The discovery of topological phases has ushered in a new era of condensed matter physics and revealed a variety of natural and artificial materials. They obey the bulk-boundary correspondence (BBC), which guarantees the emergence of boundary states with nonzero topological invariants in the bulk. Widespread attention has been paid to extending topological phases to nonlinear and non-Hermitian systems. However, the BBC and topological invariants of non-Hermitian nonlinear systems remain largely unexplored. Here, we establish a complete BBC and topological characterization of the topological phases in a class of non-Hermitian nonlinear-eigenvalue systems by introducing an auxiliary system. We restore the BBC broken by non-Hermiticity via employing the generalized Brillouin zone on the auxiliary system. Remarkably, we discover that the interplay between non-Hermiticity and nonlinearity creates an exotic complex-band topological phase that coexists with the real-band topological phase. Our results enrich the family of nonlinear topological phases and lay a foundation for exploring novel topological physics in metamaterial systems.
The discovery of topological phases has ushered in a new era of condensed matter physics and revealed a variety of natural and artificial materials. They obey the bulk-boundary correspondence (BBC), which guarantees the emergence of boundary states with nonzero topological invariants in the bulk. Widespread attention has been paid to extending topological phases to nonlinear and non-Hermitian systems. However, the BBC and topological invariants of non-Hermitian nonlinear systems remain largely unexplored. Here, we establish a complete BBC and topological characterization of the topological phases in a class of non-Hermitian nonlinear-eigenvalue systems by introducing an auxiliary system. We restore the BBC broken by non-Hermiticity via employing the generalized Brillouin zone on the auxiliary system. Remarkably, we discover that the interplay between non-Hermiticity and nonlinearity creates an exotic complex-band topological phase that coexists with the real-band topological phase. Our results enrich the family of nonlinear topological phases and lay a foundation for exploring novel topological physics in metamaterial systems.
This paper explores the novel concept of topological eigenvalues within the realm of non-Hermitian quantum mechanics, focusing on their role in unveiling spectral singularities. Unlike conventional Hermitian systems, non-Hermitian Hamiltonians, which describe open systems with gain and loss, exhibit complex eigenvalues and unique spectral features such as exceptional points (EPs) where eigenvalues and their corresponding eigenvectors coalesce. We introduce the idea that certain eigenvalues in non-Hermitian systems possess an inherent topological character, dictated by the geometry of the parameter space and the winding properties of the characteristic polynomial. These topological eigenvalues are shown to be intimately linked to spectral singularities, which are non-Hermitian generalizations of bound states in the continuum or points of perfect reflection/transmission, characterized by infinite scattering amplitudes. We develop a theoretical framework to identify and characterize these topological eigenvalues, demonstrating how they emerge from the interplay of non-Hermiticity and underlying symmetries. Our findings reveal that the robust nature of these topological eigenvalues provides a new lens through which to understand the exotic phenomena observed in non-Hermitian systems, including the non-Hermitian skin effect and the breakdown of traditional bulk-boundary correspondence. This work opens new avenues for designing robust non-Hermitian devices and understanding fundamental aspects of open quantum systems.
Topological Euler insulators emerge in multiband systems with real Bloch Hamiltonians and wavefunctions. Their fragile topologies are characterized by the Euler class of degenerate bands and protected by the PT or C2T symmetry in two dimensions, which go beyond the tenfold K-theory classification of topological matter. In this work, we extend the conception of topological Euler insulators to non-Hermitian systems and propose a theoretical framework to unlock their nontrivial Euler topology. Focusing on two-dimensional, three-band non-Hermitian lattice models with symmetric Hamiltonians, we formulate a comprehensive description of their topological Euler bands, entanglement spectrum and bulk-boundary correspondence. Three typical models of non-Hermitian Euler insulators are constructed and investigated explicitly to illustrate our theory. Unique topological phase transitions and anomalous edge-band overlaps with non-Hermitian origins are further identified. Our study establishes the presence of topological Euler bands in non-Hermitian systems and unveils their intriguing physical characteristics, thereby broadening the existing territory of topological matter in non-Hermitian open systems.
