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arXiv:2509.20054 · Physical Review Research

Generalized Li-Haldane correspondence in critical free-fermion systems

Yuxuan Guo, Sheng Yang, Xue-Jia Yu

Published May 6, 2026• 3 citations
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Abstract

Topological phenomena in quantum critical systems have recently attracted growing attention, as they go beyond the traditional paradigms of condensed matter and statistical physics. However, a general framework for identifying such nontrivial phenomena, particularly in higher-dimensional systems, remains insufficiently explored. In this work, we propose a universal fingerprint for detecting nontrivial topology in critical free-fermion systems protected by global on-site symmetries. Specifically, we analytically establish an exact relation between the bulk entanglement spectrum and the boundary energy spectrum at topological criticality in arbitrary dimensions, demonstrating that the degeneracy of edge modes can be extracted from the bulk entanglement spectrum. These findings, further supported by numerical simulations of lattice models, provide a universal fingerprint for identifying nontrivial topology in critical free-fermion systems.

DOI
10.1103/96gp-fq3j

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Topological phenomena in quantum critical systems have recently attracted growing attention, as they go beyond the traditional paradigms of condensed matter and statistical physics. However, a general framework for identifying such nontrivial phenomena, particularly in higher-dimensional systems, remains insufficiently explored. In this work, we propose a universal fingerprint for detecting nontrivial topology in critical free-fermion systems protected by global on-site symmetries. Specifically, we analytically establish an exact relation between the bulk entanglement spectrum and the boundary energy spectrum at topological criticality in arbitrary dimensions, demonstrating that the degeneracy of edge modes can be extracted from the bulk entanglement spectrum. These findings, further supported by numerical simulations of lattice models, provide a universal fingerprint for identifying nontrivial topology in critical free-fermion systems.
Quantum entanglement marks a definitive feature of topological states. However, the entanglement spectrum remains insufficiently explored for topological states without a bulk energy gap. Using a combination of field theory and numerical techniques, we accurately calculate and analyze the entanglement spectrum of gapless symmetry protected topological states in one dimension. We highlight that the universal entanglement spectrum not only encodes the nontrivial edge degeneracy, generalizing the Li-Haldane conjecture to gapless topological states, but also contains the operator content of the underlying boundary conformal field theory. This implies that the bulk wave function can act as a fingerprint of both quantum criticality and topology in gapless symmetry protected topological states. We also identify a symmetry enriched conformal boundary condition that goes beyond the conventional conformal boundary condition.
Quantum entanglement can be an effective diagnostic tool for probing topological phases protected by global symmetries. Recently, the notion of nontrivial topology in critical systems has been proposed and is attracting growing attention. In this work, as a concrete example, we explore the quantum entanglement properties of fermionic symmetry-enriched quantum critical points by constructing exactly solvable models based on stacked multiple Kitaev chains. We first analytically establish the global phase diagram using entanglement entropy and reveal three topologically distinct gapped phases with different winding numbers, along with three topologically distinct transition lines separating them. Importantly, we unambiguously demonstrate that two transition lines exhibit fundamentally different topological properties despite sharing the same central charge. Specifically, they display nontrivial topological degeneracy in the entanglement spectrum under periodic boundary conditions, thereby generalizing the Li-Haldane bulk-boundary correspondence to a broader class of fermionic symmetry-enriched criticality. Additionally, we identify a novel Lifshitz multicritical point at the intersection of the three transition lines, which also exhibits nontrivial topological degeneracy. This work provides a valuable reference for investigating gapless topological phases of matter from the perspective of quantum entanglement.
Recent advances have revealed that topology can further enrich the universality classes of quantum phase transitions, thereby extending beyond the traditional paradigms of statistical and condensed matter physics. However, multicriticality between topologically distinct quantum critical lines remains insufficiently explored. In this Letter, we systematically construct and investigate a novel class of topologically enforced Lifshitz multicritical points in one dimensional chiral symmetric fermionic systems. Such multicriticality is driven solely by changes in the topology of neighboring critical lines, beyond previously recognized multicritical points that are typically induced by changes in critical exponents. More importantly, the topologically enforced multicriticality identified here can host robust topological degeneracies while surprisingly exhibiting a breakdown of the Li Haldane bulk boundary correspondence-a phenomenon we elucidate through a simple physical picture.
Using bulk gapless topological superconductors in both 1D and 2D as free fermion model examples, we demonstrate the power of subsystem correlation spectrum (the spectrum of correlation matrix), or equivalently the entanglement spectrum for the case of free fermions, in characterizing the topology of the nontrivial ground state. For the systems considered, we show that signatures of the low-energy spectrum, including both the edge modes and the bulk modes, appear in the correlation spectrum, albeit with different behaviors. This work generalizes the 2D Li-Haldane entanglement spectrum characterization of topological edge states to 2D topological systems with gapless bulk.
Many topologically nontrivial states of matter possess gapless degrees of freedom on the boundary, and when these boundary states delocalize into the bulk, a phase transition occurs, and the system becomes topologically trivial. We show that tensor networks provide a natural framework for analyzing such topological phase transitions in terms of the boundary degrees of freedom which mediate it. To do so, we make use of a correspondence between a topologically nontrivial ground state and its phase transition to a trivial phase established in T. Hsieh and L. Fu (arXiv:1305.1949). This involved computing the bulk entanglement spectrum (BES) of the ground state upon tracing out an extensive subsystem. This work implements BES via tensor network representations of ground states. In this framework, the universality class of the quantum critical entanglement Hamiltonian in ddd spatial dimensions is either derived analytically or mapped to a classical statistical model in d+1d+1d+1 dimensions, which can be studied using Monte Carlo or tensor renormalization-group methods. As an example, we analytically derive the universality classes of topological phase transitions from the spin-1 chain Haldane phase and demonstrate that the Affleck-Kennedy-Lieb-Tasaki (AKLT) wave function (and its generalizations) remarkably contains critical six-vertex (and, in general, eight-vertex) models within it.
Under an appropriate symmetric extensive bipartition in a one-dimensional symmetry-protected topological (SPT) phase, a bulk critical-entanglement spectrum can be obtained, resembling the excitation spectrum of the critical point separating the SPT phase from the trivial (vacuum) state. Such a critical point is beyond the standard Landau-Ginzburg-Wilson paradigm for symmetry-breaking phase transitions. For the S=1S=1S=1 SPT (Haldane) phase with the Affleck-Kennedy-Lieb-Tasaki exact wave function, the resulting critical-entanglement spectrum has a residual entropy per lattice site sr=0.67602{s}_{r}=0.67602sr​=0.67602, showing a delocalized version of the edge excitations in the SPT phase. From the wave function corresponding to the lowest entanglement energy level, the central charge of the critical point can be extracted $c\ensuremath{\approx}1.01\ifmmode\pm\else\textpm\fi{}0.01$. The critical theory can be identified as the same effective field theory as the spin-1/2 antiferromagnetic Heisenberg chain or the spin-1/2 Haldane-Shastry model with inverse-square long-range interaction.