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arXiv:2511.06392

A Collapse Mechanism Without Heating

Felix Finster, Claudio F. Paganini

quant-phmath-phSubmitted Nov 9, 2025• Announced Nov 11, 2025• 0 citations• Revised Aug 26, 2026 (v2)
v1 · Nov 9, 2025v2 · Aug 26, 2026
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Abstract

It is shown that the collapse model derived from the theory of causal fermion systems does not give rise to a heating of the probe, up to higher order corrections in the Planck length. Experimental consequences are worked out. The connections to the continuous spontaneous localization (CSL) model, models involving a second-quantized background and the events-trees-histories (ETH) formulation of quantum theory are discussed.

Comments
23 pages, LaTeX, one figure, many smaller improvements and Section 4 added

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•Apr 12, 2017•2 citations
It is shown that the collapse model derived from the theory of causal fermion systems does not give rise to a heating of the probe, up to higher order corrections in the Planck length. Experimental consequences are worked out. The connections to the continuous spontaneous localization (CSL) model, models involving a second-quantized background and the events-trees-histories (ETH) formulation of quantum theory are discussed.
Abstract It is shown that, in the non-relativistic limit, causal fermion systems give rise to an effective collapse theory. The nonlinear and stochastic correction terms to the Schrödinger equation are derived from the causal action principle. The dynamics of the statistical operator is described by a deterministic equation of Kossakowski–Lindblad form. Moreover, the quantum state undergoes a dynamical collapse compatible with the Born rule. The effective model has similarities with the continuous spontaneous localization model, but differs from it by a conservation law for the probability integral as well as a non-locality in time on a microscopic length scale ℓ min .
Collapse models describe phenomenologically the quantum-to-classical transition by adding suitable nonlinear and stochastic terms to the Schr\"odinger equation, thus (slightly) modifying the dynamics of quantum systems. Experimental bounds on the collapse parameters have been derived from various experiments involving a plethora of different systems, from single atoms to gravitational wave detectors. Here, we give a comprehensive treatment of the continuous spontaneous localization (CSL) model, the most studied among collapse models, for Fermi liquids. We consider both the white and non-white noise case. Application to various astrophysical sources is presented.
Promotion of quantum theory from a theory of measurement to a theory of reality requires an unambiguous specification of the ensemble of realizable states (and each state's probability of realization). Although not yet achieved within the framework of standard quantum theory, it has been achieved within the framework of the continuous spontaneous localization (CSL) wave-function collapse model. In CSL, a classical random field w(x,t)w(\mathbf{x},t)w(x,t) interacts with quantum particles. The state vector corresponding to each w(x,t)w(\mathbf{x},t)w(x,t) is a realizable state. In this paper, I consider a previously presented model, which is predictively equivalent to CSL. In this completely quantized collapse (CQC) model, the classical random field is quantized. It is represented by the operator W(x,t)W(\mathbf{x},t)W(x,t) which satisfies $[W(\mathbf{x},t),W({\mathbf{x}}^{\ensuremath{'}},{t}^{\ensuremath{'}})]=0$. The ensemble of realizable states is described by a single state vector, the ``ensemble vector.'' Each superposed state which comprises the ensemble vector at time ttt is the direct product of an eigenstate of $W(\mathbf{x},{t}^{\ensuremath{'}})$, for all x\mathbf{x}x and for $0\ensuremath{\leqslant}{t}^{\ensuremath{'}}\ensuremath{\leqslant}t$, and the CSL state corresponding to that eigenvalue. These states never interfere (they satisfy a superselection rule at any time), they only branch, so the ensemble vector may be considered to be, as Schr\"odinger put it, a ``catalog'' of the realizable states. In this context, many different interpretations (e.g., many worlds, environmental decoherence, consistent histories, modal interpretation) may be satisfactorily applied. Using this description, a long-standing problem is resolved, where the energy comes from the particles gain due to the narrowing of their wave packets by the collapse mechanism. It is shown how to define the energy of the random field and its energy of interaction with particles so that total energy is conserved for the ensemble of realizable states. As a by-product, since the random-field energy spectrum is unbounded, its canonical conjugate, a self-adjoint time operator, can be discussed. Finally, CSL is a phenomenological description, whose connection to, or derivation from, more conventional physics has not yet appeared. We suggest that, because CQC is fully quantized, it is a natural framework for replacement of the classical field w(x,t)w(\mathbf{x},t)w(x,t) of CSL by a quantized physical entity. Two illustrative examples are given.