The breakdown of conventional bulk-boundary correspondence (BBC) in non-Hermitian system can be resolved by the generalized Brillouin zone (GBZ) theory. However, extending the GBZ theory to interacting many-body systems remains an open problem. Here, we consider an interacting non-Hermitian model characterized by a circular GBZ. We show that, based on a GBZ transformation, a quasi-reciprocal many-body Hamiltonian can be constructed which, under periodic boundary conditions (PBC), captures the physics of the original non-Hermitian model under open boundary conditions (OBC). Using exact diagonalization (ED), we determine the phase diagram for the quasi-reciprocal many-body Hamiltonian by computing the Zak phase and the structure factor of the charge-density-wave (CDW) phase. We further investigate the entanglement properties and find that the degeneracy of the low-lying entanglement spectrum characterizes each phase in the phase diagram. These findings demonstrate that the topological properties in interacting non-Hermitian system is encoded in the entanglement spectrum of the quasi-reciprocal model. Our work establishes a route to studying many-body non-Hermitian physics within the GBZ formalism.
The discovery of integer quantum Hall effect and its subsequent theoretical formulation heralded a new paradigm of thinking in condensed matter physics, which has by now blossomed into the rapidly growing field of topological phases. In this work we investigate several mutually related topics in the framework of topological band theory. In Chapter 2, we study solutions to boundary states on a lattice and see how they are related to the bulk topology. To elicit a real space manifestation of the non-trivial topology, the presence of a physical edge is not strictly necessary. We study two other possibilities, namely the entanglement spectrum associated with an imaginary spatial boundary, and the localization centers of Wannier functions, in Chapters 3,4, and 5. Topological classification through discrete indices is so far possible only for systems described by pure quantum states - in the existing scheme, quantization is lost for systems in mixed states. In Chapter 6, we present a program through which discrete topological indices can be defined for topological band systems at finite temperature, based on Uhlmann's parallel transport of density matrices. The potential of topologocal insulators in realistic applications lies in the existence of Dirac nodes on its surface spectrum. Dirac physics, however, is not exclusive to TI surfaces. In a recently discovered class of materials known as Weyl semimetals, energy nodes which emit linear dispersions also occur in the bulk material. In Chapter 7, we study the possibility of resonance states induced by localized impurities near the nodal energy in Weyl semimetals, which will help us in understanding the stability of density-of-state suppression at the energy nodes. Finally, in Chapter 8, we apply the topological characterization developed for noninteracting particles to a class of interacting spin models in 3D, which are generalizations of Kitaev's honeycomb model, and identify several exotic quantum phases such as spin metals and spin semimetals
We discuss the topology of Bogoliubov excitation bands from a Bose-Einstein condensate in an optical lattice. Since the Bogoliubov equation for a bosonic system is non-Hermitian, complex eigenvalues often appear and induce dynamical instability. As a function of momentum, the onset of appearance and disappearance of complex eigenvalues is an exceptional point (EP), which is a point where the Hamiltonian is not diagonalizable and hence the Berry connection and curvature are ill-defined, preventing defining topological invariants. In this paper, we propose a systematic procedure to avoid EPs in the Brillouin zone by introducing an imaginary part of the momentum. We then define the Berry phase for a one-dimensional bosonic Bogoliubov system. Extending the argument for Hermitian systems, the Berry phase for an inversion-symmetric system is shown to be Z2. As concrete examples, we numerically investigate two toy models and confirm the bulk-edge correspondence even in the presence of complex eigenvalues. The Z2 invariant associated with particle-hole symmetry and the winding number for a time-reversal-symmetric system are also discussed.
Abstract We provide strong numerical evidence for a dynamical bulk-boundary correspondence in two-dimensional topological matter which manifests itself as boundary contributions to the dynamical free energy and is governed by a two-dimensional non-Hermitian dynamical Loschmidt matrix—a setting largely unexplored beyond one dimension. Following a quantum quench, in-gap bands emerge in the spectrum of the Loschmidt matrix between successive dynamical quantum phase transitions when the time-evolving Hamiltonian is topological, while they are absent for quenches into the trivial phase in all cases we have studied. By fitting these in-gap bands, we show that they account for the observed boundary contributions to the dynamical free energy thus supporting a direct connection between the spectrum of a non-Hermitian dynamical matrix and topological boundary contributions. Taken together with earlier studies of the one-dimensional case, our results provide a framework to understand and classify dynamical topological phenomena based on the spectral properties of certain non-Hermitian matrices.