Numerical security proofs based on conic optimization are known to deliver optimal secret-key rates, but so far they have mostly assumed that the emitted states are fully characterized. In practice, this assumption is unrealistic, since real devices inevitably suffer from imperfections and side channels that are extremely difficult to model in detail. Here, we extend conic-optimization methods to scenarios where only partial information about the emitted states is known, covering both prepare-and-measure and measurement-device-independent protocols. We demonstrate that our method outperforms state-of-the-art analytical and numerical approaches under realistic source imperfections, especially for protocols that use non-qubit encodings. These results advance numerical-based proofs towards a standard, implementation-ready framework for evaluating quantum key distribution protocols in the presence of source imperfections.
Numerical security proofs based on conic optimization are known to deliver optimal secret-key rates, but so far they have mostly assumed that the emitted states are fully characterized. In practice, this assumption is unrealistic, since real devices inevitably suffer from imperfections and side channels that are extremely difficult to model in detail. Here, we extend conic-optimization methods to scenarios where only partial information about the emitted states is known, covering both prepare-and-measure and measurement-device-independent protocols. We demonstrate that our method outperforms state-of-the-art analytical and numerical approaches under realistic source imperfections, especially for protocols that use non-qubit encodings. These results advance numerical-based proofs towards a standard, implementation-ready framework for evaluating quantum key distribution protocols in the presence of source imperfections.
Abstract Numerical security proofs offer a versatile approach for evaluating the secret-key generation rate of quantum key distribution (QKD) protocols. However, existing methods typically require perfect source characterization, which is unrealistic in practice due to the presence of inevitable encoding imperfections and side channels. In this paper, we introduce a novel security proof technique based on semidefinite programming that can evaluate the secret-key rate for both prepare-and-measure and measurement-device-independent QKD protocols when only partial information about the emitted states is available, significantly improving the applicability and practical relevance compared to existing numerical techniques. We demonstrate that our method can outperform current analytical approaches addressing partial state characterization in terms of achievable secret-key rates, particularly for protocols with non-qubit encoding spaces. This represents a significant step towards bridging the gap between theoretical security proofs and practical QKD implementations.
Quantum key distribution (QKD) offers theoretical security guarantees for sharing secure key, but its practical systems face challenges due to the imperfections of devices. Widespread quantum state preparation imperfections, such as correlations between multiple rounds, significantly undermine the real-world security of QKD. In this paper, we propose a protocol that is immune to almost all kinds of state-preparation imperfections over multiple correlated rounds arising from both encoding and unknown non-encoding dimensions. The protocol relies only on three assumptions: the imperfect encoding produces unknown product states rather than entangled ones, a lower bound on the vacuum components is known, and the correlation has a finite range. The proposed protocol is also measurement-device-independent, ensuring high security at both the source and measurement sides. We provide the finite-key security analysis against coherent attacks and conduct numerical simulations to see the performance. The results show that for small correlation ranges, the protocol achieves excellent performance with a maximal transmission loss exceeding 60 dB (>300 km in standard fiber). Even for extreme cases, where one encoding affects up to 500 neighboring rounds, the protocol can still generate secret keys over a 10 dB-loss channel.
We present general security proof for quantum key distribution (QKD) with imperfect states in whole space including both the operational space and the other space (side-channel space). We show that in a protocol where Alice (Bob) uses two states, the secure key rate for a real protocol using imperfect (mixed) states is the same as that of a perfect protocol if the real protocol can be mapped from the perfect protocol. The calculation of the secure key rate for imperfect sources is reduced to the lower bound of projection probability to vacuum for each state. This paves the operable way to side-channel-secure QKD under more realistic conditions, including imperfections of whole-space states, mixed states, and finite data size. Taking the sending-or-not-sending encoding as an example in calculation, we obtain good key rates and long secure distance for QKD that is both measurement-device-independent and secure with imperfect whole-space source states. Published by the American Physical Society 2024
Abstract In theory, quantum key distribution (QKD) allows secure communications between two parties based on physical laws. However, most of the security proofs of QKD today make unrealistic assumptions and neglect many relevant device imperfections. As a result, they cannot guarantee the security of the practical implementations. Recently, the loss-tolerant protocol (K. Tamaki et al., Phys. Rev. A, 90, 052314, 2014) was proposed to make QKD robust against state preparation flaws. This protocol relies on the emission of qubit systems, which, unfortunately, is difficult to achieve in practice. In this work, we remove such qubit assumption and generalise the loss-tolerant protocol to accommodate multiple optical modes in the emitted signals. These multiple optical modes could arise, e.g., from Trojan horse attacks and/or device imperfections. Our security proof determines some dominant device parameter regimes needed for achieving secure communication and, therefore, it can serve as a guideline to characterise QKD transmitters. Furthermore, we compare our approach with that of H.-K. Lo et al. (Quantum Inf. Comput., 7, 431–458, 2007) and identify which method provides the highest secret key generation rate as a function of the device imperfections. Our work constitutes an important step towards the best practical and secure implementation for QKD.
Practical quantum key distribution (QKD) systems inevitably exhibit imperfections in both the source and detector. At the same time, the behavior of these imperfect devices is never exactly known due to characterization uncertainty, parameter fluctuations, and potential influence by an adversary. In this work, we present a security proof for generic prepare-and-measure QKD protocols, including decoy-state BB84, with imperfect and imperfectly characterized sources and detectors using the marginal-constrained entropy accumulation theorem (MEAT). Our approach uses a sequence of proof technique independent source maps and squashing maps, yielding a very modular framework. We show that practical key rates can be achieved even when multiple imperfections are combined. More broadly, our work provides a unified foundation that avoids the need for dedicated protocol-specific arguments and can be readily extended to other protocols and device imperfections.
Quantum Key Distribution (QKD) offers information-theoretic security grounded in the laws of quantum mechanics rather than computational assumptions. While its theoretical foundations are robust, practical implementations necessarily deviate from the idealized models assumed in security analyses, opening the door to side-channel attacks and implementation loopholes. In particular, most research to date has focused on mitigating vulnerabilities in the measurement devices, leading to the development of Measurement-Device-Independent QKD (MDI-QKD) and Twin-Field QKD (TF-QKD), which effectively close all receiver-side loopholes. By contrast, the security of the source has remained less explored, despite being critical for the overall integrity of QKD systems. The goal of this thesis is to develop security proofs that explicitly account for realistic imperfections in QKD sources. Special emphasis is placed on three main aspects: correlations between emitted pulses that violate independence assumptions, imperfect phase randomization arising from practical modulation schemes, and leakage of internal settings through passive or active side channels. By formulating rigorous methods to analyze these imperfections, the work aims to provide a framework that enables practitioners to quantify and mitigate implementation risks systematically. Additionally, this thesis seeks to clarify under which conditions the commonly used decoy-state method remains secure, and to what extent source assumptions can be relaxed without compromising performance. This thesis aims to advance the understanding of how real-world deviations impact QKD security and to contribute to the development of protocols and devices. Ultimately, this work is motivated by the ambition to help bring QKD from a theoretically promising idea to a mature technology deployable with confidence in practical scenarios.