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arXiv:2511.12246 · Physical review. B./Physical review. B

Survival of Hermitian Criticality in the Non-Hermitian Framework

Fei Wang, Guoying Liang, Zecheng Zhao, Lin-Yue Luo, Da-Jian Zhang, Bao-Ming Xu

quant-phcond-mat.stat-mechSubmitted Nov 15, 2025• Announced Nov 18, 2025• 1 citation• Revised Apr 28, 2026 (v2)
v1 · Nov 15, 2025v2 · Apr 28, 2026
arXivHTMLPDF

Abstract

In this work, we investigate many-body phase transitions in a one-dimensional anisotropic XY model subject to a complex-valued transverse field. Within the biorthogonal framework, we calculate the ground-state correlation functions and entanglement entropy, confirming that their scaling behavior remains identical to that in the Hermitian XY model. The preservation of Hermitian phase transition features in the non-Hermitian setting is rooted in the persistence and emergence of symmetries and their breaking. Specifically, the ferromagnetic (FM) phase arises from the breaking of a $Z_2$ symmetry, while the Luttinger liquid (LL) phase is enabled by the emergence of a $U(1)$ symmetry together with the degeneracy of the real part of the energy spectrum. The nontrivial topology of the LL phase are characterized by the winding number around the exceptional point (EP). Given that non-Hermitian systems are inherently open, this research opens a new avenue for exploring conventional quantum phase transitions that are typically vulnerable to decoherence and environmental disruption in open quantum systems.

Journal reference
Phys. Rev. B 113, 165149 (2026)
DOI
10.1103/y34y-32dt
Comments
9 pages, 5 figures, 1 table

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In this work, we investigate many-body phase transitions in a one-dimensional anisotropic XY model subject to a complex-valued transverse field. Within the biorthogonal framework, we calculate the ground-state correlation functions and entanglement entropy, confirming that their scaling behavior remains identical to that in the Hermitian XY model. The preservation of Hermitian phase transition features in the non-Hermitian setting is rooted in the persistence and emergence of symmetries and their breaking. Specifically, the ferromagnetic (FM) phase arises from the breaking of a Z2Z_2Z2​ symmetry, while the Luttinger liquid (LL) phase is enabled by the emergence of a U(1)U(1)U(1) symmetry together with the degeneracy of the real part of the energy spectrum. The nontrivial topology of the LL phase are characterized by the winding number around the exceptional point (EP). Given that non-Hermitian systems are inherently open, this research opens a new avenue for exploring conventional quantum phase transitions that are typically vulnerable to decoherence and environmental disruption in open quantum systems.
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Lee-Yang theory offers a unifying framework for understanding classical phase transitions and dynamical quantum phase transitions through the analysis of partition functions and Loschmidt echoes. Recently, this framework is extended to characterize quantum phase transitions of quantum Ising models by introducing the concepts of non-Hermitian parity-symmetry breaking and fidelity zeros. Here, we generalize the theory by studying a broad class of quantum models, including the XY, the XXZ, the XYZ, and the Zp\mathbb{Z}_pZp​ clock models in one dimension, subject to a complex magnetic field. For the XY, XXZ and XYZ models, we find that the complex field breaks parity symmetry and induces oscillations of the ground state between the two parity sectors, giving rise to fidelity zeros within the ordered phases. For the Z3\mathbb{Z}_3Z3​ clock model, the complex field splits the real part of the ground-state energy between the neutral sector (q=0q=0q=0) and the charged sectors (q=1,2q=1,2q=1,2), while preserving the degeneracy within the charged sector. Fidelity zeros arise only after projecting out one of the charged sectors. For the Z4\mathbb{Z}_4Z4​ and Z5\mathbb{Z}_5Z5​ clock models, the ground states are instead projected to oscillate between the neutral sector (q=0q=0q=0) and the charged sectors q=2q=2q=2 and q=1q=1q=1, respectively, giving rise to fidelity zeros. Finite-size scaling of these zeros yields critical exponents in full agreement with analytical predictions, demonstrating that this approach is applicable not only to the Ising model with Z2\mathbb{Z}_2Z2​ symmetry, but also to more general Heisenberg-type models and systems with higher discrete symmetries.
model with a complex transverse field, where the imaginary transverse field can be generated by three-level atoms with spontaneous decay. Many-body spectrum can be obtained analytically. The phase diagram in thermodynamical limit indicates that the imaginary transverse field induces non-Hermitian degeneracy and shrinks the ferromagnetic phase for anisotropic interaction. We also analyze the effect of imaginary field on quantum criticality through ground state geometry phase. It causes a shift of transition point but does not change the order of phase transition in anisotropic interaction region. However, the phase transition is related to the original Hermitian degeneracy in anisotropic interaction region, which indicates that the imaginary transverse field cannot change phase boundary and critical behavior.
The study of quantum criticality has historically been confined to Hermitian systems, where closed-system approximations neglect environmental interactions. However, a significant portion of quantum phenomena occurs in open systems, necessitating a departure from this conventional framework. This paper explores non-Hermitian quantum criticality in open many-body systems, delving into the unique phases and phase transitions that emerge due to dissipation, gain, and other non-conservative interactions. We establish a comprehensive framework that integrates concepts from biorthogonal quantum mechanics, Liouvillian dynamics, and tensor network methods to characterize critical phenomena, including dynamical quantum phase transitions and the emergence of non-Hermitian quantum many-body scars. Through an extensive literature review, we highlight how the interplay of non-Hermiticity with many-body correlations leads to novel critical behaviors, distinct from their Hermitian counterparts, and in some cases, surprisingly resilient or even enhanced. We discuss the role of exceptional points as hallmarks of non-Hermitian systems, their influence on energy spectra, and their implications for criticality and topological invariants. Furthermore, we examine the methodologies for defining observables and statistical ensembles in these non-Hermitian settings, emphasizing the distinctions and occasional controversies that arise. The findings provide critical insights into the fundamental principles governing quantum criticality in dissipative environments and pave new avenues for engineering and understanding open quantum technologies, from quantum sensing to robust quantum information processing.
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