exceptional points (EPs) represent non-Hermitian degeneracies where eigenvalues and eigenvectors coalesce, giving rise to enhanced sensitivity and critically damped dynamics. We demonstrate that when an EP coincides with a dissipative phase transition in an extended open Dicke model of two cavities coupled to a collective spin, the critical fluctuations are strongly amplified and governed by modified critical exponents. Numerical results reveal enhanced critical scaling in both the normal and superradiant phases, in agreement with an analytical theory based on the Jordan-block structure of the linearized dynamical matrix at the EP. Our results establish EPs as a mechanism to engineer critical scaling in open quantum systems, with potential applications to critical quantum sensing.