Quantum mechanics exhibits a broad collection of theoretical results in complete agreement with experimental evidence. Besides showing unquestionable success in the description of isolated systems, it can be also successfully used to characterize non-isolated quantum system. In such a case, phenomena like dissipation, diffusion or decoherence. The theory of open quantum systems provides the framework where such features can be conveniently explained. \nThis thesis is about decoherence and collapse models. Albeit conceptually they are very far from each other, they both belong the framework of open quantum systems. Indeed, they consider systems interacting with an external entity: an environment for decoherence models, a noise for collapse models. Although the external influence has different origin, they can be described by similar dynamical equations and, to confirm or falsify them, the same experimental tests can be performed. \nThe quantum Brownian motion model can be considered the paradigm of decoherence models. We provide an exact and analytic equation for the time evolution of the operators and we show that the corresponding equation for the states is equivalent to well-known results in the literature. Our derivation allows to compute the time evolution of physically relevant quantities in a much easier way than previous formulations. Moreover, we are not bound to compute the time evolution of the state of the system, which in general is a complicated task. The explicit dependence on the initial state appears only in the initial expectation values and not in the dynamics. This makes possible the derivation of expectation values also for nontrivial states. \nAnother decoherence model we considered is a recently proposed model, based on the mass-energy equivalence. The model describes a decoherence source acting universally on every system whose superposition is extended on positions experiencing different gravitational potentials. We studied the conditions under which this mechanism becomes the dominant decoherence effect in typical interferometric experiments. We show that current experiments are off by several orders of magnitude. New ideas are needed to achieve the necessary requirements. \nThe second part of this thesis concerns collapse models, in particular the Continuous Spontaneous Localization (CSL) model. We focus on experimental tests that can probe it. In this respect, experiments can be grouped in two classes: interferometric tests and non-interferometric ones. The first class includes those experiments, which directly create and detect quantum superpositions of the center of mass of massive systems. The strongest bounds on the CSL parameters come from the second class of non-interferometric experiments, which are sensitive to small position displacements and detect CSL-induced diffusion in position. \nWe investigate how we can benefit from the non-interferometric perspective given by optomechanical setups, which have reached high sensitivities as force and position sensors. Three examples are considered.\nFirst, we compute the upper bounds on the CSL parameters, which can be inferred by the gravitational wave detectors LIGO, LISA Pathfinder and AURIGA.\nSecond, we report new results from an experiment based on a high-quality cantilever cooled to millikelvin temperature. High accuracy measurements of the cantilever thermal fluctuations reveal a nonthermal force noise of unknown origin. This excess noise is compatible with the CSL heating predicted by Adler. Several physical mechanisms able to explain the observed noise have been ruled out.\nThird, we propose an unattempted non-interferometric test aimed to investigate the still unexplored region of the CSL parameter space. Our proposal relies on torsional degrees of freedom rather than the usual vibrational ones. We believe that the test that has been put forward here, will eventually probe the unexplored CSL parameter space.
We emphasize that standard quantum theory (SQT) is incomplete because it doesn't describe what is experimentally observed, namely events, nor does it satisfactorily define the circumstances under which events may occur. Simple models are given (all of which have the same density matrix evolution) to illustrate schemes which claim to complete SQT. It is shown how the model based upon the Continuous Spontaneous Localization (CSL) theory, in which an individual statevector undergoes "True Collapse," gives a satisfactory description of events. It is argued that various "decoherence" based approaches, illustrated by models in which a density matrix undergoes "False Collapse," do not satisfactorily resolve these problems of SQT.
Collapse models solve the measurement problem by adding non-linear and stochastic terms to the usual Schroedinger dynamics. The resulting dynamics localizes in position macroscopic systems, while preserves quantum mechanical predictions for microscopic systems. \nTwo of the main consequences of this resulting dynamics are: the loss of any initial spatial coherence, with a decoherence rate which increases with the dimensions of the system (amplification mechanism); and a heating effect induced on the system that, for long times, leads either to a divergent or to a convergent value of the energy, depending on the particular collapse model considered. \nAn interesting class of system to experimentally test collapse models are cold atomic gases. Besides their very low temperatures (T = 10^(-11) - 10^(-7)K), cold atomic gases show mesoscopic quantum properties, i.e. involving a number of atoms of order of N = 10^(3)– 10^(11). These are all necessary ingredients to experimentally test collapse models. In this thesis, we use cold bosonic atomic gas to test one of the most studied and complete among collapse models, i.e. CSL, and also its non-Markovian and dissipative extensions. In particular, in this thesis we put bounds on CSL free-parameters by studying the diffusion effect induced by collapse noise on a free expanding gas, and we compare the theoretical results with experimental data known in literature. The bounds we put are among the strongest ever found non only for CSL model, but especially for its non-Markovian extension. \nIn this thesis we also specialize the CSL dynamics in Bose-Josephson junctions, and we focus on the localization mechanism induced by the noise on initially entangled states. In particular, we focus on decoherence induced by CSL on typical entangled states as atomic coherent states and NOON states. We find that in the latter ones, CSL effects become significant when the NOON state is composed by a number of atoms of 10^(4) or greater. Moreover, we compare CSL decoherence with environmental decoherence induced by typical realistic sources, as an external thermal cloud, imperfections in the trapping laser, and three body effects. We then find which conditions experiments must fulfill in order to test CSL in a Bose-Josephson junction in conditions never